FYT vs. DFAR ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Dimensional US Real Estate ETF (DFAR)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.52

Average Daily Volume

23,178

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

DFAR

Dimensional US Real Estate ETF

DFAR Description

Dimensional US Real Estate ETF is an exchange traded fund launched and managed by Dimensional Fund Advisors L.P. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across real estate sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. Dimensional US Real Estate ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$25.04

Average Daily Volume

138,585

Number of Holdings ^*

126

* may have additional holdings in another (foreign) market

Performance

Period	FYT	DFAR
30 Days	2.13%	5.83%
60 Days	4.79%	13.15%
90 Days	3.32%	16.14%
12 Months	12.74%	22.42%

14 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in DFAR	Overlap
AAT	B	0.58%	0.1%	0.1%
BNL	B	0.68%	0.26%	0.26%
DEA	A	0.25%	0.1%	0.1%
DEI	B	0.29%	0.2%	0.2%
EQC	A	0.36%	0.16%	0.16%
GTY	B	0.28%	0.12%	0.12%
HIW	B	0.58%	0.26%	0.26%
HPP	D	0.64%	0.05%	0.05%
JBGS	B	0.13%	0.11%	0.11%
LXP	B	0.13%	0.23%	0.13%
PGRE	C	0.13%	0.06%	0.06%
RLJ	F	0.59%	0.1%	0.1%
ROIC	B	0.29%	0.15%	0.15%
XHR	D	0.24%	0.11%	0.11%

FYT Overweight 237 Positions Relative to DFAR

Symbol	Grade	Weight
PRG	B	0.8%
CCS	B	0.73%
NMIH	B	0.72%
EBC	B	0.72%
ATSG	C	0.72%
PHIN	B	0.72%
HE	F	0.71%
INVA	B	0.7%
BZH	B	0.68%
CNX	B	0.68%
UAA	B	0.68%
EIG	B	0.67%
UVV	B	0.67%
GHC	C	0.67%
NWN	B	0.66%
AVA	B	0.66%
GEF	D	0.65%
LZB	C	0.65%
SPB	B	0.65%
ENVA	B	0.65%
WMK	B	0.64%
IMKTA	D	0.64%
CUBI	F	0.64%
NWE	A	0.64%
SR	B	0.64%
CXW	D	0.63%
KOP	D	0.63%
GDEN	C	0.62%
BKU	B	0.62%
REVG	C	0.61%
RYI	F	0.61%
STBA	B	0.61%
EFSC	B	0.61%
CNO	B	0.6%
RC	F	0.6%
GES	F	0.6%
TGNA	D	0.59%
CABO	F	0.59%
FCF	B	0.59%
INDB	B	0.59%
NX	D	0.59%
SBH	B	0.58%
FFBC	B	0.57%
LGIH	C	0.57%
FRME	C	0.56%
CALM	B	0.56%
JBT	F	0.56%
DNOW	D	0.56%
NAVI	C	0.55%
CATY	B	0.55%
VSH	F	0.54%
ABM	C	0.54%
ADNT	F	0.54%
SAH	C	0.54%
PARR	F	0.53%
ARCH	F	0.53%
SNDR	B	0.53%
SCHL	D	0.53%
OCFC	B	0.53%
HUBG	B	0.52%
PFBC	C	0.52%
WGO	D	0.52%
IBOC	C	0.52%
PEBO	C	0.51%
HTZ	F	0.51%
ALGT	F	0.5%
PRDO	D	0.5%
KSS	F	0.5%
CRI	C	0.5%
CRK	D	0.49%
ANDE	D	0.49%
REZI	D	0.49%
WERN	D	0.49%
AMN	F	0.49%
CENTA	D	0.49%
MATW	F	0.48%
LILAK	D	0.47%
CRC	D	0.47%
USM	B	0.47%
OLPX	B	0.47%
EPC	C	0.47%
VSCO	A	0.46%
MSGE	B	0.46%
FBNC	B	0.46%
CTOS	F	0.45%
TALO	F	0.45%
SASR	B	0.45%
ABR	B	0.45%
LGND	B	0.44%
SSTK	F	0.44%
DAN	F	0.44%
PDCO	F	0.44%
TOWN	B	0.44%
SFNC	B	0.43%
OFG	B	0.43%
PATK	B	0.42%
HOPE	B	0.42%
VBTX	B	0.42%
KOS	F	0.42%
NWBI	B	0.42%
BANR	B	0.42%
ADV	B	0.42%
AX	C	0.42%
CASH	A	0.42%
CHGG	F	0.41%
WSFS	C	0.41%
CENX	F	0.41%
FHB	C	0.41%
BKE	B	0.4%
OI	C	0.4%
RNST	C	0.4%
OMI	C	0.4%
SLVM	B	0.4%
WSBC	B	0.4%
UNF	C	0.39%
PNM	A	0.39%
MLKN	D	0.39%
MCRI	A	0.39%
OMCL	A	0.39%
FIBK	B	0.39%
NBHC	B	0.39%
BXC	F	0.38%
ECVT	F	0.38%
SJW	A	0.38%
KMT	D	0.38%
JELD	F	0.37%
APOG	C	0.37%
ODP	F	0.37%
KN	D	0.37%
FHI	B	0.36%
CMCO	F	0.35%
ARCB	F	0.35%
HTLD	D	0.35%
GEO	D	0.34%
DIOD	F	0.34%
VRTS	D	0.33%
CBRL	F	0.33%
MRTN	D	0.33%
ICUI	B	0.33%
NMRK	A	0.32%
PLUS	B	0.31%
ZD	F	0.31%
MODG	F	0.31%
MCY	B	0.3%
VAC	F	0.3%
OEC	F	0.3%
NHC	B	0.3%
WAFD	B	0.3%
AUB	B	0.29%
GOGO	D	0.29%
DORM	B	0.29%
ALEX	B	0.28%
CSGS	C	0.28%
SAFT	B	0.28%
NIC	B	0.28%
UCBI	B	0.28%
BUSE	B	0.27%
DFIN	B	0.27%
PRIM	C	0.27%
CNXN	B	0.27%
FULT	C	0.27%
LCII	B	0.27%
CWT	B	0.27%
VCTR	B	0.27%
BDC	B	0.27%
SRCE	C	0.27%
TCBK	C	0.27%
HELE	D	0.27%
HLF	F	0.27%
SBCF	B	0.27%
PBH	A	0.26%
PCRX	F	0.26%
TCBI	A	0.26%
SNEX	C	0.26%
PSMT	B	0.26%
TRMK	B	0.26%
CPK	A	0.26%
PTVE	D	0.25%
KLG	B	0.25%
HTH	C	0.25%
CVBF	D	0.25%
TRS	D	0.24%
LNN	D	0.24%
EAT	B	0.23%
BLMN	F	0.22%
SHEN	F	0.22%
MTX	D	0.22%
STRA	D	0.21%
FOXF	F	0.2%
KALU	F	0.2%
FDP	B	0.16%
LTH	B	0.15%
NBTB	B	0.15%
CBU	B	0.15%
BMBL	D	0.15%
PFS	B	0.15%
FBP	B	0.14%
CWEN	B	0.14%
STC	B	0.14%
HNI	B	0.14%
CVCO	B	0.14%
MWA	C	0.14%
BHLB	B	0.14%
FBK	B	0.14%
VSAT	D	0.14%
PLXS	B	0.14%
ASB	C	0.13%
KFY	C	0.13%
WD	B	0.13%
HMN	B	0.13%
AIN	D	0.13%
PPBI	C	0.13%
THS	A	0.13%
OII	C	0.13%
ADUS	B	0.13%
NNI	B	0.13%
GNW	B	0.13%
CMTG	F	0.12%
CAKE	C	0.12%
APAM	D	0.12%
THRM	D	0.12%
ENOV	D	0.12%
NVEE	F	0.12%
BOOT	B	0.12%
KFRC	D	0.12%
SHOO	C	0.12%
SCL	D	0.11%
WOR	F	0.11%
CTS	D	0.11%
XRX	D	0.11%
HI	F	0.1%
DK	F	0.1%
GO	F	0.1%
OXM	F	0.1%
ROG	F	0.1%
ATUS	C	0.1%
IART	F	0.08%

FYT Underweight 112 Positions Relative to DFAR

Symbol	Grade	Weight
PLD	B	-8.66%
AMT	A	-7.68%
EQIX	B	-5.68%
WELL	A	-4.89%
SPG	B	-4.08%
O	A	-4.05%
PSA	A	-3.98%
DLR	D	-3.63%
CCI	A	-3.24%
EXR	B	-2.73%
VICI	A	-2.54%
IRM	B	-2.45%
AVB	B	-2.36%
EQR	B	-1.95%
VTR	A	-1.86%
INVH	B	-1.67%
ESS	B	-1.43%
SBAC	A	-1.4%
MAA	B	-1.39%
ARE	D	-1.27%
SUI	A	-1.2%
DOC	B	-1.19%
KIM	A	-1.16%
UDR	B	-1.05%
GLPI	A	-1.05%
CPT	B	-0.98%
ELS	A	-0.97%
AMH	A	-0.96%
HST	D	-0.92%
REG	A	-0.92%
CUBE	A	-0.88%
REXR	B	-0.86%
BXP	A	-0.83%
LAMR	B	-0.82%
OHI	A	-0.74%
WPC	A	-0.72%
EGP	B	-0.67%
FRT	A	-0.65%
NNN	A	-0.65%
BRX	A	-0.62%
COLD	B	-0.58%
FR	B	-0.56%
ADC	A	-0.56%
STAG	B	-0.55%
TRNO	B	-0.5%
RHP	D	-0.44%
EPRT	A	-0.42%
KRG	B	-0.42%
VNO	B	-0.41%
PECO	A	-0.35%
CTRE	A	-0.34%
SLG	B	-0.34%
IRT	B	-0.34%
CUZ	A	-0.33%
KRC	B	-0.31%
SBRA	A	-0.3%
IIPR	B	-0.27%
SKT	A	-0.27%
EPR	B	-0.27%
NHI	A	-0.26%
MAC	B	-0.26%
APLE	F	-0.25%
NSA	A	-0.24%
PK	D	-0.22%
MPW	C	-0.2%
UE	B	-0.19%
FCPT	A	-0.19%
AKR	B	-0.18%
OUT	B	-0.17%
SHO	D	-0.15%
IVT	B	-0.15%
DRH	D	-0.14%
LTC	A	-0.12%
ESRT	B	-0.11%
GNL	A	-0.11%
UMH	A	-0.1%
AIV	B	-0.09%
PDM	B	-0.09%
NTST	A	-0.09%
UNIT	A	-0.08%
PEB	D	-0.08%
NXRT	B	-0.08%
CSR	B	-0.08%
BDN	B	-0.07%
PLYM	C	-0.07%
WSR	D	-0.05%
SVC	D	-0.05%
INN	B	-0.05%
DHC	C	-0.04%
BFS	B	-0.04%
ALX	B	-0.04%
UHT	A	-0.04%
GOOD	A	-0.04%
GMRE	D	-0.04%
CBL	B	-0.03%
CTO	A	-0.03%
CLDT	D	-0.03%
OLP	B	-0.03%
PINE	A	-0.02%
BRT	B	-0.02%
CIO	B	-0.02%
CHCT	F	-0.02%
ILPT	B	-0.02%
PSTL	B	-0.02%
OPI	F	-0.01%
BHR	D	-0.01%
GIPR	F	-0.0%
CMCT	F	-0.0%
SELF	B	-0.0%
CLPR	A	-0.0%
PKST	C	-0.0%
MDV	B	-0.0%