FYT vs. RWR ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to SPDR DJ Wilshire REIT ETF (RWR)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.43

Average Daily Volume

9,519

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

RWR

SPDR DJ Wilshire REIT ETF

RWR Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index. In seeking to track the performance of the Dow Jones U.S. Select REIT Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is designed to provide a measure of real estate securities that serve as proxies for direct real estate investing, in part by excluding securities whose value is not always closely tied to the value of the underlying real estate. It is non-diversified.

Grade (RS Rating)

Last Trade

$95.96

Average Daily Volume

159,706

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	RWR
30 Days	4.53%	5.91%
60 Days	0.12%	6.61%
90 Days	4.07%	8.03%
12 Months	14.11%	7.37%

14 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in RWR	Overlap
AAT	A	0.54%	0.11%	0.11%
BNL	B	0.55%	0.31%	0.31%
DEA	B	0.29%	0.11%	0.11%
DEI	C	0.26%	0.23%	0.23%
EQC	D	0.41%	0.22%	0.22%
GTY	C	0.26%	0.13%	0.13%
HIW	B	0.66%	0.28%	0.28%
HPP	D	0.41%	0.06%	0.06%
JBGS	C	0.26%	0.14%	0.14%
LXP	B	0.13%	0.28%	0.13%
MPW	D	0.13%	0.25%	0.13%
PGRE	C	0.13%	0.08%	0.08%
RLJ	D	0.55%	0.15%	0.15%
XHR	C	0.25%	0.15%	0.15%

FYT Overweight 238 Positions Relative to RWR

Symbol	Grade	Weight
USM	B	1.04%
PRDO	D	0.81%
CRK	D	0.78%
REVG	D	0.77%
LILAK	A	0.74%
ABR	B	0.73%
SNDR	C	0.72%
INVA	B	0.72%
CNX	B	0.7%
CALM	A	0.7%
NMIH	A	0.7%
PHIN	D	0.69%
ATSG	D	0.68%
PRG	D	0.68%
AVA	D	0.67%
LZB	B	0.66%
FFBC	B	0.66%
WMK	C	0.66%
VSH	C	0.66%
MODG	D	0.65%
CRC	C	0.65%
NWN	C	0.65%
SPB	D	0.65%
SCHL	D	0.64%
EIG	B	0.64%
RC	C	0.63%
UVV	D	0.63%
JBT	D	0.63%
ARCH	F	0.63%
UAA	D	0.63%
GHC	C	0.62%
TGNA	C	0.62%
CASH	B	0.61%
DNOW	D	0.61%
IMKTA	D	0.61%
ABM	B	0.61%
SLVM	D	0.6%
TALO	D	0.59%
MLKN	C	0.58%
GEF	D	0.58%
PINC	F	0.57%
KN	A	0.57%
BZH	C	0.57%
FULT	A	0.57%
WSFS	B	0.56%
AX	B	0.56%
CABO	F	0.56%
NBHC	A	0.56%
GDEN	F	0.56%
BANR	B	0.55%
IBOC	A	0.55%
DIOD	C	0.55%
CNO	A	0.55%
HTLD	D	0.55%
VBTX	B	0.55%
STBA	A	0.55%
SASR	A	0.55%
NWE	C	0.54%
CATY	C	0.54%
MRTN	D	0.54%
HUBG	C	0.54%
PEBO	C	0.54%
KSS	D	0.54%
HE	D	0.54%
FCF	B	0.53%
SR	B	0.53%
EBC	A	0.53%
DAN	F	0.52%
SAH	D	0.52%
GEO	B	0.52%
ENVA	A	0.52%
EFSC	B	0.52%
OCFC	C	0.51%
KOS	F	0.51%
PFS	C	0.51%
WERN	D	0.5%
INDB	C	0.5%
FRME	B	0.5%
MSGE	C	0.49%
CUBI	B	0.48%
SBH	C	0.47%
REZI	D	0.47%
ALGT	F	0.46%
NHC	B	0.46%
CCS	C	0.45%
AMN	F	0.45%
PARR	F	0.45%
GOGO	F	0.44%
ICUI	C	0.44%
NAVI	D	0.44%
CXW	D	0.43%
APOG	D	0.43%
TCBK	B	0.42%
TRMK	A	0.42%
SNEX	B	0.42%
EPC	B	0.42%
HLF	F	0.42%
ODP	F	0.41%
CTOS	F	0.41%
EAT	D	0.41%
BKU	B	0.41%
ADNT	F	0.41%
UNF	C	0.4%
SRCE	B	0.4%
OFG	A	0.4%
TOWN	B	0.39%
PFBC	C	0.39%
NWBI	B	0.39%
BUSE	A	0.39%
RYI	F	0.39%
PNM	D	0.39%
FIBK	B	0.39%
OEC	D	0.38%
SJW	D	0.38%
WAFD	C	0.38%
GES	D	0.38%
RNST	B	0.38%
BOOT	C	0.37%
FOXF	D	0.37%
KMT	D	0.37%
FHI	B	0.37%
VSCO	D	0.37%
BKE	C	0.36%
HOPE	B	0.36%
WSBC	B	0.36%
ANDE	F	0.35%
SFNC	B	0.35%
CENTA	D	0.35%
SSTK	F	0.34%
HTLF	A	0.34%
PDCO	F	0.34%
PRIM	C	0.33%
HELE	F	0.33%
OLPX	D	0.33%
LTH	C	0.33%
JBLU	C	0.32%
ECVT	D	0.32%
MATW	F	0.32%
HTZ	F	0.31%
LGND	B	0.31%
LGIH	D	0.31%
CWEN	D	0.31%
VAC	F	0.31%
VCTR	C	0.31%
MTX	C	0.3%
LNN	F	0.3%
WOR	F	0.3%
WGO	F	0.29%
PLXS	C	0.29%
NX	F	0.29%
XRX	F	0.28%
FBP	A	0.28%
NBTB	B	0.28%
CHGG	F	0.27%
KOP	F	0.27%
BDC	C	0.27%
ASB	C	0.26%
TRS	D	0.26%
WD	C	0.26%
CVBF	C	0.26%
PCRX	F	0.26%
UCBI	C	0.26%
KALU	D	0.26%
BLMN	F	0.26%
HTH	C	0.26%
BHLB	B	0.26%
PSMT	D	0.26%
CNXN	D	0.26%
TCBI	B	0.26%
KLG	F	0.25%
AUB	B	0.25%
NMRK	B	0.25%
MCRI	C	0.25%
SBCF	C	0.25%
PLUS	D	0.25%
FHB	B	0.25%
DFIN	D	0.25%
THS	D	0.25%
FBNC	B	0.24%
ZD	F	0.24%
VRTS	C	0.24%
PATK	C	0.24%
OMCL	F	0.24%
CMCO	F	0.21%
CRI	F	0.2%
BXC	F	0.19%
OI	F	0.18%
TTMI	B	0.17%
JELD	F	0.17%
FWRD	D	0.17%
CBRL	F	0.16%
AIR	A	0.16%
MWA	B	0.15%
CAKE	D	0.15%
ADUS	B	0.15%
B	B	0.15%
ALEX	C	0.14%
ROG	C	0.14%
STRA	D	0.14%
NNI	C	0.14%
CTS	C	0.14%
HLIO	F	0.14%
NIC	A	0.13%
STC	B	0.13%
DORM	D	0.13%
GNW	D	0.13%
NVEE	D	0.13%
CBU	B	0.13%
COHU	C	0.13%
IBTX	B	0.13%
OII	C	0.13%
HNI	A	0.13%
CPK	C	0.13%
SHOO	B	0.13%
KFY	C	0.13%
FBK	A	0.13%
CVCO	C	0.12%
OXM	D	0.12%
KFRC	D	0.12%
VICR	D	0.12%
APAM	D	0.12%
ARI	C	0.12%
AIN	D	0.12%
SCL	C	0.12%
SHEN	D	0.12%
PPBI	C	0.12%
ATUS	F	0.11%
CSGS	D	0.11%
HI	D	0.11%
DK	F	0.11%
IART	D	0.11%
CMTG	D	0.11%
FDP	D	0.11%
ENOV	F	0.1%
ARCB	D	0.1%
ADV	D	0.1%
GO	F	0.1%
PTVE	F	0.1%

FYT Underweight 82 Positions Relative to RWR

Symbol	Grade	Weight
PLD	C	-10.43%
EQIX	C	-7.03%
WELL	B	-6.18%
DLR	B	-4.78%
SPG	B	-4.71%
PSA	B	-4.6%
O	C	-4.48%
EXR	B	-3.35%
AVB	C	-2.89%
EQR	C	-2.36%
VTR	A	-2.18%
INVH	C	-2.11%
ARE	B	-1.91%
ESS	B	-1.76%
MAA	B	-1.69%
SUI	C	-1.53%
DOC	B	-1.42%
KIM	C	-1.34%
HST	D	-1.3%
UDR	B	-1.28%
AMH	C	-1.27%
ELS	C	-1.25%
WPC	C	-1.24%
CPT	B	-1.19%
REG	B	-1.09%
CUBE	B	-1.04%
REXR	C	-1.01%
BXP	B	-0.92%
EGP	B	-0.87%
OHI	A	-0.86%
NNN	A	-0.82%
FRT	A	-0.8%
COLD	C	-0.73%
BRX	B	-0.72%
STAG	B	-0.7%
FR	B	-0.66%
ADC	B	-0.65%
RHP	D	-0.62%
TRNO	B	-0.6%
KRG	B	-0.52%
EPRT	B	-0.52%
VNO	C	-0.44%
PECO	C	-0.44%
IRT	B	-0.44%
CTRE	B	-0.39%
SLG	B	-0.38%
KRC	C	-0.36%
CUZ	B	-0.36%
MAC	C	-0.34%
EPR	C	-0.33%
APLE	D	-0.33%
NHI	B	-0.32%
NSA	B	-0.32%
IIPR	A	-0.32%
SKT	D	-0.31%
PK	F	-0.31%
SITC	A	-0.28%
FCPT	B	-0.24%
UE	A	-0.23%
SHO	C	-0.22%
AKR	B	-0.19%
DRH	D	-0.18%
PEB	D	-0.17%
ROIC	C	-0.16%
ESRT	B	-0.13%
GNL	C	-0.13%
AIV	B	-0.12%
NTST	D	-0.12%
UMH	B	-0.11%
CSR	B	-0.1%
PDM	A	-0.09%
PLYM	C	-0.09%
SVC	F	-0.08%
NXRT	C	-0.08%
DHC	C	-0.07%
GMRE	C	-0.06%
BDN	C	-0.06%
INN	D	-0.06%
UHT	C	-0.05%
CHCT	D	-0.05%
CLDT	D	-0.04%
OPI	D	-0.01%