FYT vs. XSLV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to PowerShares S&P SmallCap Low Volatility Portfolio (XSLV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$56.53

Average Daily Volume

22,554

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

XSLV

PowerShares S&P SmallCap Low Volatility Portfolio

XSLV Description

The PowerShares S&P SmallCap Low Volatility Portfolio (Fund) is based on the S&P SmallCap 600 Low Volatility Index (Index). The Fund generally will invest at least 90% of its total assets in common stocks that comprise the Index. The Index is compiled, maintained and calculated by Standard & Poor's, consisting of 120 out of 600 small-capitalization range securities from the S&P SmallCap 600 Index with the lowest realized volatility over the past 12 months. Volatility is a statistical measurement of the magnitude of up and down asset price fluctuations over time. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$48.57

Average Daily Volume

28,950

Number of Holdings ^*

115

* may have additional holdings in another (foreign) market

Performance

Period	FYT	XSLV
30 Days	4.50%	4.70%
60 Days	1.28%	4.56%
90 Days	10.74%	12.95%
12 Months	20.45%	22.91%

45 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in XSLV	Overlap
ADUS	B	0.14%	0.75%	0.14%
AIN	D	0.12%	0.7%	0.12%
ALEX	B	0.29%	0.93%	0.29%
APOG	B	0.37%	0.77%	0.37%
AVA	C	0.68%	0.84%	0.68%
CASH	B	0.42%	0.84%	0.42%
CNXN	B	0.28%	0.78%	0.28%
CPK	B	0.28%	0.86%	0.28%
CWT	C	0.28%	0.84%	0.28%
DFIN	B	0.28%	0.81%	0.28%
EIG	C	0.69%	1.09%	0.69%
EPC	F	0.45%	0.83%	0.45%
FBP	C	0.13%	0.76%	0.13%
FDP	C	0.16%	0.74%	0.16%
FHB	D	0.4%	0.73%	0.4%
GNW	B	0.13%	0.75%	0.13%
GTY	B	0.3%	1.03%	0.3%
HMN	D	0.13%	0.87%	0.13%
HTH	C	0.25%	0.79%	0.25%
HUBG	C	0.52%	0.82%	0.52%
INVA	B	0.75%	1.0%	0.75%
KFY	B	0.13%	0.81%	0.13%
KMT	B	0.39%	0.76%	0.39%
LXP	B	0.13%	0.87%	0.13%
MCRI	C	0.4%	0.94%	0.4%
MRTN	D	0.34%	0.76%	0.34%
MTX	D	0.22%	0.77%	0.22%
NAVI	C	0.53%	0.81%	0.53%
NBHC	D	0.38%	0.74%	0.38%
NHC	D	0.29%	0.76%	0.29%
NMIH	B	0.73%	0.96%	0.73%
NVEE	F	0.12%	0.7%	0.12%
NWBI	C	0.42%	0.77%	0.42%
NWN	C	0.68%	0.82%	0.68%
OFG	C	0.42%	0.79%	0.42%
PBH	B	0.27%	0.92%	0.27%
PLXS	A	0.15%	0.75%	0.15%
PSMT	B	0.27%	0.85%	0.27%
SAFT	D	0.27%	0.97%	0.27%
SHOO	B	0.13%	0.81%	0.13%
SJW	C	0.4%	0.86%	0.4%
SNDR	B	0.56%	0.73%	0.56%
SNEX	B	0.26%	0.76%	0.26%
UNF	C	0.4%	0.74%	0.4%
WERN	D	0.51%	0.8%	0.51%

FYT Overweight 206 Positions Relative to XSLV

Symbol	Grade	Weight
PRG	B	0.81%
HE	F	0.78%
CCS	B	0.76%
BZH	B	0.73%
PHIN	B	0.72%
BNL	B	0.72%
EBC	B	0.71%
CNX	B	0.7%
UAA	C	0.69%
NWE	B	0.69%
GHC	B	0.67%
SR	B	0.67%
ATSG	D	0.67%
WMK	C	0.67%
LZB	C	0.67%
IMKTA	D	0.66%
SPB	C	0.66%
UVV	D	0.66%
GEF	D	0.65%
GDEN	D	0.64%
TGNA	D	0.63%
HPP	D	0.63%
STBA	B	0.62%
CXW	F	0.62%
HIW	B	0.62%
KOP	F	0.62%
ENVA	C	0.62%
CUBI	F	0.62%
NX	F	0.61%
EFSC	B	0.61%
LGIH	C	0.6%
RLJ	D	0.59%
AAT	B	0.59%
CNO	B	0.59%
FCF	C	0.59%
BKU	C	0.59%
JBT	D	0.58%
RYI	D	0.58%
SBH	B	0.58%
INDB	C	0.58%
RC	F	0.58%
CALM	A	0.57%
GES	F	0.57%
CABO	F	0.57%
FFBC	D	0.56%
CRI	D	0.56%
CATY	C	0.55%
SCHL	D	0.55%
FRME	D	0.54%
DNOW	D	0.54%
REVG	D	0.54%
OCFC	B	0.54%
OLPX	C	0.53%
KSS	F	0.53%
PFBC	D	0.52%
ALGT	F	0.52%
IBOC	D	0.52%
VSH	F	0.51%
WGO	D	0.51%
PRDO	D	0.51%
ARCH	F	0.51%
PEBO	C	0.5%
SAH	D	0.5%
ADNT	F	0.5%
USM	C	0.5%
LILAK	D	0.49%
ABR	B	0.49%
ABM	D	0.49%
CENTA	F	0.49%
FBNC	B	0.48%
HTZ	F	0.48%
MATW	F	0.47%
ANDE	D	0.47%
CRK	D	0.47%
REZI	D	0.47%
SASR	B	0.47%
PARR	F	0.46%
CRC	C	0.46%
VSCO	C	0.46%
TOWN	B	0.45%
PATK	B	0.45%
LGND	C	0.45%
TALO	D	0.45%
MSGE	B	0.44%
PDCO	F	0.44%
AMN	F	0.43%
SFNC	B	0.43%
BANR	B	0.42%
BKE	B	0.42%
ADV	C	0.42%
SSTK	F	0.42%
VBTX	B	0.42%
CTOS	F	0.41%
HOPE	B	0.41%
PNM	B	0.41%
OI	D	0.4%
OMCL	C	0.4%
WSBC	D	0.4%
AX	D	0.4%
WSFS	D	0.4%
SLVM	B	0.4%
RNST	D	0.39%
EQC	C	0.39%
DAN	F	0.39%
BXC	D	0.39%
FIBK	B	0.39%
CENX	D	0.39%
OMI	D	0.39%
JELD	D	0.38%
FHI	A	0.38%
CHGG	F	0.37%
ICUI	B	0.37%
KOS	F	0.36%
HTLD	D	0.36%
ECVT	F	0.36%
KN	D	0.36%
NMRK	A	0.36%
MLKN	D	0.36%
ODP	F	0.36%
ARCB	D	0.34%
ROIC	B	0.32%
ZD	D	0.32%
CBRL	D	0.32%
CMCO	F	0.32%
VRTS	F	0.32%
GEO	F	0.32%
WAFD	C	0.31%
DORM	B	0.31%
DEI	B	0.31%
DIOD	F	0.31%
MODG	F	0.31%
PLUS	A	0.3%
HELE	D	0.3%
VAC	F	0.3%
GOGO	F	0.29%
SBCF	C	0.28%
TCBI	B	0.28%
UCBI	B	0.28%
CSGS	C	0.28%
AUB	D	0.28%
KLG	C	0.28%
NIC	C	0.28%
TCBK	D	0.27%
BUSE	C	0.27%
BDC	B	0.27%
VCTR	B	0.27%
SRCE	C	0.27%
PRIM	B	0.27%
MCY	D	0.27%
LCII	C	0.27%
OEC	F	0.27%
DEA	B	0.27%
FULT	D	0.26%
HLF	F	0.26%
TRMK	C	0.26%
CVBF	D	0.25%
LNN	D	0.24%
EAT	A	0.24%
PTVE	D	0.24%
TRS	D	0.24%
SHEN	F	0.23%
XHR	B	0.23%
PCRX	F	0.22%
BLMN	F	0.21%
STRA	F	0.21%
KALU	F	0.2%
FOXF	D	0.19%
LTH	B	0.16%
VSAT	F	0.15%
BMBL	F	0.15%
CBU	C	0.15%
CVCO	A	0.15%
PFS	B	0.15%
NNI	B	0.14%
MWA	B	0.14%
HNI	C	0.14%
BHLB	B	0.14%
THS	C	0.14%
NBTB	D	0.14%
CWEN	C	0.14%
STC	B	0.14%
FBK	B	0.14%
JBGS	C	0.14%
BOOT	A	0.14%
PPBI	D	0.13%
WD	A	0.13%
PGRE	C	0.13%
ENOV	D	0.12%
OII	D	0.12%
ASB	D	0.12%
CMTG	D	0.12%
APAM	C	0.12%
KFRC	D	0.12%
ATUS	C	0.12%
SCL	D	0.11%
XRX	D	0.11%
CTS	D	0.11%
WOR	D	0.11%
CAKE	C	0.11%
THRM	D	0.11%
ROG	F	0.1%
OXM	F	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 70 Positions Relative to XSLV

Symbol	Grade	Weight
CTRE	C	-1.18%
LTC	C	-1.14%
EPRT	B	-1.1%
FCPT	C	-1.07%
PECO	B	-1.07%
ENSG	B	-1.03%
TR	C	-0.99%
SHO	C	-0.97%
MSGS	B	-0.96%
FELE	C	-0.94%
NPK	D	-0.94%
AMSF	C	-0.94%
EFC	B	-0.94%
AWR	B	-0.94%
SKT	B	-0.93%
FUL	C	-0.91%
RHI	D	-0.91%
BFS	B	-0.91%
CHCO	B	-0.9%
BRC	C	-0.9%
BCPC	C	-0.89%
UE	B	-0.89%
APLE	D	-0.89%
NSIT	D	-0.89%
COOP	C	-0.88%
IOSP	D	-0.88%
UTL	C	-0.86%
RDN	C	-0.86%
AGO	C	-0.86%
AKR	B	-0.86%
PRGS	C	-0.85%
WSR	D	-0.82%
ESE	B	-0.82%
DRH	C	-0.82%
PINC	C	-0.82%
PIPR	B	-0.81%
SPTN	C	-0.81%
AHH	B	-0.81%
MOG.A	B	-0.8%
AWI	B	-0.8%
KELYA	D	-0.79%
ACA	B	-0.79%
MMSI	B	-0.79%
SXT	C	-0.79%
IDCC	B	-0.78%
BSIG	B	-0.78%
UHT	B	-0.78%
PJT	B	-0.78%
HSTM	C	-0.77%
AL	D	-0.77%
TNC	F	-0.77%
VRRM	D	-0.77%
CPF	B	-0.77%
WABC	D	-0.76%
MGY	C	-0.76%
CSR	B	-0.76%
GTES	C	-0.75%
EPAC	B	-0.75%
MLI	A	-0.75%
RGR	D	-0.74%
EVTC	D	-0.74%
SMPL	D	-0.73%
JBSS	D	-0.73%
KAR	D	-0.73%
JJSF	C	-0.72%
EZPW	D	-0.7%
SPNT	C	-0.7%
FSS	D	-0.69%
NABL	D	-0.68%
USPH	F	-0.66%