OUSM vs. FYT ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust Small Cap Value AlphaDEX Fund (FYT)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$42.45

Average Daily Volume

67,903

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.52

Average Daily Volume

23,178

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	FYT
30 Days	2.40%	2.13%
60 Days	4.18%	4.79%
90 Days	4.02%	3.32%
12 Months	20.34%	12.74%

19 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in FYT	Overlap
APAM	D	0.57%	0.12%	0.12%
AVA	B	0.11%	0.66%	0.11%
CALM	B	0.37%	0.56%	0.37%
CPK	A	0.08%	0.26%	0.08%
CRI	C	0.46%	0.5%	0.46%
EIG	B	0.26%	0.67%	0.26%
FHI	B	0.61%	0.36%	0.36%
KFRC	D	0.19%	0.12%	0.12%
LZB	C	0.31%	0.65%	0.31%
NWE	A	0.13%	0.64%	0.13%
NWN	B	0.05%	0.66%	0.05%
PDCO	F	0.97%	0.44%	0.44%
SHOO	C	0.57%	0.12%	0.12%
SNDR	B	0.24%	0.53%	0.24%
SR	B	0.13%	0.64%	0.13%
TGNA	D	0.64%	0.59%	0.59%
UVV	B	0.16%	0.67%	0.16%
VSH	F	0.62%	0.54%	0.54%
WMK	B	0.14%	0.64%	0.14%

OUSM Overweight 86 Positions Relative to FYT

Symbol	Grade	Weight
TW	B	2.22%
ORI	B	2.11%
EHC	B	2.1%
JNPR	A	2.08%
TFX	A	2.05%
PRI	B	2.01%
CHE	C	1.99%
NYT	C	1.99%
MKTX	A	1.97%
OGN	C	1.91%
CASY	C	1.87%
DKS	C	1.86%
TXRH	D	1.85%
MUSA	B	1.83%
EVR	B	1.81%
ITT	C	1.79%
HLI	B	1.76%
HRB	B	1.76%
OC	D	1.68%
TPR	B	1.67%
LECO	F	1.66%
LFUS	C	1.64%
SEIC	D	1.62%
AOS	D	1.61%
MTG	B	1.54%
WSM	D	1.53%
BWA	D	1.44%
TTC	D	1.44%
ESNT	B	1.43%
DCI	C	1.43%
BMI	C	1.41%
RLI	B	1.38%
GNTX	D	1.38%
PINC	A	1.36%
AVT	C	1.26%
RL	A	1.24%
MLI	B	1.23%
RDN	B	1.22%
AIT	C	1.21%
SSD	D	1.18%
WH	A	1.16%
INGR	A	1.15%
UFPI	D	1.11%
DLB	F	1.09%
LSTR	D	1.08%
RHI	D	1.08%
HLNE	B	1.06%
VST	C	1.06%
WU	C	1.02%
BC	D	0.94%
AAON	C	0.92%
EXPO	B	0.88%
IDCC	B	0.86%
WTS	D	0.85%
POWI	F	0.85%
PII	D	0.8%
CCOI	A	0.75%
CHH	C	0.69%
FLO	A	0.62%
MSM	D	0.6%
NI	A	0.55%
BRC	B	0.53%
COLM	B	0.53%
CNS	B	0.48%
WDFC	A	0.46%
LANC	D	0.45%
WTRG	D	0.41%
PNW	A	0.4%
GOLF	C	0.36%
OGE	B	0.32%
JJSF	C	0.32%
REYN	A	0.23%
IDA	A	0.21%
NFG	B	0.21%
AMSF	B	0.2%
POR	B	0.19%
NJR	A	0.18%
BKH	A	0.16%
OGS	B	0.15%
ALE	A	0.14%
RGR	F	0.13%
MGEE	B	0.12%
OTTR	D	0.12%
AWR	B	0.11%
DHIL	B	0.09%
EBF	B	0.09%

OUSM Underweight 232 Positions Relative to FYT

Symbol	Grade	Weight
PRG	B	-0.8%
CCS	B	-0.73%
NMIH	B	-0.72%
EBC	B	-0.72%
ATSG	C	-0.72%
PHIN	B	-0.72%
HE	F	-0.71%
INVA	B	-0.7%
BZH	B	-0.68%
CNX	B	-0.68%
UAA	B	-0.68%
BNL	B	-0.68%
GHC	C	-0.67%
GEF	D	-0.65%
SPB	B	-0.65%
ENVA	B	-0.65%
HPP	D	-0.64%
IMKTA	D	-0.64%
CUBI	F	-0.64%
CXW	D	-0.63%
KOP	D	-0.63%
GDEN	C	-0.62%
BKU	B	-0.62%
REVG	C	-0.61%
RYI	F	-0.61%
STBA	B	-0.61%
EFSC	B	-0.61%
CNO	B	-0.6%
RC	F	-0.6%
GES	F	-0.6%
RLJ	F	-0.59%
CABO	F	-0.59%
FCF	B	-0.59%
INDB	B	-0.59%
NX	D	-0.59%
SBH	B	-0.58%
AAT	B	-0.58%
HIW	B	-0.58%
FFBC	B	-0.57%
LGIH	C	-0.57%
FRME	C	-0.56%
JBT	F	-0.56%
DNOW	D	-0.56%
NAVI	C	-0.55%
CATY	B	-0.55%
ABM	C	-0.54%
ADNT	F	-0.54%
SAH	C	-0.54%
PARR	F	-0.53%
ARCH	F	-0.53%
SCHL	D	-0.53%
OCFC	B	-0.53%
HUBG	B	-0.52%
PFBC	C	-0.52%
WGO	D	-0.52%
IBOC	C	-0.52%
PEBO	C	-0.51%
HTZ	F	-0.51%
ALGT	F	-0.5%
PRDO	D	-0.5%
KSS	F	-0.5%
CRK	D	-0.49%
ANDE	D	-0.49%
REZI	D	-0.49%
WERN	D	-0.49%
AMN	F	-0.49%
CENTA	D	-0.49%
MATW	F	-0.48%
LILAK	D	-0.47%
CRC	D	-0.47%
USM	B	-0.47%
OLPX	B	-0.47%
EPC	C	-0.47%
VSCO	A	-0.46%
MSGE	B	-0.46%
FBNC	B	-0.46%
CTOS	F	-0.45%
TALO	F	-0.45%
SASR	B	-0.45%
ABR	B	-0.45%
LGND	B	-0.44%
SSTK	F	-0.44%
DAN	F	-0.44%
TOWN	B	-0.44%
SFNC	B	-0.43%
OFG	B	-0.43%
PATK	B	-0.42%
HOPE	B	-0.42%
VBTX	B	-0.42%
KOS	F	-0.42%
NWBI	B	-0.42%
BANR	B	-0.42%
ADV	B	-0.42%
AX	C	-0.42%
CASH	A	-0.42%
CHGG	F	-0.41%
WSFS	C	-0.41%
CENX	F	-0.41%
FHB	C	-0.41%
BKE	B	-0.4%
OI	C	-0.4%
RNST	C	-0.4%
OMI	C	-0.4%
SLVM	B	-0.4%
WSBC	B	-0.4%
UNF	C	-0.39%
PNM	A	-0.39%
MLKN	D	-0.39%
MCRI	A	-0.39%
OMCL	A	-0.39%
FIBK	B	-0.39%
NBHC	B	-0.39%
BXC	F	-0.38%
ECVT	F	-0.38%
SJW	A	-0.38%
KMT	D	-0.38%
JELD	F	-0.37%
APOG	C	-0.37%
ODP	F	-0.37%
KN	D	-0.37%
EQC	A	-0.36%
CMCO	F	-0.35%
ARCB	F	-0.35%
HTLD	D	-0.35%
GEO	D	-0.34%
DIOD	F	-0.34%
VRTS	D	-0.33%
CBRL	F	-0.33%
MRTN	D	-0.33%
ICUI	B	-0.33%
NMRK	A	-0.32%
PLUS	B	-0.31%
ZD	F	-0.31%
MODG	F	-0.31%
MCY	B	-0.3%
VAC	F	-0.3%
OEC	F	-0.3%
NHC	B	-0.3%
WAFD	B	-0.3%
DEI	B	-0.29%
AUB	B	-0.29%
GOGO	D	-0.29%
ROIC	B	-0.29%
DORM	B	-0.29%
ALEX	B	-0.28%
CSGS	C	-0.28%
SAFT	B	-0.28%
NIC	B	-0.28%
GTY	B	-0.28%
UCBI	B	-0.28%
BUSE	B	-0.27%
DFIN	B	-0.27%
PRIM	C	-0.27%
CNXN	B	-0.27%
FULT	C	-0.27%
LCII	B	-0.27%
CWT	B	-0.27%
VCTR	B	-0.27%
BDC	B	-0.27%
SRCE	C	-0.27%
TCBK	C	-0.27%
HELE	D	-0.27%
HLF	F	-0.27%
SBCF	B	-0.27%
PBH	A	-0.26%
PCRX	F	-0.26%
TCBI	A	-0.26%
SNEX	C	-0.26%
PSMT	B	-0.26%
TRMK	B	-0.26%
PTVE	D	-0.25%
KLG	B	-0.25%
HTH	C	-0.25%
DEA	A	-0.25%
CVBF	D	-0.25%
XHR	D	-0.24%
TRS	D	-0.24%
LNN	D	-0.24%
EAT	B	-0.23%
BLMN	F	-0.22%
SHEN	F	-0.22%
MTX	D	-0.22%
STRA	D	-0.21%
FOXF	F	-0.2%
KALU	F	-0.2%
FDP	B	-0.16%
LTH	B	-0.15%
NBTB	B	-0.15%
CBU	B	-0.15%
BMBL	D	-0.15%
PFS	B	-0.15%
FBP	B	-0.14%
CWEN	B	-0.14%
STC	B	-0.14%
HNI	B	-0.14%
CVCO	B	-0.14%
MWA	C	-0.14%
BHLB	B	-0.14%
FBK	B	-0.14%
VSAT	D	-0.14%
PLXS	B	-0.14%
ASB	C	-0.13%
KFY	C	-0.13%
WD	B	-0.13%
PGRE	C	-0.13%
HMN	B	-0.13%
AIN	D	-0.13%
PPBI	C	-0.13%
THS	A	-0.13%
LXP	B	-0.13%
OII	C	-0.13%
JBGS	B	-0.13%
ADUS	B	-0.13%
NNI	B	-0.13%
GNW	B	-0.13%
CMTG	F	-0.12%
CAKE	C	-0.12%
THRM	D	-0.12%
ENOV	D	-0.12%
NVEE	F	-0.12%
BOOT	B	-0.12%
SCL	D	-0.11%
WOR	F	-0.11%
CTS	D	-0.11%
XRX	D	-0.11%
HI	F	-0.1%
DK	F	-0.1%
GO	F	-0.1%
OXM	F	-0.1%
ROG	F	-0.1%
ATUS	C	-0.1%
IART	F	-0.08%