FNY vs. FNX ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to First Trust Mid Cap Core AlphaDEX (FNX)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$77.64

Average Daily Volume

15,910

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$114.45

Average Daily Volume

26,494

Number of Holdings ^*

439

* may have additional holdings in another (foreign) market

Performance

Period	FNY	FNX
30 Days	2.76%	1.58%
60 Days	3.00%	1.35%
90 Days	6.08%	6.12%
12 Months	23.98%	22.21%

192 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in FNX	Overlap
AAON	A	0.59%	0.29%	0.29%
ACA	C	0.43%	0.14%	0.14%
ACLS	F	0.4%	0.15%	0.15%
ADC	B	0.35%	0.09%	0.09%
AEIS	D	0.26%	0.06%	0.06%
AES	C	0.14%	0.07%	0.07%
AFRM	C	0.38%	0.1%	0.1%
AIT	C	0.59%	0.29%	0.29%
ALGM	D	0.12%	0.06%	0.06%
ALKS	C	0.34%	0.08%	0.08%
ALSN	B	0.84%	0.33%	0.33%
ALTR	D	0.38%	0.19%	0.19%
AM	B	0.56%	0.21%	0.21%
AMR	F	0.22%	0.05%	0.05%
ANF	D	0.56%	0.28%	0.28%
AOS	D	0.28%	0.07%	0.07%
APG	D	0.51%	0.25%	0.25%
APP	B	0.76%	0.38%	0.38%
APPF	D	0.53%	0.26%	0.26%
ARMK	B	0.61%	0.3%	0.3%
ATI	D	0.78%	0.31%	0.31%
ATR	A	0.62%	0.23%	0.23%
AVAV	D	0.77%	0.38%	0.38%
AWI	C	0.63%	0.23%	0.23%
AXSM	C	0.51%	0.17%	0.17%
AXTA	C	0.45%	0.22%	0.22%
AZEK	C	0.28%	0.07%	0.07%
BCO	B	0.75%	0.37%	0.37%
BCPC	C	0.32%	0.08%	0.08%
BFAM	B	0.73%	0.27%	0.27%
BLD	D	0.28%	0.14%	0.14%
BLKB	B	0.31%	0.08%	0.08%
BMI	A	0.6%	0.3%	0.3%
BOX	A	0.18%	0.09%	0.09%
BPMC	F	0.49%	0.25%	0.25%
BRBR	C	0.42%	0.14%	0.14%
BRX	B	0.17%	0.08%	0.08%
BWXT	D	0.6%	0.22%	0.22%
CASY	C	0.67%	0.33%	0.33%
CBT	B	0.63%	0.24%	0.24%
CELH	F	0.16%	0.04%	0.04%
CFLT	F	0.19%	0.1%	0.1%
CFR	C	0.47%	0.08%	0.08%
CHDN	B	0.57%	0.21%	0.21%
CHH	C	0.3%	0.08%	0.08%
CIVI	F	0.12%	0.06%	0.06%
CLH	B	0.75%	0.3%	0.3%
CNM	F	0.35%	0.11%	0.11%
COKE	C	0.9%	0.45%	0.45%
CPT	B	0.33%	0.16%	0.16%
CRVL	B	0.53%	0.17%	0.17%
CUBE	A	0.16%	0.08%	0.08%
CVLT	B	0.7%	0.35%	0.35%
CVNA	B	0.81%	0.4%	0.4%
CW	B	0.8%	0.32%	0.32%
CWST	A	0.46%	0.15%	0.15%
DCI	D	0.43%	0.14%	0.14%
DUOL	C	0.43%	0.14%	0.14%
DVA	A	0.79%	0.39%	0.39%
EEFT	F	0.44%	0.14%	0.14%
EGP	B	0.16%	0.08%	0.08%
ELF	F	0.47%	0.23%	0.23%
EME	A	0.7%	0.35%	0.35%
ENSG	A	0.87%	0.35%	0.35%
EPRT	A	0.5%	0.17%	0.17%
ESAB	C	0.44%	0.15%	0.15%
ESTC	F	0.37%	0.18%	0.18%
EXEL	A	0.49%	0.16%	0.16%
EXLS	B	0.49%	0.16%	0.16%
EXP	A	0.32%	0.08%	0.08%
EXPO	B	0.32%	0.16%	0.16%
FCN	C	0.6%	0.22%	0.22%
FFIV	A	0.33%	0.08%	0.08%
FIX	B	0.74%	0.37%	0.37%
FIZZ	F	0.26%	0.13%	0.13%
FOUR	C	0.45%	0.15%	0.15%
FRPT	B	0.77%	0.38%	0.38%
FSS	D	0.6%	0.3%	0.3%
GATX	C	0.44%	0.14%	0.14%
GKOS	D	0.64%	0.32%	0.32%
GNTX	F	0.39%	0.13%	0.13%
GOLF	D	0.46%	0.23%	0.23%
GPK	A	0.32%	0.16%	0.16%
GWRE	A	0.61%	0.3%	0.3%
H	D	0.7%	0.28%	0.28%
HAE	D	0.26%	0.06%	0.06%
HALO	B	0.85%	0.42%	0.42%
HAS	B	0.5%	0.17%	0.17%
HCC	D	0.51%	0.19%	0.19%
HLNE	B	0.52%	0.17%	0.17%
HOOD	C	0.61%	0.3%	0.3%
HQY	C	0.55%	0.27%	0.27%
HRB	C	0.85%	0.42%	0.42%
HRI	D	0.3%	0.07%	0.07%
IBKR	B	0.74%	0.37%	0.37%
IBP	C	0.44%	0.15%	0.15%
INFA	D	0.23%	0.11%	0.11%
INGR	B	0.51%	0.17%	0.17%
INSM	D	0.81%	0.4%	0.4%
IONS	F	0.43%	0.21%	0.21%
IOT	B	0.33%	0.16%	0.16%
IRT	A	0.46%	0.15%	0.15%
IRTC	F	0.18%	0.05%	0.05%
ITCI	D	0.31%	0.15%	0.15%
ITGR	B	0.8%	0.32%	0.32%
ITT	C	0.59%	0.22%	0.22%
KAI	C	0.45%	0.15%	0.15%
KD	D	0.64%	0.32%	0.32%
KNF	B	0.61%	0.23%	0.23%
KNSL	C	0.35%	0.09%	0.09%
KRG	B	0.17%	0.08%	0.08%
KTB	A	0.63%	0.31%	0.31%
LAMR	A	0.45%	0.15%	0.15%
LNTH	C	0.76%	0.38%	0.38%
LNW	B	0.74%	0.29%	0.29%
LOPE	D	0.59%	0.22%	0.22%
LYFT	D	0.23%	0.06%	0.06%
MAC	B	0.29%	0.07%	0.07%
MARA	F	0.22%	0.05%	0.05%
MEDP	D	0.61%	0.3%	0.3%
MKSI	F	0.48%	0.18%	0.18%
MMSI	A	0.48%	0.24%	0.24%
MOD	C	0.76%	0.38%	0.38%
MOG.A	B	0.81%	0.4%	0.4%
MORN	C	0.46%	0.23%	0.23%
MSA	D	0.4%	0.13%	0.13%
MSGS	B	0.31%	0.08%	0.08%
MSTR	D	0.26%	0.06%	0.06%
MTSI	D	0.52%	0.26%	0.26%
MUSA	B	0.78%	0.39%	0.39%
NCLH	C	0.4%	0.13%	0.13%
NEU	C	0.15%	0.08%	0.08%
NNN	B	0.16%	0.08%	0.08%
NTRA	B	0.75%	0.37%	0.37%
NYT	C	0.61%	0.23%	0.23%
OHI	B	0.5%	0.25%	0.25%
OLED	C	0.38%	0.19%	0.19%
OLLI	C	0.65%	0.32%	0.32%
ONTO	D	0.49%	0.18%	0.18%
ORA	C	0.29%	0.15%	0.15%
OTTR	D	0.26%	0.13%	0.13%
OWL	C	0.4%	0.2%	0.2%
PEGA	C	0.65%	0.24%	0.24%
PFGC	B	0.32%	0.16%	0.16%
PLNT	B	0.46%	0.15%	0.15%
POST	C	0.82%	0.41%	0.41%
PR	D	0.36%	0.12%	0.12%
PRI	B	0.63%	0.24%	0.24%
PSN	B	0.82%	0.41%	0.41%
RBC	D	0.15%	0.08%	0.08%
REG	B	0.17%	0.08%	0.08%
RGLD	B	0.16%	0.08%	0.08%
RL	B	0.57%	0.28%	0.28%
RLI	B	0.47%	0.16%	0.16%
RVMD	C	0.47%	0.16%	0.16%
RYAN	C	0.64%	0.32%	0.32%
S	C	0.32%	0.08%	0.08%
SAIA	D	0.13%	0.06%	0.06%
SAM	F	0.26%	0.07%	0.07%
SFBS	B	0.72%	0.27%	0.27%
SFM	B	0.84%	0.42%	0.42%
SMAR	B	0.46%	0.15%	0.15%
SMPL	D	0.26%	0.13%	0.13%
SOFI	C	0.33%	0.08%	0.08%
SRPT	F	0.61%	0.3%	0.3%
STWD	B	0.45%	0.07%	0.07%
TDW	F	0.48%	0.18%	0.18%
TECH	D	0.14%	0.07%	0.07%
TKO	B	0.63%	0.31%	0.31%
TNET	D	0.29%	0.07%	0.07%
TOL	B	0.7%	0.35%	0.35%
TOST	C	0.67%	0.27%	0.27%
TPL	C	0.63%	0.23%	0.23%
TPX	C	0.15%	0.08%	0.08%
TTEK	B	0.82%	0.41%	0.41%
TW	A	0.63%	0.31%	0.31%
TXRH	D	0.7%	0.35%	0.35%
UDR	B	0.31%	0.15%	0.15%
VNT	D	0.25%	0.06%	0.06%
VRNS	C	0.5%	0.25%	0.25%
VRRM	D	0.43%	0.21%	0.21%
WDFC	C	0.17%	0.09%	0.09%
WFRD	D	0.56%	0.28%	0.28%
WING	B	0.65%	0.32%	0.32%
WMG	D	0.26%	0.07%	0.07%
WMS	D	0.26%	0.13%	0.13%
WSM	C	0.54%	0.2%	0.2%
WWD	D	0.67%	0.33%	0.33%
WYNN	D	0.37%	0.12%	0.12%
XPO	D	0.62%	0.23%	0.23%
YETI	D	0.15%	0.07%	0.07%
ZWS	B	0.3%	0.07%	0.07%

FNY Overweight 24 Positions Relative to FNX

Symbol	Grade	Weight
EVH	C	0.23%
SHC	B	0.19%
CCOI	C	0.18%
ALLE	A	0.17%
OPCH	C	0.17%
CNS	A	0.17%
CHE	C	0.16%
DOC	B	0.16%
EPR	B	0.16%
FELE	D	0.15%
SSD	C	0.15%
WTS	C	0.15%
JKHY	A	0.15%
WEX	C	0.15%
IPAR	D	0.15%
DOCU	C	0.15%
NCNO	F	0.14%
HXL	F	0.14%
WSC	D	0.14%
WEN	C	0.14%
RHP	D	0.14%
TENB	D	0.13%
PGNY	F	0.12%
PCOR	D	0.12%

FNY Underweight 247 Positions Relative to FNX

Symbol	Grade	Weight
MHO	B	-0.45%
GPI	B	-0.44%
G	B	-0.43%
TMHC	B	-0.42%
MTH	B	-0.42%
FYBR	C	-0.42%
MTG	B	-0.42%
RUSHA	C	-0.42%
JXN	B	-0.41%
KBH	B	-0.41%
ESNT	B	-0.41%
TPH	C	-0.41%
RNR	B	-0.41%
RDN	C	-0.41%
HOG	C	-0.4%
LAD	C	-0.4%
AMG	C	-0.39%
FMC	C	-0.39%
BCC	C	-0.39%
TAP	C	-0.39%
LBRDK	D	-0.39%
NFG	A	-0.39%
DAR	F	-0.38%
ABG	F	-0.37%
GL	C	-0.37%
UHS	B	-0.37%
AGO	C	-0.37%
ESGR	D	-0.37%
BTU	D	-0.36%
SEB	C	-0.36%
WTM	D	-0.36%
ASO	C	-0.36%
CUZ	B	-0.35%
THC	B	-0.35%
COLB	C	-0.35%
NOG	F	-0.35%
TEX	D	-0.34%
MOS	F	-0.34%
MGY	D	-0.34%
CNXC	D	-0.34%
MLI	B	-0.34%
VLY	C	-0.34%
SM	F	-0.34%
PVH	D	-0.33%
CVI	F	-0.33%
AGCO	D	-0.33%
CMC	D	-0.33%
BERY	B	-0.33%
AL	D	-0.33%
PNW	A	-0.33%
LBRT	D	-0.33%
NOV	F	-0.32%
UTHR	C	-0.32%
DINO	F	-0.32%
HII	D	-0.32%
CADE	C	-0.32%
BYD	C	-0.32%
R	B	-0.32%
SIG	C	-0.32%
OGE	B	-0.32%
ONB	C	-0.32%
COOP	B	-0.32%
POR	A	-0.32%
KRC	C	-0.32%
THO	C	-0.32%
EVRG	A	-0.32%
ARW	C	-0.31%
HP	F	-0.31%
CHK	D	-0.31%
SON	C	-0.31%
MUR	F	-0.31%
BC	D	-0.31%
UNM	B	-0.31%
OVV	F	-0.31%
PAG	D	-0.31%
MTDR	F	-0.31%
DXC	C	-0.31%
OGS	A	-0.31%
BKH	A	-0.31%
APA	F	-0.31%
CHRD	F	-0.3%
GMS	C	-0.3%
ALLY	F	-0.3%
WBS	D	-0.3%
PII	D	-0.3%
AN	D	-0.3%
MDU	B	-0.29%
NXST	D	-0.29%
AEO	F	-0.29%
SANM	D	-0.29%
LNC	D	-0.29%
AVT	D	-0.29%
EMN	A	-0.29%
JAZZ	D	-0.29%
OZK	D	-0.29%
PTEN	F	-0.29%
BWA	F	-0.29%
MATX	C	-0.29%
UFPI	C	-0.29%
WCC	D	-0.28%
TKR	D	-0.28%
LEA	F	-0.28%
CZR	D	-0.27%
OSK	D	-0.27%
SSB	B	-0.27%
ADTN	F	-0.27%
VAL	F	-0.27%
WAL	B	-0.27%
DNB	C	-0.27%
ALK	C	-0.26%
PBF	F	-0.26%
SLGN	B	-0.26%
ABCB	B	-0.26%
URBN	D	-0.26%
PNFP	B	-0.26%
HOMB	C	-0.25%
NI	A	-0.25%
LNT	A	-0.25%
ORI	B	-0.25%
UBSI	C	-0.25%
AIZ	C	-0.25%
PB	B	-0.25%
HWC	D	-0.24%
SAIC	B	-0.24%
PRGO	C	-0.24%
AXS	B	-0.24%
EWBC	D	-0.24%
MIDD	D	-0.24%
RRC	D	-0.24%
IDA	B	-0.24%
BOKF	B	-0.24%
KNX	C	-0.23%
WTRG	D	-0.23%
ASGN	D	-0.23%
RYN	C	-0.23%
DDS	D	-0.23%
AGNC	A	-0.23%
FNB	D	-0.23%
CMA	B	-0.23%
ATKR	F	-0.23%
DTM	B	-0.23%
WTFC	C	-0.23%
NJR	A	-0.23%
ZION	D	-0.23%
SWX	C	-0.22%
FHN	C	-0.22%
NRG	C	-0.22%
SLM	D	-0.22%
AYI	B	-0.22%
COLM	B	-0.22%
SEIC	C	-0.22%
CLF	F	-0.22%
WHR	D	-0.21%
SKX	C	-0.21%
OMF	D	-0.21%
SNX	D	-0.21%
WU	F	-0.21%
HGV	D	-0.2%
ASH	D	-0.2%
BECN	D	-0.2%
GAP	F	-0.2%
ENS	D	-0.2%
CROX	C	-0.2%
SKY	B	-0.19%
OLN	D	-0.19%
UMBF	B	-0.18%
VNO	A	-0.18%
JEF	B	-0.17%
RIG	F	-0.17%
TFX	B	-0.17%
IPGP	F	-0.17%
M	D	-0.17%
FAF	A	-0.17%
JLL	B	-0.17%
CRUS	D	-0.16%
AFG	B	-0.16%
EHC	B	-0.16%
UGI	B	-0.16%
SNV	C	-0.16%
IP	B	-0.16%
USFD	A	-0.16%
IAC	C	-0.16%
CACI	B	-0.16%
AMKR	D	-0.16%
BPOP	C	-0.16%
LPX	B	-0.16%
REYN	C	-0.16%
MAT	C	-0.16%
LFUS	D	-0.15%
DKS	D	-0.15%
MMS	D	-0.15%
FUL	D	-0.15%
RGA	B	-0.15%
OGN	C	-0.15%
AVNT	B	-0.15%
GT	F	-0.15%
HSIC	D	-0.15%
GXO	D	-0.14%
KEX	C	-0.14%
SIGI	C	-0.14%
RHI	D	-0.14%
KWR	D	-0.14%
VOYA	A	-0.14%
SUM	D	-0.14%
SEM	D	-0.14%
CACC	F	-0.13%
BBWI	F	-0.11%
AR	D	-0.11%
AAP	F	-0.1%
GBCI	C	-0.09%
CCK	A	-0.09%
FFIN	C	-0.09%
MHK	B	-0.09%
FLO	C	-0.08%
FLR	D	-0.08%
PCH	C	-0.08%
IVZ	C	-0.08%
GNRC	D	-0.08%
RRX	C	-0.08%
KMX	D	-0.08%
SITE	D	-0.08%
HLI	A	-0.08%
CBSH	B	-0.08%
PFSI	B	-0.08%
EVR	B	-0.08%
CIEN	C	-0.08%
THG	A	-0.08%
LANC	D	-0.07%
ESI	D	-0.07%
HUN	D	-0.07%
TPR	C	-0.07%
FLS	D	-0.07%
SEE	D	-0.07%
ALIT	D	-0.07%
VMI	D	-0.07%
LSTR	D	-0.07%
SF	B	-0.07%
XRAY	D	-0.07%
NEOG	D	-0.07%
NSIT	C	-0.07%
BXMT	C	-0.07%
NVST	D	-0.07%
MAN	D	-0.07%
CR	C	-0.07%
GTLS	F	-0.06%
BJ	D	-0.06%
CAR	F	-0.05%