FYT vs. QLV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to FlexShares US Quality Low Volatility Index Fund (QLV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$56.28

Average Daily Volume

23,255

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

QLV

FlexShares US Quality Low Volatility Index Fund

QLV Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Northern Trust Developed Markets ex-US Quality Low Volatility IndexSM. The underlying index is designed to reflect the performance of a selection of companies that, in aggregate, possess lower overall absolute volatility characteristics relative to a broad universe of securities domiciled in developed market countries, excluding the U.S. The fund will invest at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$66.02

Average Daily Volume

3,613

Number of Holdings ^*

114

* may have additional holdings in another (foreign) market

Performance

Period	FYT	QLV
30 Days	1.41%	1.63%
60 Days	-0.48%	4.53%
90 Days	8.75%	5.65%
12 Months	17.71%	25.53%

1 Overlapping Holdings

	Symbol	Grade	Weight in FYT	Weight in QLV	Overlap
	CALM	B	0.57%	0.48%	0.48%

FYT Overweight 250 Positions Relative to QLV

Symbol	Grade	Weight
PRG	B	0.81%
HE	F	0.78%
CCS	B	0.76%
INVA	B	0.75%
BZH	B	0.73%
NMIH	B	0.73%
PHIN	B	0.72%
BNL	B	0.72%
EBC	B	0.71%
CNX	A	0.7%
UAA	C	0.69%
NWE	A	0.69%
EIG	B	0.69%
AVA	B	0.68%
NWN	B	0.68%
GHC	C	0.67%
SR	B	0.67%
ATSG	D	0.67%
WMK	C	0.67%
LZB	C	0.67%
IMKTA	D	0.66%
SPB	B	0.66%
UVV	D	0.66%
GEF	D	0.65%
GDEN	D	0.64%
TGNA	C	0.63%
HPP	D	0.63%
STBA	B	0.62%
CXW	F	0.62%
HIW	B	0.62%
KOP	F	0.62%
ENVA	C	0.62%
CUBI	F	0.62%
NX	D	0.61%
EFSC	B	0.61%
LGIH	C	0.6%
RLJ	D	0.59%
AAT	B	0.59%
CNO	B	0.59%
FCF	C	0.59%
BKU	C	0.59%
JBT	D	0.58%
RYI	F	0.58%
SBH	B	0.58%
INDB	C	0.58%
RC	D	0.58%
GES	F	0.57%
CABO	F	0.57%
FFBC	C	0.56%
SNDR	B	0.56%
CRI	C	0.56%
CATY	B	0.55%
SCHL	D	0.55%
FRME	C	0.54%
DNOW	D	0.54%
REVG	C	0.54%
OCFC	B	0.54%
OLPX	C	0.53%
KSS	F	0.53%
NAVI	C	0.53%
HUBG	C	0.52%
PFBC	C	0.52%
ALGT	F	0.52%
IBOC	C	0.52%
VSH	D	0.51%
WGO	D	0.51%
PRDO	D	0.51%
WERN	D	0.51%
ARCH	F	0.51%
PEBO	C	0.5%
SAH	D	0.5%
ADNT	F	0.5%
USM	C	0.5%
LILAK	D	0.49%
ABR	B	0.49%
ABM	D	0.49%
CENTA	D	0.49%
FBNC	B	0.48%
HTZ	D	0.48%
MATW	F	0.47%
ANDE	D	0.47%
CRK	D	0.47%
REZI	D	0.47%
SASR	B	0.47%
PARR	F	0.46%
CRC	C	0.46%
VSCO	C	0.46%
TOWN	B	0.45%
PATK	B	0.45%
LGND	C	0.45%
TALO	F	0.45%
EPC	F	0.45%
MSGE	B	0.44%
PDCO	F	0.44%
AMN	F	0.43%
SFNC	B	0.43%
NWBI	C	0.42%
BANR	B	0.42%
BKE	B	0.42%
ADV	C	0.42%
SSTK	F	0.42%
VBTX	B	0.42%
OFG	C	0.42%
CASH	B	0.42%
CTOS	F	0.41%
HOPE	B	0.41%
PNM	B	0.41%
OI	D	0.4%
SJW	C	0.4%
OMCL	C	0.4%
WSBC	D	0.4%
AX	D	0.4%
WSFS	C	0.4%
UNF	B	0.4%
SLVM	B	0.4%
FHB	C	0.4%
MCRI	B	0.4%
RNST	D	0.39%
EQC	B	0.39%
DAN	F	0.39%
BXC	D	0.39%
FIBK	B	0.39%
KMT	B	0.39%
CENX	D	0.39%
OMI	D	0.39%
JELD	D	0.38%
NBHC	C	0.38%
FHI	A	0.38%
CHGG	F	0.37%
ICUI	B	0.37%
APOG	B	0.37%
KOS	F	0.36%
HTLD	D	0.36%
ECVT	F	0.36%
KN	D	0.36%
NMRK	B	0.36%
MLKN	D	0.36%
ODP	F	0.36%
MRTN	D	0.34%
ARCB	D	0.34%
ROIC	B	0.32%
ZD	D	0.32%
CBRL	D	0.32%
CMCO	F	0.32%
VRTS	D	0.32%
GEO	F	0.32%
WAFD	B	0.31%
DORM	B	0.31%
DEI	B	0.31%
DIOD	F	0.31%
MODG	F	0.31%
GTY	B	0.3%
PLUS	B	0.3%
HELE	D	0.3%
VAC	F	0.3%
NHC	D	0.29%
GOGO	F	0.29%
ALEX	B	0.29%
CWT	C	0.28%
CNXN	B	0.28%
SBCF	C	0.28%
TCBI	B	0.28%
UCBI	B	0.28%
CSGS	C	0.28%
DFIN	B	0.28%
AUB	C	0.28%
KLG	C	0.28%
NIC	C	0.28%
CPK	B	0.28%
TCBK	C	0.27%
PBH	B	0.27%
BUSE	C	0.27%
PSMT	B	0.27%
BDC	B	0.27%
VCTR	B	0.27%
SRCE	C	0.27%
PRIM	C	0.27%
SAFT	C	0.27%
MCY	C	0.27%
LCII	C	0.27%
OEC	F	0.27%
DEA	B	0.27%
FULT	C	0.26%
HLF	F	0.26%
SNEX	C	0.26%
TRMK	C	0.26%
CVBF	C	0.25%
HTH	C	0.25%
LNN	C	0.24%
EAT	B	0.24%
PTVE	D	0.24%
TRS	D	0.24%
SHEN	F	0.23%
XHR	C	0.23%
MTX	D	0.22%
PCRX	F	0.22%
BLMN	F	0.21%
STRA	D	0.21%
KALU	F	0.2%
FOXF	F	0.19%
FDP	B	0.16%
LTH	B	0.16%
VSAT	F	0.15%
BMBL	F	0.15%
CBU	C	0.15%
PLXS	B	0.15%
CVCO	B	0.15%
PFS	B	0.15%
NNI	B	0.14%
ADUS	B	0.14%
MWA	C	0.14%
HNI	B	0.14%
BHLB	C	0.14%
THS	C	0.14%
NBTB	D	0.14%
CWEN	B	0.14%
STC	B	0.14%
FBK	B	0.14%
JBGS	B	0.14%
BOOT	B	0.14%
PPBI	D	0.13%
KFY	B	0.13%
HMN	C	0.13%
SHOO	B	0.13%
WD	B	0.13%
PGRE	C	0.13%
GNW	B	0.13%
FBP	C	0.13%
LXP	B	0.13%
ENOV	F	0.12%
OII	D	0.12%
ASB	D	0.12%
NVEE	F	0.12%
CMTG	F	0.12%
APAM	C	0.12%
KFRC	D	0.12%
AIN	D	0.12%
ATUS	C	0.12%
SCL	D	0.11%
XRX	F	0.11%
CTS	D	0.11%
WOR	F	0.11%
CAKE	C	0.11%
THRM	D	0.11%
ROG	D	0.1%
OXM	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 113 Positions Relative to QLV

Symbol	Grade	Weight
MSFT	C	-7.68%
AAPL	D	-5.11%
NVDA	D	-4.13%
PG	C	-3.43%
LLY	C	-2.85%
MRK	D	-2.76%
V	B	-2.15%
AMZN	C	-2.13%
MCD	C	-1.97%
JNJ	B	-1.9%
IBM	B	-1.77%
VZ	B	-1.7%
PEP	C	-1.69%
T	B	-1.45%
LMT	C	-1.17%
ABBV	C	-1.15%
META	A	-1.14%
XOM	D	-1.13%
GILD	B	-0.98%
TMUS	C	-0.96%
DUK	C	-0.95%
ABT	C	-0.95%
CME	C	-0.92%
PSA	B	-0.91%
ADP	B	-0.87%
ED	C	-0.87%
TXN	C	-0.87%
GIS	B	-0.86%
WEC	B	-0.84%
WTW	B	-0.83%
AMGN	B	-0.82%
ATR	B	-0.8%
TYL	C	-0.8%
K	A	-0.79%
CHKP	C	-0.79%
CHE	C	-0.78%
RGLD	B	-0.77%
DOX	C	-0.77%
AIZ	B	-0.77%
CB	B	-0.76%
GOOGL	D	-0.76%
WDFC	B	-0.76%
QGEN	B	-0.75%
QLYS	F	-0.74%
LSTR	D	-0.74%
AVY	D	-0.72%
SO	B	-0.72%
REGN	C	-0.71%
STNG	D	-0.71%
WM	D	-0.66%
NOC	B	-0.65%
TRV	B	-0.64%
GD	B	-0.64%
SMMT	C	-0.62%
ALL	A	-0.61%
AEP	B	-0.59%
XEL	A	-0.59%
EQIX	B	-0.59%
WCN	D	-0.59%
BRK.A	C	-0.59%
AZO	D	-0.58%
RSG	D	-0.58%
ZM	C	-0.58%
CTVA	B	-0.57%
CINF	B	-0.56%
DLR	B	-0.56%
WRB	C	-0.55%
AEE	B	-0.55%
CMS	A	-0.55%
ADC	C	-0.54%
HSY	C	-0.54%
JKHY	B	-0.54%
SON	C	-0.54%
PKG	B	-0.54%
PNW	B	-0.53%
TTEK	C	-0.53%
GOOG	D	-0.53%
BAH	B	-0.51%
SIGI	C	-0.51%
HII	C	-0.51%
SCI	B	-0.51%
FLO	C	-0.51%
DTM	B	-0.5%
MKL	C	-0.5%
TSCO	C	-0.5%
CTRA	F	-0.49%
BMRN	F	-0.48%
CHRW	B	-0.46%
HRL	C	-0.44%
NBIX	F	-0.43%
VRSK	D	-0.39%
NFG	B	-0.37%
CRUS	D	-0.36%
AVGO	C	-0.34%
SLGN	B	-0.32%
MCK	F	-0.3%
DDS	D	-0.25%
BMI	B	-0.25%
SQSP	A	-0.24%
EA	D	-0.21%
PM	C	-0.21%
JPM	D	-0.2%
ALKS	C	-0.19%
LIN	B	-0.19%
CAG	B	-0.16%
ADI	D	-0.16%
ROP	C	-0.14%
L	B	-0.11%
NCNO	D	-0.1%
UNH	C	-0.07%
CWAN	A	-0.07%
MMC	C	-0.06%
EXPD	B	-0.03%