FYC vs. SMMV ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.05

Average Daily Volume

22,888

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$40.59

Average Daily Volume

307,682

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	SMMV
30 Days	1.08%	0.10%
60 Days	8.55%	3.63%
90 Days	11.78%	9.29%
12 Months	34.90%	25.80%

0 Overlapping Holdings

	Symbol	Grade	Weight in FYC	Weight in SMMV	Overlap

FYC Overweight 241 Positions Relative to SMMV

Symbol	Grade	Weight
SMMT	D	1.21%
ADMA	C	0.98%
ZETA	B	0.95%
SATS	C	0.89%
POWL	A	0.86%
ALHC	B	0.83%
CRS	C	0.82%
IESC	B	0.81%
HWKN	A	0.78%
PI	B	0.77%
OSCR	C	0.75%
PRCT	C	0.74%
QTWO	C	0.74%
USLM	C	0.74%
PTGX	C	0.73%
CNK	C	0.73%
ACIW	B	0.72%
GVA	A	0.72%
ROAD	C	0.71%
PJT	C	0.7%
SMTC	C	0.7%
STRL	B	0.69%
SGBX	F	0.68%
RDNT	C	0.67%
SPNT	D	0.67%
LRN	C	0.67%
TDS	B	0.66%
DY	C	0.65%
TRN	C	0.65%
FTDR	C	0.65%
MIRM	D	0.64%
WHD	B	0.63%
TBBK	C	0.63%
CSWI	B	0.63%
ALKT	D	0.62%
ATGE	D	0.62%
OSW	C	0.61%
GERN	D	0.61%
CORT	B	0.61%
ITRI	C	0.61%
TMDX	D	0.6%
AGIO	D	0.6%
AZZ	C	0.6%
CEIX	B	0.58%
SKYW	B	0.58%
AMRX	B	0.58%
AROC	B	0.57%
SLG	C	0.56%
UFPT	D	0.56%
PTCT	C	0.56%
KRYS	D	0.55%
BKD	D	0.55%
IDCC	A	0.55%
NHI	C	0.55%
COLL	B	0.54%
KYMR	D	0.54%
KTOS	A	0.53%
PLMR	C	0.53%
TWST	D	0.53%
BRC	C	0.52%
ICFI	C	0.51%
ARDX	D	0.51%
HLX	D	0.51%
SKWD	B	0.51%
EPAC	C	0.5%
HURN	D	0.5%
MBIN	D	0.5%
HIMS	B	0.5%
LAUR	C	0.5%
LMAT	B	0.5%
MYGN	D	0.49%
GFF	C	0.49%
TNDM	D	0.48%
GRBK	C	0.48%
TPG	B	0.47%
TNL	B	0.47%
AGYS	D	0.47%
PMT	C	0.47%
JWN	D	0.47%
SPR	D	0.46%
RXST	F	0.46%
GBX	C	0.46%
TGLS	A	0.46%
BOWL	F	0.46%
RKLB	B	0.46%
VERX	A	0.46%
SCS	D	0.46%
CRDO	B	0.45%
CAL	F	0.45%
WRBY	C	0.45%
FLNC	C	0.44%
AKR	C	0.43%
RYTM	C	0.42%
CPRX	C	0.42%
CMPR	F	0.42%
DSGR	C	0.42%
PRGS	B	0.41%
CBZ	F	0.41%
SYBT	D	0.41%
BCRX	D	0.41%
IIPR	C	0.41%
INSW	B	0.4%
BANF	D	0.4%
SBRA	C	0.4%
HASI	C	0.39%
SHAK	C	0.39%
ESRT	C	0.39%
YOU	C	0.39%
CDRE	B	0.38%
LPG	F	0.38%
CARG	C	0.38%
UE	C	0.38%
NSA	C	0.38%
CARS	F	0.38%
MRUS	D	0.37%
CHCO	D	0.37%
GIII	C	0.37%
PAR	D	0.37%
ACVA	C	0.37%
NSSC	F	0.36%
AESI	B	0.36%
KNTK	B	0.36%
ALX	C	0.36%
FORM	F	0.35%
DOCS	A	0.35%
LKFN	F	0.35%
JJSF	B	0.35%
OSIS	B	0.35%
SWI	C	0.35%
BROS	F	0.35%
GPOR	B	0.34%
WABC	F	0.34%
AGM	F	0.34%
MIR	B	0.34%
MGNI	D	0.34%
VECO	F	0.33%
TNC	F	0.33%
PK	D	0.33%
ENV	C	0.33%
SABR	B	0.32%
GBDC	B	0.32%
VGR	B	0.32%
SITM	B	0.32%
DFH	C	0.32%
THR	F	0.32%
ANIP	F	0.31%
IOSP	F	0.31%
SMG	A	0.3%
OUT	C	0.29%
PDFS	F	0.29%
HRMY	D	0.29%
TGI	F	0.28%
SKT	A	0.28%
ESE	B	0.28%
CTRE	B	0.28%
FA	A	0.28%
ENVX	D	0.28%
NABL	F	0.28%
JBI	F	0.27%
SXI	C	0.26%
CRNX	C	0.26%
IVT	C	0.26%
GH	F	0.26%
GIC	D	0.25%
HEES	D	0.25%
AIV	C	0.25%
EXTR	C	0.25%
PRVA	F	0.24%
LADR	D	0.24%
DRH	C	0.24%
LTC	D	0.24%
JOE	D	0.24%
RRR	D	0.23%
SHO	D	0.23%
FOR	D	0.23%
TR	D	0.23%
ETWO	F	0.22%
MLNK	F	0.22%
PEB	D	0.22%
NOVA	D	0.21%
VCEL	F	0.21%
YELP	D	0.21%
ALRM	F	0.2%
BE	F	0.2%
ZUO	F	0.2%
FWRG	F	0.2%
CLDX	F	0.2%
AMC	F	0.2%
TRIP	F	0.19%
AGL	F	0.19%
XMTR	D	0.18%
PD	F	0.18%
RAMP	F	0.18%
MYRG	F	0.17%
VCYT	C	0.17%
RUN	D	0.17%
TGTX	C	0.15%
CWAN	C	0.15%
RKT	C	0.15%
MGEE	C	0.14%
DNLI	C	0.14%
CLSK	F	0.14%
INTA	C	0.14%
IAS	F	0.13%
AWR	A	0.13%
KW	B	0.13%
BANC	D	0.13%
DOCN	C	0.13%
AMWD	B	0.13%
FCPT	C	0.13%
UMH	C	0.13%
MTRN	F	0.12%
NEO	F	0.12%
ALG	D	0.12%
DBRG	D	0.12%
UEC	B	0.12%
JAMF	F	0.12%
PLYM	D	0.12%
BEAM	F	0.12%
PHR	F	0.12%
CNMD	D	0.12%
WINA	D	0.12%
RNG	F	0.12%
DRVN	B	0.12%
CTKB	F	0.11%
GTX	F	0.11%
UPWK	D	0.11%
PLAB	D	0.11%
RES	D	0.11%
EVTC	D	0.11%
ROCK	D	0.11%
NTST	D	0.11%
LMND	F	0.11%
NARI	F	0.1%
WNC	F	0.1%
VC	F	0.1%
MCW	F	0.1%
CXM	F	0.09%
AI	F	0.09%
BASE	F	0.09%
PLAY	D	0.09%

FYC Underweight 10 Positions Relative to SMMV

Symbol	Grade	Weight
MUSA	D	-1.66%
ORI	B	-1.57%
CHE	C	-1.46%
ADC	B	-1.46%
RGLD	C	-1.45%
ATR	A	-1.43%
EXEL	B	-1.38%
AXS	A	-1.31%
RLI	A	-1.17%
ENSG	D	-1.17%