FYT vs. ESGA ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to American Century Sustainable Equity ETF (ESGA)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

ESGA

American Century Sustainable Equity ETF

ESGA Description

The investment seeks long-term capital growth. The fund will generally invest in large capitalization companies the advisor believes show sustainable business improvement using a proprietary multi-factor model that combines fundamental measures of a stock's value and growth potential with environmental, social, and governance (ESG) metrics. Under normal market conditions, it will invest at least 80% of its assets in sustainable equity securities. The fund is not permitted to invest in securities issued by companies assigned the Global Industry Classification Standard (GICS) or the Bloomberg Industry Classification Standard (BICS) for the tobacco industry.

Grade (RS Rating)

Last Trade

$71.87

Average Daily Volume

19,070

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	ESGA
30 Days	9.77%	2.15%
60 Days	7.74%	2.90%
90 Days	6.59%	3.81%
12 Months	25.70%	26.79%

1 Overlapping Holdings

	Symbol	Grade	Weight in FYT	Weight in ESGA	Overlap
	YETI	C	0.22%	0.27%	0.22%

FYT Overweight 255 Positions Relative to ESGA

Symbol	Grade	Weight
CXW	B	1.05%
RIOT	C	1.01%
GBX	A	0.78%
VTLE	C	0.75%
BMBL	C	0.75%
CTOS	C	0.74%
BFH	B	0.74%
JBT	B	0.74%
CUBI	C	0.72%
ECVT	C	0.72%
TGNA	B	0.71%
CABO	C	0.71%
GPOR	B	0.71%
DNOW	B	0.7%
PINC	B	0.69%
GEF	A	0.69%
TALO	C	0.68%
ULH	B	0.68%
HTZ	C	0.68%
HELE	C	0.67%
KMT	B	0.67%
TDS	B	0.67%
EIG	B	0.67%
CRGY	B	0.66%
SPNT	A	0.66%
REZI	A	0.65%
RLJ	C	0.65%
UVV	B	0.64%
WS	B	0.64%
APLE	B	0.64%
GT	C	0.63%
BTU	B	0.62%
PK	B	0.62%
IART	C	0.62%
VAC	B	0.61%
INVA	D	0.61%
AVA	A	0.61%
KOS	F	0.6%
SHO	C	0.6%
PLAB	C	0.6%
PARR	D	0.6%
PRDO	B	0.59%
EPC	D	0.59%
INDB	B	0.59%
GIII	D	0.58%
RES	D	0.58%
TRMK	B	0.58%
PHIN	A	0.57%
VC	D	0.57%
ZD	C	0.57%
BY	B	0.57%
PEBO	A	0.57%
USM	B	0.57%
IMKTA	C	0.57%
CAL	D	0.56%
WKC	D	0.56%
FFBC	A	0.56%
FOR	F	0.55%
EBC	B	0.55%
GHC	C	0.54%
MRC	B	0.53%
GEO	B	0.53%
CCS	D	0.52%
HOV	D	0.52%
SAH	A	0.52%
SEB	F	0.52%
DRH	B	0.51%
NWN	A	0.51%
VSCO	B	0.51%
DBRG	F	0.51%
GES	F	0.5%
EQC	B	0.5%
CVI	F	0.5%
AMWD	C	0.5%
WMK	C	0.5%
CENTA	C	0.5%
SCSC	B	0.5%
OEC	C	0.49%
CRK	B	0.49%
LZB	B	0.49%
BV	B	0.49%
CMCO	B	0.49%
LADR	B	0.49%
VSH	D	0.49%
KSS	F	0.48%
SBH	C	0.48%
PRG	C	0.48%
NWE	B	0.48%
HIW	D	0.47%
MLKN	D	0.47%
NAVI	C	0.47%
ANDE	D	0.47%
CVBF	A	0.46%
ABR	C	0.46%
PDCO	D	0.45%
CASH	A	0.44%
BANR	B	0.44%
VSTS	C	0.44%
BNL	D	0.44%
PLYA	B	0.44%
WSBC	A	0.43%
CATY	B	0.43%
EFSC	B	0.42%
ADNT	F	0.42%
FRME	B	0.42%
FULT	A	0.42%
HY	D	0.42%
PFBC	B	0.42%
SASR	B	0.42%
RNST	B	0.41%
SFNC	B	0.41%
VRTS	B	0.41%
BKU	A	0.41%
WSFS	A	0.41%
PTVE	B	0.41%
LAUR	A	0.41%
FIBK	A	0.4%
TCBK	B	0.4%
SNDR	B	0.4%
XRX	F	0.4%
VBTX	B	0.4%
HUBG	A	0.4%
KALU	C	0.4%
ALG	B	0.39%
HOPE	B	0.39%
NX	C	0.39%
SRCE	B	0.39%
BKE	B	0.39%
FCF	A	0.39%
MCRI	A	0.38%
MODG	F	0.37%
WERN	C	0.37%
BUSE	B	0.37%
DAN	D	0.37%
ARCB	C	0.36%
WGO	C	0.36%
IPGP	D	0.36%
KLG	C	0.36%
XHR	B	0.36%
LILAK	D	0.36%
UNF	B	0.35%
SPB	C	0.34%
PEB	D	0.34%
MRTN	C	0.34%
SJW	D	0.34%
LC	A	0.33%
TTMI	B	0.32%
SNEX	B	0.31%
LGIH	D	0.31%
SSTK	F	0.31%
GRBK	D	0.3%
ASB	B	0.3%
HMN	B	0.29%
VSAT	F	0.29%
KAR	B	0.29%
FHB	A	0.29%
HLF	C	0.29%
AMN	F	0.29%
OMI	F	0.28%
CSGS	B	0.28%
SCVL	F	0.28%
FHI	A	0.28%
CAR	C	0.28%
DFH	D	0.28%
NIC	B	0.28%
PBH	A	0.28%
CRI	D	0.28%
GOGO	C	0.27%
NWBI	B	0.27%
FBNC	A	0.27%
SBCF	A	0.27%
MTX	B	0.26%
ENOV	C	0.26%
IOSP	B	0.26%
GO	C	0.26%
ABM	B	0.26%
TOWN	B	0.26%
BHE	B	0.26%
STBA	B	0.25%
CXT	B	0.25%
ALEX	C	0.25%
LNN	B	0.25%
WAFD	B	0.25%
PSMT	C	0.24%
LCII	C	0.24%
DK	C	0.24%
OFG	B	0.24%
HTH	B	0.24%
SCL	C	0.24%
KWR	C	0.24%
ROCK	C	0.24%
ARI	C	0.24%
DFIN	D	0.23%
PATK	D	0.23%
SYNA	C	0.23%
SHEN	F	0.22%
THRM	D	0.22%
DEA	D	0.22%
ROG	D	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.18%
MYRG	B	0.17%
UPWK	B	0.17%
PFS	B	0.14%
MGPI	F	0.14%
FDP	B	0.14%
FBK	B	0.14%
CBU	B	0.14%
TCBI	B	0.14%
MCW	B	0.14%
AIR	B	0.13%
HLIO	B	0.13%
DEI	B	0.13%
SAM	C	0.13%
IVT	B	0.13%
GNW	A	0.13%
PPBI	B	0.13%
NBTB	B	0.13%
ROIC	A	0.13%
BHF	B	0.13%
CVCO	A	0.13%
BHLB	B	0.13%
MSGE	F	0.12%
OI	C	0.12%
PGRE	F	0.12%
STC	B	0.12%
CNMD	C	0.12%
XPEL	C	0.12%
UPBD	B	0.12%
MTRN	C	0.12%
MSEX	B	0.12%
SAFT	C	0.12%
HAYW	B	0.12%
EVTC	B	0.12%
JBGS	D	0.11%
CWEN	C	0.11%
LXP	D	0.11%
NNI	D	0.11%
NVEE	F	0.11%
CNXN	C	0.11%
AIN	C	0.11%
KFRC	D	0.11%
RC	D	0.11%
CC	C	0.11%
NMRK	B	0.11%
SHLS	F	0.1%
GPRE	F	0.1%
GIC	D	0.1%
PLUS	F	0.1%
SHOO	D	0.1%
CMTG	F	0.1%
OXM	D	0.1%
BLMN	F	0.09%
OLPX	D	0.09%

FYT Underweight 97 Positions Relative to ESGA

Symbol	Grade	Weight
MSFT	F	-7.98%
AAPL	C	-7.02%
NVDA	C	-6.6%
GOOGL	C	-3.94%
AMZN	C	-3.32%
META	D	-2.5%
UNH	C	-1.97%
NEE	D	-1.74%
HD	A	-1.66%
JPM	A	-1.6%
V	A	-1.49%
PLD	D	-1.43%
ABBV	D	-1.29%
AMD	F	-1.28%
DHR	F	-1.26%
MS	A	-1.26%
LLY	F	-1.21%
SPGI	C	-1.16%
PEP	F	-1.12%
LIN	D	-1.1%
AVGO	D	-1.08%
COP	C	-1.08%
JCI	C	-1.04%
ADI	D	-1.01%
EOG	A	-1.01%
TJX	A	-1.01%
A	D	-0.97%
TSLA	B	-0.96%
ETN	A	-0.94%
VZ	C	-0.93%
SLB	C	-0.93%
BAC	A	-0.9%
CI	F	-0.89%
TMO	F	-0.86%
ZTS	D	-0.86%
MA	C	-0.84%
UNP	C	-0.83%
RF	A	-0.83%
PG	A	-0.83%
MRK	F	-0.82%
AMAT	F	-0.81%
CDNS	B	-0.81%
COST	B	-0.8%
IBM	C	-0.8%
CMI	A	-0.8%
TGT	F	-0.8%
SYY	B	-0.79%
BLK	C	-0.78%
ACN	C	-0.77%
PH	A	-0.76%
PGR	A	-0.75%
MSI	B	-0.74%
MDLZ	F	-0.73%
EQIX	A	-0.71%
ECL	D	-0.7%
AXP	A	-0.68%
ISRG	A	-0.67%
HON	B	-0.66%
AMP	A	-0.62%
MMC	B	-0.61%
UBER	D	-0.6%
XYL	D	-0.59%
TSCO	D	-0.59%
ASML	F	-0.55%
MET	A	-0.54%
WDAY	B	-0.54%
CDW	F	-0.54%
BALL	D	-0.5%
CRM	B	-0.49%
PRU	A	-0.48%
ICE	C	-0.47%
UPS	C	-0.46%
NVO	D	-0.46%
CSCO	B	-0.45%
APTV	D	-0.45%
AMGN	D	-0.44%
LKQ	D	-0.42%
DE	A	-0.42%
CMG	B	-0.41%
VRTX	F	-0.4%
FDX	B	-0.39%
LMT	D	-0.37%
DIS	B	-0.36%
CRWD	B	-0.34%
URI	B	-0.31%
SQ	B	-0.3%
KMX	B	-0.29%
IDXX	F	-0.29%
CL	D	-0.29%
DECK	A	-0.29%
NOW	A	-0.29%
ADBE	C	-0.24%
DXCM	D	-0.23%
BMY	B	-0.22%
ABNB	C	-0.18%
DT	C	-0.15%
SAIA	B	-0.15%