PSP vs. FYT ETF Comparison

Comparison of PowerShares Listed Private Equity (PSP) to First Trust Small Cap Value AlphaDEX Fund (FYT)

PSP

PowerShares Listed Private Equity

PSP Description

The PowerShares Global Listed Private Equity Portfolio (Fund) is based on the Red Rocks Global Listed Private Equity Index (Index). The Fund will normally invest at least 90% of its total assets in securities, which may include American depository receipts and global depository receipts, that comprise the Index. The Index includes securities, ADRs and GDRs of 40 to 75 private equity companies, including business development companies (BDCs), master limited partnerships (MLPs) and other vehicles whose principal business is to invest in, lend capital to or provide services to privately held companies (collectively, listed private equity companies). The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$67.29

Average Daily Volume

14,803

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

19,129

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	PSP	FYT
30 Days	3.73%	-2.65%
60 Days	10.96%	-0.29%
90 Days	9.92%	6.05%
12 Months	47.03%	20.95%

1 Overlapping Holdings

	Symbol	Grade	Weight in PSP	Weight in FYT	Overlap
	GHC	B	1.25%	0.7%	0.7%

PSP Overweight 27 Positions Relative to FYT

Symbol	Grade	Weight
KKR	A	5.76%
BX	C	5.69%
TPG	B	5.63%
CG	C	4.31%
OWL	A	3.01%
ARCC	A	2.77%
HLNE	A	2.76%
STEP	A	2.12%
IAC	C	1.21%
BBUC	B	1.1%
BXSL	C	0.86%
FSK	A	0.85%
CODI	D	0.65%
GBDC	B	0.62%
CNNE	F	0.5%
MAIN	B	0.46%
HTGC	C	0.44%
PAX	F	0.39%
PX	C	0.3%
BCSF	B	0.23%
CSWC	C	0.22%
BBDC	D	0.22%
TSLX	D	0.21%
GSBD	D	0.21%
GAIN	B	0.21%
NMFC	F	0.21%
SLRC	D	0.2%

PSP Underweight 250 Positions Relative to FYT

Symbol	Grade	Weight
PRG	C	-0.86%
CNX	A	-0.77%
UAA	B	-0.76%
CCS	C	-0.75%
BZH	C	-0.73%
NMIH	C	-0.73%
BNL	C	-0.72%
PHIN	C	-0.72%
EBC	D	-0.7%
INVA	B	-0.7%
LZB	C	-0.69%
NWE	B	-0.69%
HE	F	-0.68%
NWN	C	-0.68%
EIG	B	-0.68%
AVA	D	-0.68%
ATSG	B	-0.67%
SR	C	-0.67%
GEF	D	-0.66%
UVV	D	-0.66%
TGNA	B	-0.66%
WMK	D	-0.66%
IMKTA	F	-0.65%
SPB	C	-0.65%
ENVA	D	-0.63%
HIW	C	-0.62%
LGIH	C	-0.62%
EFSC	D	-0.61%
STBA	D	-0.61%
CNO	C	-0.61%
RLJ	D	-0.61%
GDEN	D	-0.61%
SBH	C	-0.6%
NX	F	-0.6%
CXW	F	-0.6%
KOP	F	-0.6%
JBT	B	-0.6%
CALM	B	-0.59%
FCF	D	-0.59%
BKU	D	-0.59%
RYI	F	-0.59%
CABO	F	-0.59%
AAT	C	-0.59%
HPP	F	-0.59%
INDB	D	-0.57%
GES	F	-0.57%
ALGT	D	-0.57%
RC	F	-0.57%
DNOW	F	-0.56%
CUBI	F	-0.56%
SNDR	C	-0.56%
HTZ	F	-0.56%
ADNT	D	-0.55%
OCFC	C	-0.55%
FRME	D	-0.54%
OLPX	C	-0.54%
FFBC	D	-0.54%
CATY	D	-0.54%
VSCO	C	-0.53%
REVG	D	-0.53%
ARCH	D	-0.53%
ABR	C	-0.52%
CRI	D	-0.52%
KSS	D	-0.52%
WERN	D	-0.51%
SCHL	F	-0.51%
HUBG	D	-0.51%
SAH	D	-0.51%
PFBC	D	-0.51%
WGO	D	-0.51%
CRK	B	-0.51%
PRDO	D	-0.5%
NAVI	D	-0.5%
IBOC	D	-0.5%
VSH	F	-0.49%
ABM	D	-0.49%
USM	C	-0.49%
REZI	D	-0.48%
LILAK	D	-0.48%
ANDE	D	-0.48%
PEBO	F	-0.48%
FBNC	D	-0.47%
CENTA	F	-0.47%
CRC	B	-0.47%
SASR	C	-0.46%
PATK	C	-0.46%
CENX	B	-0.44%
EPC	F	-0.44%
MATW	F	-0.44%
VBTX	C	-0.44%
SSTK	F	-0.44%
SLVM	C	-0.44%
BANR	C	-0.43%
PDCO	F	-0.43%
MSGE	A	-0.43%
SFNC	C	-0.43%
TOWN	D	-0.43%
DAN	D	-0.42%
PARR	F	-0.42%
PNM	B	-0.42%
LGND	D	-0.42%
TALO	F	-0.42%
OFG	D	-0.42%
MCRI	B	-0.41%
NWBI	D	-0.41%
BKE	D	-0.41%
HOPE	D	-0.41%
JELD	D	-0.41%
CASH	D	-0.41%
ADV	F	-0.4%
CTOS	F	-0.4%
BXC	D	-0.4%
UNF	A	-0.4%
OI	D	-0.4%
FHI	C	-0.4%
FIBK	D	-0.39%
OMI	F	-0.39%
KMT	C	-0.39%
APOG	B	-0.39%
AMN	F	-0.39%
AX	D	-0.39%
FHB	D	-0.39%
RNST	D	-0.38%
WSBC	D	-0.38%
WSFS	D	-0.38%
NBHC	D	-0.38%
SJW	D	-0.38%
OMCL	C	-0.38%
EQC	D	-0.37%
KN	C	-0.37%
CBRL	D	-0.37%
NMRK	A	-0.37%
ARCB	D	-0.37%
ODP	F	-0.36%
ECVT	F	-0.36%
ICUI	B	-0.36%
KOS	F	-0.35%
HTLD	F	-0.35%
CMCO	D	-0.35%
MRTN	F	-0.34%
VRTS	F	-0.33%
MLKN	F	-0.33%
CHGG	F	-0.32%
DEI	A	-0.32%
PLUS	C	-0.32%
MODG	F	-0.32%
DORM	C	-0.31%
ROIC	C	-0.31%
ZD	D	-0.31%
GEO	F	-0.31%
BDC	B	-0.3%
VAC	D	-0.3%
HELE	D	-0.3%
WAFD	D	-0.29%
MCY	B	-0.29%
GTY	C	-0.29%
DIOD	F	-0.29%
AUB	D	-0.28%
NIC	D	-0.28%
LCII	B	-0.28%
CSGS	C	-0.28%
VCTR	B	-0.28%
TCBI	C	-0.28%
CNXN	C	-0.28%
ALEX	D	-0.28%
CPK	C	-0.28%
NHC	D	-0.28%
PRIM	C	-0.28%
SRCE	D	-0.27%
CWT	D	-0.27%
SNEX	C	-0.27%
SAFT	D	-0.27%
PSMT	B	-0.27%
DEA	D	-0.27%
DFIN	C	-0.27%
SBCF	D	-0.27%
OEC	F	-0.27%
UCBI	B	-0.27%
TRMK	D	-0.26%
FULT	D	-0.26%
EAT	A	-0.26%
PTVE	D	-0.26%
TCBK	D	-0.26%
BUSE	D	-0.26%
KLG	D	-0.26%
HTH	D	-0.25%
GOGO	F	-0.25%
CVBF	B	-0.25%
PBH	D	-0.25%
HLF	F	-0.25%
XHR	B	-0.25%
PCRX	F	-0.24%
LNN	C	-0.24%
TRS	D	-0.24%
MTX	B	-0.22%
SHEN	F	-0.22%
FOXF	F	-0.21%
BLMN	F	-0.21%
KALU	D	-0.2%
STRA	F	-0.2%
LTH	C	-0.16%
FDP	C	-0.16%
CBU	D	-0.15%
CVCO	B	-0.15%
BMBL	F	-0.15%
CWEN	C	-0.15%
PFS	D	-0.15%
PLXS	B	-0.15%
BOOT	A	-0.15%
FBP	D	-0.14%
SHOO	A	-0.14%
NBTB	D	-0.14%
ADUS	D	-0.14%
HNI	B	-0.14%
WD	C	-0.14%
BHLB	D	-0.14%
JBGS	C	-0.14%
FBK	D	-0.14%
MWA	A	-0.14%
STC	C	-0.14%
ATUS	B	-0.14%
OII	D	-0.13%
PPBI	F	-0.13%
KFY	C	-0.13%
PGRE	D	-0.13%
HMN	B	-0.13%
NNI	C	-0.13%
THS	C	-0.13%
LXP	D	-0.13%
GNW	C	-0.13%
KFRC	F	-0.12%
NVEE	F	-0.12%
ASB	F	-0.12%
CAKE	A	-0.12%
AIN	F	-0.12%
APAM	C	-0.12%
WOR	F	-0.11%
SCL	D	-0.11%
CTS	B	-0.11%
ENOV	F	-0.11%
CMTG	F	-0.11%
VSAT	F	-0.11%
THRM	F	-0.11%
OXM	F	-0.1%
ROG	D	-0.1%
XRX	D	-0.1%
GO	F	-0.09%
DK	F	-0.09%
HI	F	-0.08%
IART	F	-0.07%