FNY vs. XJH ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to iShares ESG Screened S&P Mid-Cap ETF (XJH)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.82

Average Daily Volume

15,920

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

XJH

iShares ESG Screened S&P Mid-Cap ETF

XJH Description

The investment seeks to track the investment results of an index composed of mid-capitalization U.S. equities while applying screens for company involvement in controversies and controversial business activities. The fund seeks to track the investment results of the S&P MidCap 400 Sustainability Screened Index, which measures the performance of the mid-capitalization sector of the U.S. equity market while excluding companies involved in controversial business activities and controversies, as determined by S&P Dow Jones Indices LLC. BFA uses a representative sampling indexing strategy to manage the fund. It is non-diversified.

Grade (RS Rating)

Last Trade

$42.01

Average Daily Volume

17,617

Number of Holdings ^*

354

* may have additional holdings in another (foreign) market

Performance

Period	FNY	XJH
30 Days	6.23%	3.21%
60 Days	12.52%	8.28%
90 Days	9.87%	7.30%
12 Months	35.80%	27.82%

107 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in XJH	Overlap
AAON	A	0.67%	0.28%	0.28%
ADC	C	0.33%	0.29%	0.29%
AIT	B	0.62%	0.33%	0.33%
ALGM	F	0.11%	0.14%	0.11%
ALTR	B	0.4%	0.22%	0.22%
AM	A	0.55%	0.2%	0.2%
ANF	D	0.53%	0.27%	0.27%
APPF	C	0.52%	0.21%	0.21%
ARMK	C	0.62%	0.4%	0.4%
ATR	A	0.62%	0.41%	0.41%
AXTA	C	0.43%	0.32%	0.32%
BCO	C	0.77%	0.19%	0.19%
BLD	D	0.29%	0.47%	0.29%
BLKB	C	0.3%	0.13%	0.13%
BRBR	A	0.43%	0.31%	0.31%
BRX	C	0.16%	0.32%	0.16%
CASY	D	0.67%	0.54%	0.54%
CBT	B	0.66%	0.24%	0.24%
CELH	F	0.15%	0.19%	0.15%
CFR	B	0.45%	0.28%	0.28%
CHDN	C	0.53%	0.38%	0.38%
CHE	D	0.15%	0.35%	0.15%
CHH	A	0.3%	0.12%	0.12%
CLH	B	0.73%	0.48%	0.48%
CNM	F	0.37%	0.34%	0.34%
COKE	C	0.82%	0.3%	0.3%
CUBE	C	0.16%	0.47%	0.16%
CVLT	B	0.69%	0.26%	0.26%
CW	A	0.82%	0.48%	0.48%
DCI	B	0.42%	0.35%	0.35%
DUOL	B	0.55%	0.41%	0.41%
EEFT	F	0.39%	0.17%	0.17%
EGP	D	0.15%	0.35%	0.15%
ELF	F	0.35%	0.25%	0.25%
EME	B	0.8%	0.78%	0.78%
EPR	C	0.16%	0.14%	0.14%
ESAB	C	0.46%	0.24%	0.24%
EXEL	B	0.47%	0.29%	0.29%
EXLS	B	0.5%	0.24%	0.24%
EXP	C	0.36%	0.37%	0.36%
EXPO	A	0.33%	0.22%	0.22%
FCN	C	0.57%	0.31%	0.31%
FIX	A	0.87%	0.55%	0.55%
GATX	F	0.41%	0.19%	0.19%
GNTX	D	0.36%	0.28%	0.28%
GPK	D	0.31%	0.34%	0.31%
H	B	0.68%	0.28%	0.28%
HAE	F	0.26%	0.15%	0.15%
HALO	D	0.74%	0.28%	0.28%
HQY	B	0.52%	0.27%	0.27%
HRB	C	0.8%	0.35%	0.35%
HXL	F	0.13%	0.2%	0.13%
IBKR	A	0.77%	0.58%	0.58%
INGR	B	0.49%	0.35%	0.35%
IRT	D	0.45%	0.18%	0.18%
ITT	C	0.63%	0.48%	0.48%
KD	D	0.59%	0.21%	0.21%
KNF	B	0.69%	0.2%	0.2%
KNSL	B	0.33%	0.39%	0.33%
KRG	C	0.16%	0.22%	0.16%
LAMR	C	0.46%	0.45%	0.45%
LNTH	C	0.74%	0.28%	0.28%
LNW	F	0.59%	0.32%	0.32%
LOPE	D	0.55%	0.16%	0.16%
MEDP	F	0.55%	0.32%	0.32%
MKSI	F	0.45%	0.3%	0.3%
MSA	F	0.38%	0.27%	0.27%
MTSI	B	0.54%	0.26%	0.26%
MUSA	D	0.71%	0.36%	0.36%
NEU	F	0.15%	0.17%	0.15%
NNN	C	0.15%	0.35%	0.15%
NYT	C	0.59%	0.35%	0.35%
OHI	C	0.48%	0.41%	0.41%
OLED	B	0.41%	0.36%	0.36%
OLLI	C	0.67%	0.24%	0.24%
ONTO	B	0.51%	0.43%	0.43%
OPCH	F	0.15%	0.21%	0.15%
ORA	C	0.29%	0.16%	0.16%
PLNT	B	0.45%	0.27%	0.27%
POST	C	0.75%	0.22%	0.22%
PRI	A	0.61%	0.35%	0.35%
RGLD	C	0.15%	0.37%	0.15%
RLI	A	0.45%	0.25%	0.25%
ROIV	D	0.3%	0.2%	0.2%
RYAN	A	0.62%	0.27%	0.27%
SAIA	D	0.13%	0.45%	0.13%
SAM	D	0.26%	0.09%	0.09%
SFM	A	0.9%	0.42%	0.42%
SRPT	F	0.54%	0.46%	0.46%
SSD	B	0.15%	0.31%	0.15%
STWD	C	0.44%	0.26%	0.26%
TOL	C	0.73%	0.6%	0.6%
TPX	C	0.16%	0.37%	0.16%
TTEK	A	0.78%	0.49%	0.49%
TXRH	A	0.7%	0.46%	0.46%
VNT	F	0.24%	0.2%	0.2%
WEN	B	0.14%	0.12%	0.12%
WEX	C	0.16%	0.33%	0.16%
WFRD	F	0.47%	0.24%	0.24%
WING	C	0.67%	0.49%	0.49%
WMG	D	0.28%	0.17%	0.17%
WMS	D	0.27%	0.43%	0.27%
WSM	C	0.6%	0.76%	0.6%
WTS	C	0.15%	0.22%	0.15%
WWD	C	0.67%	0.4%	0.4%
XPO	F	0.55%	0.51%	0.51%
YETI	C	0.15%	0.13%	0.13%

FNY Overweight 110 Positions Relative to XJH

Symbol	Grade	Weight
APP	A	1.06%
CVNA	A	0.92%
MOD	B	0.9%
ALSN	A	0.86%
PSN	A	0.86%
ATI	C	0.82%
MOG.A	C	0.82%
NTRA	A	0.8%
DVA	C	0.8%
ENSG	D	0.79%
ITGR	B	0.76%
TOST	B	0.75%
AVAV	B	0.75%
INSM	D	0.74%
FRPT	A	0.72%
GWRE	A	0.72%
HOOD	B	0.7%
BFAM	C	0.69%
SFBS	B	0.69%
KTB	C	0.67%
PEGA	B	0.66%
TPL	A	0.65%
BMI	A	0.64%
AWI	A	0.63%
TW	A	0.63%
BWXT	A	0.62%
TKO	A	0.62%
FSS	D	0.61%
GKOS	B	0.6%
RL	B	0.6%
HCC	C	0.55%
HLNE	A	0.55%
CRVL	C	0.52%
SMAR	A	0.51%
EPRT	C	0.5%
HAS	A	0.5%
IBP	C	0.49%
FOUR	A	0.49%
RVMD	B	0.48%
APG	F	0.48%
VRNS	B	0.48%
BPMC	F	0.47%
MMSI	C	0.47%
KAI	C	0.47%
ACA	C	0.46%
AXSM	D	0.45%
WYNN	B	0.44%
MORN	B	0.44%
OWL	A	0.44%
NCLH	C	0.44%
VRRM	D	0.42%
CWST	D	0.41%
GOLF	F	0.41%
TDW	F	0.41%
ACLS	F	0.4%
IOT	C	0.39%
ESTC	F	0.37%
AFRM	C	0.37%
FFIV	B	0.35%
IONS	F	0.34%
PR	D	0.34%
ZWS	A	0.33%
MSTR	B	0.33%
ALKS	B	0.32%
MAC	B	0.32%
PFGC	A	0.32%
SOFI	C	0.32%
HRI	B	0.32%
CPT	C	0.31%
S	C	0.31%
BCPC	C	0.31%
AOS	C	0.3%
UDR	C	0.3%
MSGS	A	0.3%
AZEK	D	0.3%
ITCI	D	0.29%
SMPL	D	0.26%
AEIS	B	0.26%
TNET	D	0.26%
LYFT	D	0.25%
FIZZ	F	0.25%
OTTR	F	0.24%
AMR	F	0.23%
MARA	F	0.22%
INFA	D	0.22%
EVH	D	0.2%
IRTC	F	0.19%
CFLT	F	0.19%
SHC	C	0.19%
CNS	C	0.18%
CCOI	B	0.18%
ALLE	A	0.17%
BOX	C	0.17%
AES	C	0.16%
DOCU	A	0.16%
REG	C	0.16%
DOC	C	0.16%
WDFC	B	0.16%
RHP	B	0.15%
FELE	C	0.15%
RBC	C	0.15%
TECH	D	0.15%
IPAR	D	0.15%
WSC	D	0.14%
NCNO	F	0.14%
JKHY	A	0.14%
TENB	D	0.13%
PCOR	D	0.13%
CIVI	F	0.1%
PGNY	F	0.08%

FNY Underweight 247 Positions Relative to XJH

Symbol	Grade	Weight
ILMN	B	-0.82%
CSL	A	-0.8%
LII	C	-0.77%
AVTR	D	-0.69%
BURL	C	-0.68%
WSO	C	-0.68%
MANH	A	-0.67%
UTHR	C	-0.62%
RS	D	-0.62%
RPM	A	-0.62%
PSTG	F	-0.61%
FNF	C	-0.61%
DT	B	-0.61%
THC	D	-0.61%
USFD	C	-0.6%
OC	C	-0.59%
GGG	C	-0.57%
RGA	B	-0.56%
COHR	B	-0.55%
WPC	C	-0.54%
ACM	A	-0.54%
GLPI	C	-0.54%
RNR	A	-0.54%
ELS	D	-0.52%
BMRN	F	-0.52%
JLL	C	-0.5%
FND	C	-0.5%
AMH	D	-0.47%
NBIX	F	-0.46%
NVT	C	-0.46%
EWBC	B	-0.44%
RRX	B	-0.44%
CCK	C	-0.44%
SCI	D	-0.44%
BJ	B	-0.43%
LECO	D	-0.43%
REXR	D	-0.43%
FBIN	C	-0.42%
AA	B	-0.4%
NLY	C	-0.4%
JEF	A	-0.39%
EHC	C	-0.38%
EQH	B	-0.38%
AFG	A	-0.38%
SF	A	-0.37%
ALLY	F	-0.37%
WTRG	D	-0.37%
EVR	C	-0.36%
SKX	B	-0.36%
CIEN	A	-0.35%
SNX	C	-0.35%
TTC	F	-0.35%
GME	D	-0.34%
CROX	C	-0.34%
HLI	A	-0.33%
ORI	A	-0.33%
LAD	C	-0.33%
KNX	D	-0.33%
X	F	-0.32%
AYI	A	-0.32%
FHN	D	-0.32%
UFPI	C	-0.31%
WBS	D	-0.31%
BERY	C	-0.31%
FYBR	C	-0.31%
GMED	B	-0.31%
MIDD	D	-0.3%
RGEN	F	-0.3%
VOYA	A	-0.3%
CR	A	-0.3%
WCC	D	-0.3%
BRKR	D	-0.3%
FR	D	-0.29%
SSB	C	-0.29%
DINO	F	-0.29%
PEN	D	-0.29%
PNFP	B	-0.29%
LSCC	D	-0.29%
UNM	A	-0.29%
DTM	A	-0.29%
MTZ	A	-0.29%
PCTY	C	-0.28%
WTFC	B	-0.28%
ARW	C	-0.28%
STAG	D	-0.28%
KEX	C	-0.28%
TMHC	C	-0.28%
TREX	D	-0.28%
JAZZ	F	-0.27%
ZION	D	-0.27%
CGNX	F	-0.27%
FLS	A	-0.27%
ACHC	F	-0.27%
CBSH	D	-0.27%
MTN	D	-0.27%
HR	D	-0.26%
LFUS	C	-0.26%
MTG	A	-0.26%
FAF	C	-0.26%
LPX	C	-0.26%
ALV	F	-0.26%
ESNT	A	-0.26%
PB	D	-0.26%
SEIC	B	-0.26%
CMC	D	-0.25%
NOVT	C	-0.25%
WH	C	-0.25%
G	A	-0.25%
VNO	B	-0.25%
OSK	F	-0.25%
CRUS	D	-0.25%
LSTR	F	-0.25%
AGCO	D	-0.24%
KBH	D	-0.24%
GXO	D	-0.24%
CYTK	D	-0.24%
NOV	F	-0.24%
R	C	-0.24%
LEA	F	-0.24%
AZPN	A	-0.24%
SNV	D	-0.24%
THO	C	-0.23%
DAR	F	-0.23%
VMI	B	-0.23%
WHR	C	-0.23%
MASI	B	-0.23%
ONB	D	-0.23%
DBX	C	-0.23%
CLF	D	-0.23%
BC	C	-0.22%
MMS	C	-0.22%
SIGI	D	-0.22%
MDU	C	-0.22%
SRCL	B	-0.22%
CHX	C	-0.22%
UGI	C	-0.21%
THG	A	-0.21%
DOCS	A	-0.21%
SON	D	-0.21%
XRAY	D	-0.21%
TKR	B	-0.21%
VVV	D	-0.21%
COLB	C	-0.21%
PVH	D	-0.21%
ST	F	-0.21%
RH	C	-0.2%
GBCI	B	-0.2%
FIVE	D	-0.2%
GTLS	D	-0.2%
AMG	B	-0.2%
FFIN	D	-0.19%
BDC	A	-0.19%
AVT	B	-0.19%
SLM	B	-0.19%
JHG	A	-0.19%
HOMB	D	-0.19%
UBSI	D	-0.19%
NXST	D	-0.19%
WLK	C	-0.19%
FNB	D	-0.19%
CUZ	C	-0.18%
DLB	D	-0.18%
FLO	D	-0.18%
HOG	D	-0.18%
RMBS	F	-0.18%
CPRI	C	-0.18%
AVNT	C	-0.18%
AN	D	-0.18%
NJR	C	-0.18%
UMBF	C	-0.18%
QLYS	F	-0.18%
CADE	B	-0.18%
GAP	F	-0.18%
ASH	F	-0.17%
RYN	C	-0.17%
SBRA	C	-0.17%
LITE	A	-0.17%
HWC	D	-0.17%
BYD	B	-0.17%
SWX	C	-0.17%
PII	D	-0.17%
OZK	D	-0.17%
ENS	B	-0.16%
KRC	C	-0.16%
OGS	C	-0.16%
ASGN	D	-0.16%
SLGN	B	-0.16%
M	D	-0.16%
VLY	C	-0.15%
SLAB	D	-0.15%
SR	D	-0.15%
MSM	D	-0.15%
TEX	F	-0.14%
COTY	F	-0.14%
MAN	D	-0.14%
IRDM	C	-0.14%
SMG	C	-0.14%
VAL	F	-0.14%
POWI	F	-0.14%
CNO	B	-0.14%
AMKR	F	-0.14%
KMPR	D	-0.14%
PCH	C	-0.13%
TCBI	B	-0.13%
ASB	D	-0.13%
NSA	D	-0.13%
NEOG	F	-0.13%
NVST	D	-0.13%
CDP	A	-0.13%
NYCB	D	-0.13%
LANC	F	-0.13%
ZI	F	-0.12%
WU	D	-0.12%
ALTM	D	-0.12%
PAG	D	-0.12%
NSP	F	-0.12%
PK	D	-0.12%
SYNA	F	-0.12%
PBF	F	-0.12%
AMED	D	-0.12%
TNL	B	-0.12%
IBOC	D	-0.12%
CXT	F	-0.11%
GHC	A	-0.11%
LIVN	C	-0.11%
FHI	A	-0.11%
TDC	D	-0.11%
VAC	D	-0.1%
COLM	B	-0.1%
VC	F	-0.1%
BHF	D	-0.1%
JWN	D	-0.09%
RCM	B	-0.09%
GT	F	-0.09%
CRI	D	-0.09%
AZTA	F	-0.09%
ENOV	F	-0.09%
HGV	F	-0.09%
ARWR	F	-0.09%
CNXC	F	-0.09%
IPGP	D	-0.08%
VSH	F	-0.08%
PPC	C	-0.07%
CAR	D	-0.06%
UAA	B	-0.06%
GEF	B	-0.06%
UA	B	-0.04%