FNY vs. FNX ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to First Trust Mid Cap Core AlphaDEX (FNX)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$125.45

Average Daily Volume

19,327

Number of Holdings ^*

437

* may have additional holdings in another (foreign) market

Performance

Period	FNY	FNX
30 Days	9.26%	7.90%
60 Days	10.03%	7.72%
90 Days	12.45%	8.86%
12 Months	43.71%	36.29%

196 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in FNX	Overlap
AAON	B	0.69%	0.35%	0.35%
ACIW	B	0.76%	0.38%	0.38%
ADC	B	0.58%	0.22%	0.22%
AES	F	0.29%	0.1%	0.1%
AFRM	B	1.08%	0.54%	0.54%
AGNC	D	0.26%	0.07%	0.07%
AIT	A	0.68%	0.26%	0.26%
ALLE	D	0.4%	0.14%	0.14%
ALSN	B	0.87%	0.35%	0.35%
ANF	C	0.58%	0.22%	0.22%
AOS	F	0.23%	0.06%	0.06%
ATI	D	0.6%	0.3%	0.3%
ATR	B	0.29%	0.15%	0.15%
AUR	C	0.59%	0.22%	0.22%
AVAV	D	0.56%	0.28%	0.28%
AWI	A	0.49%	0.25%	0.25%
AX	A	0.9%	0.46%	0.46%
AXSM	B	0.44%	0.15%	0.15%
AXTA	A	0.31%	0.16%	0.16%
AYI	B	0.5%	0.17%	0.17%
AZEK	A	0.42%	0.14%	0.14%
BCO	D	0.56%	0.28%	0.28%
BCPC	B	0.29%	0.07%	0.07%
BDC	B	0.43%	0.22%	0.22%
BFAM	D	0.55%	0.28%	0.28%
BLKB	B	0.28%	0.14%	0.14%
BMI	B	0.55%	0.28%	0.28%
BOOT	D	0.57%	0.29%	0.29%
BOX	B	0.44%	0.22%	0.22%
BPMC	C	0.28%	0.07%	0.07%
BRBR	A	0.51%	0.17%	0.17%
BRX	A	0.3%	0.15%	0.15%
BWXT	B	0.49%	0.25%	0.25%
CACI	D	0.63%	0.32%	0.32%
CBSH	A	0.34%	0.09%	0.09%
CBT	C	0.55%	0.28%	0.28%
CFR	B	0.35%	0.18%	0.18%
CHDN	B	0.29%	0.07%	0.07%
CLH	B	0.43%	0.22%	0.22%
CLSK	C	0.2%	0.1%	0.1%
CNS	B	0.44%	0.15%	0.15%
COHR	B	0.76%	0.31%	0.31%
COKE	C	0.65%	0.33%	0.33%
CORT	B	0.81%	0.41%	0.41%
CPT	B	0.27%	0.07%	0.07%
CRDO	B	0.56%	0.19%	0.19%
CROX	D	0.28%	0.1%	0.1%
CRS	A	0.8%	0.4%	0.4%
CRUS	D	0.35%	0.12%	0.12%
CRVL	A	0.62%	0.31%	0.31%
CSWI	A	0.79%	0.4%	0.4%
CTRE	D	0.28%	0.07%	0.07%
CUBE	D	0.26%	0.13%	0.13%
CVLT	B	0.76%	0.39%	0.39%
CW	B	0.76%	0.31%	0.31%
CWST	A	0.31%	0.08%	0.08%
DAY	B	0.17%	0.09%	0.09%
DBX	B	0.29%	0.07%	0.07%
DCI	B	0.15%	0.07%	0.07%
DKS	C	0.41%	0.14%	0.14%
DOCU	A	0.54%	0.18%	0.18%
DT	C	0.42%	0.14%	0.14%
DTM	B	0.37%	0.19%	0.19%
DUOL	A	0.77%	0.39%	0.39%
DVA	B	0.68%	0.34%	0.34%
DY	D	0.7%	0.36%	0.36%
EEFT	B	0.29%	0.07%	0.07%
EGP	F	0.13%	0.07%	0.07%
EHC	B	0.58%	0.29%	0.29%
ELAN	D	0.13%	0.07%	0.07%
ENSG	D	0.71%	0.36%	0.36%
EPRT	B	0.55%	0.28%	0.28%
ESAB	B	0.33%	0.08%	0.08%
ESI	A	0.15%	0.07%	0.07%
EWBC	A	0.71%	0.36%	0.36%
EXEL	B	0.75%	0.29%	0.29%
EXLS	B	0.66%	0.33%	0.33%
EXP	A	0.59%	0.3%	0.3%
EXPO	D	0.24%	0.12%	0.12%
FCN	D	0.24%	0.06%	0.06%
FFIN	B	0.63%	0.24%	0.24%
FFIV	B	0.46%	0.16%	0.16%
FIX	A	0.82%	0.41%	0.41%
FLS	B	0.49%	0.25%	0.25%
FND	C	0.23%	0.06%	0.06%
FOUR	B	0.8%	0.41%	0.41%
FR	C	0.13%	0.07%	0.07%
FRPT	B	0.62%	0.32%	0.32%
FSS	B	0.55%	0.21%	0.21%
GAP	C	0.27%	0.07%	0.07%
GATX	A	0.16%	0.08%	0.08%
GKOS	B	0.3%	0.15%	0.15%
GME	C	0.33%	0.08%	0.08%
GMED	A	0.65%	0.33%	0.33%
GOLF	B	0.15%	0.08%	0.08%
GPK	C	0.27%	0.14%	0.14%
GWRE	A	0.6%	0.3%	0.3%
H	B	0.14%	0.07%	0.07%
HALO	F	0.42%	0.16%	0.16%
HASI	D	0.45%	0.23%	0.23%
HIMS	B	0.65%	0.33%	0.33%
HLI	B	0.66%	0.25%	0.25%
HLNE	B	0.8%	0.41%	0.41%
HOMB	A	0.48%	0.16%	0.16%
HRB	D	0.54%	0.2%	0.2%
IBKR	A	0.74%	0.38%	0.38%
IBOC	A	0.5%	0.17%	0.17%
IBP	D	0.47%	0.18%	0.18%
INSM	C	0.39%	0.2%	0.2%
INSP	D	0.35%	0.12%	0.12%
IOT	A	0.73%	0.37%	0.37%
IRT	A	0.29%	0.07%	0.07%
ITCI	C	0.32%	0.16%	0.16%
ITGR	B	0.59%	0.3%	0.3%
ITRI	B	0.77%	0.31%	0.31%
ITT	A	0.58%	0.22%	0.22%
KAI	A	0.5%	0.17%	0.17%
KD	B	0.17%	0.09%	0.09%
KEX	C	0.59%	0.22%	0.22%
KNF	A	0.76%	0.38%	0.38%
KNSL	B	0.28%	0.07%	0.07%
KRG	B	0.29%	0.07%	0.07%
KTB	B	0.79%	0.4%	0.4%
LAMR	D	0.27%	0.14%	0.14%
LNTH	D	0.49%	0.25%	0.25%
LOPE	B	0.16%	0.08%	0.08%
LTH	C	0.7%	0.35%	0.35%
LYFT	C	0.19%	0.1%	0.1%
MAIN	A	0.15%	0.08%	0.08%
MARA	C	0.16%	0.08%	0.08%
MKTX	D	0.3%	0.15%	0.15%
MMSI	B	0.6%	0.23%	0.23%
MOD	A	0.67%	0.34%	0.34%
MOG.A	B	0.76%	0.39%	0.39%
MORN	B	0.15%	0.08%	0.08%
MSGS	A	0.3%	0.15%	0.15%
MTCH	D	0.34%	0.12%	0.12%
NCLH	B	0.54%	0.27%	0.27%
NNN	D	0.13%	0.06%	0.06%
NTNX	A	0.16%	0.08%	0.08%
NTRA	B	0.86%	0.43%	0.43%
NYT	C	0.4%	0.14%	0.14%
OHI	C	0.41%	0.14%	0.14%
OLLI	D	0.39%	0.13%	0.13%
ONB	B	0.48%	0.16%	0.16%
ORA	B	0.29%	0.07%	0.07%
OWL	A	0.17%	0.09%	0.09%
PCTY	B	0.34%	0.08%	0.08%
PEGA	A	0.66%	0.33%	0.33%
PI	D	0.46%	0.23%	0.23%
PIPR	B	0.84%	0.34%	0.34%
PLNT	A	0.51%	0.26%	0.26%
PODD	C	0.63%	0.32%	0.32%
PRI	A	0.48%	0.16%	0.16%
PSN	D	0.64%	0.33%	0.33%
QTWO	A	0.86%	0.43%	0.43%
RARE	D	0.33%	0.11%	0.11%
RBC	A	0.15%	0.08%	0.08%
RDNT	B	0.81%	0.33%	0.33%
REG	B	0.29%	0.15%	0.15%
RGLD	C	0.15%	0.07%	0.07%
RHP	B	0.29%	0.07%	0.07%
RL	B	0.61%	0.23%	0.23%
RLI	B	0.32%	0.08%	0.08%
RNA	D	0.38%	0.13%	0.13%
ROIV	C	0.14%	0.07%	0.07%
RUN	F	0.31%	0.16%	0.16%
RVMD	C	0.34%	0.09%	0.09%
RYAN	B	0.45%	0.23%	0.23%
S	B	0.47%	0.16%	0.16%
SBRA	C	0.41%	0.21%	0.21%
SCI	B	0.46%	0.16%	0.16%
SFBS	B	0.82%	0.42%	0.42%
SFM	A	0.91%	0.46%	0.46%
SLG	B	0.62%	0.24%	0.24%
SMG	D	0.49%	0.25%	0.25%
SOFI	A	1.0%	0.38%	0.38%
SSD	D	0.13%	0.07%	0.07%
TECH	D	0.12%	0.06%	0.06%
TKO	B	0.57%	0.29%	0.29%
TMDX	F	0.29%	0.15%	0.15%
TOST	B	0.8%	0.4%	0.4%
TPG	A	0.65%	0.25%	0.25%
TTEK	F	0.62%	0.31%	0.31%
TW	A	0.45%	0.23%	0.23%
TXRH	C	0.63%	0.24%	0.24%
U	C	0.11%	0.06%	0.06%
UDR	B	0.14%	0.07%	0.07%
VRNS	D	0.37%	0.19%	0.19%
VRRM	D	0.23%	0.06%	0.06%
WHD	B	0.47%	0.24%	0.24%
WING	D	0.33%	0.11%	0.11%
WTM	A	0.32%	0.08%	0.08%
WWD	B	0.42%	0.14%	0.14%
WYNN	D	0.4%	0.14%	0.14%
ZETA	D	0.46%	0.23%	0.23%

FNY Overweight 18 Positions Relative to FNX

Symbol	Grade	Weight
PAYC	B	0.19%
GTLS	B	0.19%
GH	B	0.18%
MASI	A	0.17%
CHH	A	0.16%
TRMB	B	0.16%
AM	A	0.15%
CRNX	C	0.15%
IPAR	B	0.14%
APPF	B	0.14%
NEU	C	0.14%
CNM	D	0.14%
LNW	D	0.14%
CHE	D	0.13%
MEDP	D	0.13%
TDW	F	0.1%
BRKR	D	0.1%
LCID	F	0.09%

FNY Underweight 241 Positions Relative to FNX

Symbol	Grade	Weight
MTDR	B	-0.43%
CNX	A	-0.43%
NOG	A	-0.42%
OVV	B	-0.42%
LAD	A	-0.42%
AGO	B	-0.41%
HP	B	-0.4%
SM	B	-0.4%
MGY	A	-0.4%
DDS	B	-0.4%
TAP	C	-0.39%
MATX	C	-0.39%
PTEN	C	-0.39%
CMC	B	-0.39%
OSK	B	-0.39%
HCC	B	-0.38%
GPI	A	-0.38%
COOP	B	-0.38%
AL	B	-0.38%
OTTR	C	-0.37%
CIVI	D	-0.37%
AMR	C	-0.37%
ATKR	C	-0.37%
AMG	B	-0.37%
ADTN	A	-0.37%
PVH	C	-0.36%
CHRD	D	-0.36%
NOV	C	-0.36%
URBN	C	-0.36%
BCC	B	-0.36%
PBF	D	-0.36%
MDU	D	-0.36%
DINO	D	-0.35%
MTG	C	-0.35%
WCC	B	-0.35%
MLI	C	-0.35%
UGI	A	-0.35%
UNM	A	-0.35%
MUR	D	-0.35%
RDN	C	-0.35%
TMHC	B	-0.35%
TEX	D	-0.35%
CADE	B	-0.34%
BWA	D	-0.34%
RNR	C	-0.34%
G	B	-0.33%
DAR	C	-0.33%
RUSHA	C	-0.33%
TPH	D	-0.33%
APA	D	-0.33%
SIG	B	-0.33%
LBRT	D	-0.33%
R	B	-0.32%
JXN	C	-0.32%
CNO	A	-0.32%
LNC	B	-0.32%
BYD	C	-0.32%
RRC	B	-0.32%
OZK	B	-0.32%
KBH	D	-0.32%
MHO	D	-0.32%
LBRDK	C	-0.32%
HOG	D	-0.31%
ABG	B	-0.31%
MTH	D	-0.31%
BEN	C	-0.31%
ESNT	D	-0.31%
LEA	D	-0.31%
GMS	B	-0.31%
PNW	B	-0.3%
WHR	B	-0.3%
FMC	D	-0.3%
JAZZ	B	-0.3%
ASO	F	-0.29%
INGR	B	-0.29%
SR	A	-0.29%
HRI	B	-0.29%
NFG	A	-0.29%
GBDC	C	-0.29%
AAP	C	-0.29%
OGS	A	-0.29%
EVRG	A	-0.29%
BKH	A	-0.29%
SOLV	C	-0.28%
MOS	F	-0.28%
SNX	C	-0.28%
M	D	-0.28%
AVT	C	-0.28%
WBS	A	-0.28%
POR	C	-0.28%
NFE	D	-0.28%
FHN	A	-0.28%
NXST	C	-0.28%
UFPI	B	-0.28%
HST	C	-0.28%
KRC	C	-0.28%
EMN	D	-0.27%
SUM	B	-0.27%
ZION	B	-0.27%
BECN	B	-0.27%
ENS	D	-0.27%
DXC	B	-0.27%
LKQ	D	-0.27%
SON	D	-0.26%
WTFC	A	-0.26%
AN	C	-0.26%
CNXC	F	-0.26%
IDA	A	-0.25%
UHS	D	-0.25%
ARW	D	-0.25%
SEIC	B	-0.25%
FNB	A	-0.25%
ALK	C	-0.25%
OMF	A	-0.25%
COLB	A	-0.25%
CLF	F	-0.25%
ASH	D	-0.25%
ABCB	B	-0.24%
AMKR	D	-0.24%
VNT	B	-0.24%
HWC	B	-0.24%
SANM	B	-0.24%
VLY	B	-0.24%
SWX	B	-0.23%
OGE	B	-0.23%
SLM	A	-0.23%
ORI	A	-0.23%
AEO	F	-0.23%
BERY	B	-0.23%
JBL	B	-0.23%
LPX	B	-0.23%
PNM	F	-0.23%
AXS	A	-0.23%
CRC	B	-0.23%
THO	B	-0.22%
WTRG	B	-0.22%
RIG	D	-0.22%
GL	B	-0.22%
KNX	B	-0.22%
CUZ	B	-0.22%
MSM	C	-0.21%
AGCO	D	-0.21%
FIVE	F	-0.21%
ALKS	B	-0.21%
BBWI	D	-0.21%
MIDD	C	-0.21%
PAG	B	-0.21%
HII	D	-0.21%
COLM	B	-0.21%
JWN	C	-0.21%
SKX	D	-0.2%
WU	D	-0.2%
SJM	D	-0.2%
ASGN	F	-0.2%
POST	C	-0.2%
BC	C	-0.2%
OLN	D	-0.19%
IPG	D	-0.19%
REYN	D	-0.19%
TKR	D	-0.19%
WPC	D	-0.19%
DIOD	D	-0.18%
PNFP	B	-0.18%
MMS	F	-0.18%
UMBF	B	-0.17%
EPAM	C	-0.17%
JEF	A	-0.17%
PII	D	-0.17%
TPR	B	-0.17%
SSB	B	-0.16%
RHI	B	-0.16%
ACA	A	-0.16%
BOKF	B	-0.16%
AIZ	A	-0.16%
AR	B	-0.16%
AUB	B	-0.16%
GXO	B	-0.16%
UBSI	B	-0.16%
CMA	A	-0.16%
UCB	A	-0.16%
HGV	B	-0.16%
PB	A	-0.16%
HSIC	B	-0.15%
WTS	B	-0.15%
PRGO	B	-0.15%
NJR	A	-0.15%
VOYA	B	-0.15%
WAL	B	-0.15%
SLGN	A	-0.15%
AFG	A	-0.15%
DNB	B	-0.15%
SEM	B	-0.15%
PFGC	B	-0.15%
TTC	D	-0.14%
MGM	D	-0.14%
CRL	C	-0.14%
BPOP	B	-0.14%
MAT	D	-0.14%
FAF	A	-0.14%
KFY	B	-0.14%
AVNT	B	-0.14%
FELE	B	-0.14%
RYN	D	-0.13%
FUL	F	-0.13%
WD	D	-0.13%
UHAL	D	-0.12%
OGN	D	-0.11%
SF	B	-0.09%
SNV	B	-0.09%
SIGI	C	-0.08%
BJ	A	-0.08%
MUSA	A	-0.08%
USFD	A	-0.08%
FLR	B	-0.08%
THG	A	-0.08%
VMI	B	-0.08%
CCK	C	-0.07%
FLO	D	-0.07%
STWD	C	-0.07%
ARMK	B	-0.07%
SEE	C	-0.07%
LSTR	D	-0.07%
JLL	D	-0.07%
KMX	B	-0.07%
SKY	A	-0.07%
VNO	B	-0.07%
ALIT	C	-0.07%
RRX	B	-0.07%
TFX	F	-0.06%
HUN	F	-0.06%
FBIN	D	-0.06%
NSP	D	-0.06%
SAIC	F	-0.06%
CZR	F	-0.06%
IAC	D	-0.06%
PFSI	D	-0.06%
LFUS	F	-0.06%
TNET	D	-0.06%
OPCH	D	-0.05%
NSIT	F	-0.05%
COTY	F	-0.05%