FNX vs. FNK ETF Comparison

Comparison of First Trust Mid Cap Core AlphaDEX (FNX) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$117.19

Average Daily Volume

26,528

Number of Holdings ^*

439

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.88

Average Daily Volume

11,666

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	FNX	FNK
30 Days	4.47%	3.91%
60 Days	4.14%	2.77%
90 Days	8.79%	7.64%
12 Months	26.73%	22.69%

221 Overlapping Holdings

Symbol	Grade	Weight in FNX	Weight in FNK	Overlap
AAP	F	0.09%	0.09%	0.09%
ABCB	B	0.26%	0.35%	0.26%
ABG	D	0.34%	0.55%	0.34%
ADTN	D	0.26%	0.53%	0.26%
AEO	F	0.28%	0.41%	0.28%
AFG	B	0.16%	0.16%	0.16%
AGCO	D	0.33%	0.66%	0.33%
AGNC	B	0.23%	0.47%	0.23%
AGO	C	0.36%	0.74%	0.36%
AIZ	B	0.25%	0.33%	0.25%
AL	D	0.32%	0.66%	0.32%
ALK	C	0.29%	0.44%	0.29%
ALLY	F	0.24%	0.47%	0.24%
AMG	C	0.39%	0.79%	0.39%
AMKR	F	0.16%	0.21%	0.16%
AN	D	0.29%	0.59%	0.29%
APA	F	0.29%	0.47%	0.29%
AR	F	0.12%	0.12%	0.12%
ARW	C	0.29%	0.6%	0.29%
ASGN	D	0.22%	0.3%	0.22%
ASH	D	0.2%	0.39%	0.2%
ASO	C	0.38%	0.79%	0.38%
ATKR	F	0.23%	0.36%	0.23%
AVNT	B	0.15%	0.15%	0.15%
AVT	C	0.28%	0.56%	0.28%
AXS	B	0.23%	0.48%	0.23%
AYI	B	0.23%	0.31%	0.23%
BBWI	F	0.1%	0.31%	0.1%
BC	C	0.3%	0.47%	0.3%
BCC	B	0.4%	0.67%	0.4%
BECN	D	0.19%	0.27%	0.19%
BERY	B	0.32%	0.49%	0.32%
BJ	D	0.07%	0.13%	0.07%
BKH	B	0.32%	0.64%	0.32%
BOKF	B	0.24%	0.32%	0.24%
BPOP	C	0.16%	0.16%	0.16%
BTU	D	0.35%	0.72%	0.35%
BWA	D	0.29%	0.57%	0.29%
BXMT	C	0.08%	0.16%	0.08%
BYD	C	0.31%	0.63%	0.31%
CACC	F	0.14%	0.13%	0.13%
CACI	B	0.16%	0.16%	0.16%
CADE	C	0.31%	0.64%	0.31%
CAR	F	0.05%	0.21%	0.05%
CCK	A	0.09%	0.18%	0.09%
CHK	D	0.32%	0.63%	0.32%
CHRD	F	0.29%	0.45%	0.29%
CLF	F	0.21%	0.54%	0.21%
CMA	B	0.24%	0.32%	0.24%
CMC	D	0.33%	0.53%	0.33%
CNXC	F	0.3%	0.74%	0.3%
COLB	B	0.34%	0.7%	0.34%
COLM	C	0.22%	0.3%	0.22%
COOP	C	0.32%	0.66%	0.32%
CROX	D	0.19%	0.26%	0.19%
CRUS	D	0.15%	0.14%	0.14%
CUZ	B	0.36%	0.54%	0.36%
CVI	F	0.29%	0.61%	0.29%
CZR	C	0.27%	0.42%	0.27%
DAR	F	0.34%	0.68%	0.34%
DDS	F	0.22%	0.34%	0.22%
DINO	F	0.3%	0.6%	0.3%
DKS	D	0.14%	0.28%	0.14%
DNB	C	0.26%	0.36%	0.26%
DTM	B	0.23%	0.31%	0.23%
DXC	C	0.31%	0.64%	0.31%
EHC	C	0.16%	0.15%	0.15%
EMN	B	0.29%	0.46%	0.29%
ENS	D	0.2%	0.27%	0.2%
ESGR	D	0.38%	0.75%	0.38%
ESNT	B	0.4%	0.81%	0.4%
EVRG	B	0.33%	0.66%	0.33%
EWBC	D	0.23%	0.46%	0.23%
FAF	B	0.17%	0.35%	0.17%
FHN	D	0.21%	0.43%	0.21%
FMC	C	0.39%	0.78%	0.39%
FNB	C	0.22%	0.44%	0.22%
FUL	C	0.15%	0.15%	0.15%
FYBR	C	0.39%	0.78%	0.39%
G	C	0.43%	0.69%	0.43%
GAP	F	0.19%	0.36%	0.19%
GL	C	0.36%	0.55%	0.36%
GMS	D	0.3%	0.63%	0.3%
GPI	B	0.42%	0.87%	0.42%
GT	F	0.15%	0.3%	0.15%
GXO	D	0.14%	0.14%	0.14%
HGV	F	0.19%	0.26%	0.19%
HII	D	0.3%	0.46%	0.3%
HLI	B	0.08%	0.16%	0.08%
HOG	C	0.38%	0.8%	0.38%
HOMB	B	0.24%	0.32%	0.24%
HP	F	0.31%	0.61%	0.31%
HSIC	C	0.15%	0.15%	0.15%
HWC	D	0.22%	0.3%	0.22%
IAC	C	0.16%	0.32%	0.16%
IDA	C	0.24%	0.32%	0.24%
IP	B	0.16%	0.16%	0.16%
IPGP	F	0.17%	0.35%	0.17%
IVZ	B	0.08%	0.15%	0.08%
JAZZ	D	0.29%	0.44%	0.29%
JEF	B	0.17%	0.17%	0.17%
JLL	B	0.18%	0.18%	0.18%
JXN	A	0.4%	0.81%	0.4%
KBH	A	0.42%	0.87%	0.42%
KEX	C	0.14%	0.14%	0.14%
KNX	C	0.23%	0.45%	0.23%
KRC	B	0.33%	0.69%	0.33%
KWR	D	0.14%	0.14%	0.14%
LAD	D	0.39%	0.79%	0.39%
LANC	D	0.07%	0.13%	0.07%
LBRDK	F	0.4%	0.8%	0.4%
LBRT	D	0.33%	0.68%	0.33%
LEA	F	0.26%	0.52%	0.26%
LFUS	C	0.14%	0.14%	0.14%
LNC	D	0.27%	0.54%	0.27%
LNT	B	0.25%	0.34%	0.25%
LPX	B	0.17%	0.34%	0.17%
LSTR	D	0.07%	0.14%	0.07%
M	F	0.17%	0.33%	0.17%
MAT	C	0.16%	0.17%	0.16%
MATX	B	0.29%	0.57%	0.29%
MDU	C	0.29%	0.62%	0.29%
MGY	C	0.34%	0.54%	0.34%
MHO	B	0.47%	0.97%	0.47%
MIDD	D	0.23%	0.31%	0.23%
MLI	A	0.35%	0.53%	0.35%
MMS	C	0.15%	0.15%	0.15%
MOS	F	0.31%	0.62%	0.31%
MTDR	F	0.3%	0.6%	0.3%
MTG	B	0.41%	0.84%	0.41%
MTH	A	0.44%	0.88%	0.44%
MUR	F	0.3%	0.59%	0.3%
NEOG	D	0.07%	0.15%	0.07%
NFG	B	0.39%	0.64%	0.39%
NI	B	0.25%	0.51%	0.25%
NJR	B	0.24%	0.32%	0.24%
NOG	D	0.33%	0.67%	0.33%
NOV	F	0.3%	0.6%	0.3%
NRG	C	0.22%	0.44%	0.22%
NVST	D	0.08%	0.16%	0.08%
NXST	D	0.28%	0.43%	0.28%
OGE	C	0.32%	0.49%	0.32%
OGN	D	0.14%	0.57%	0.14%
OGS	B	0.32%	0.66%	0.32%
OLN	D	0.19%	0.39%	0.19%
OMF	D	0.2%	0.41%	0.2%
ONB	C	0.31%	0.47%	0.31%
ORI	B	0.24%	0.33%	0.24%
OSK	F	0.26%	0.53%	0.26%
OVV	F	0.3%	0.59%	0.3%
OZK	D	0.28%	0.58%	0.28%
PAG	D	0.29%	0.45%	0.29%
PB	B	0.25%	0.34%	0.25%
PBF	F	0.25%	0.5%	0.25%
PCH	C	0.08%	0.16%	0.08%
PII	D	0.29%	0.45%	0.29%
PNFP	B	0.25%	0.51%	0.25%
PNW	C	0.34%	0.68%	0.34%
POR	C	0.32%	0.64%	0.32%
PRGO	D	0.23%	0.31%	0.23%
PTEN	F	0.28%	0.56%	0.28%
PVH	F	0.32%	0.64%	0.32%
R	A	0.32%	0.64%	0.32%
RDN	C	0.4%	0.81%	0.4%
REYN	C	0.16%	0.32%	0.16%
RGA	C	0.15%	0.15%	0.15%
RHI	D	0.14%	0.14%	0.14%
RIG	F	0.17%	0.24%	0.17%
RNR	C	0.41%	0.84%	0.41%
RRC	D	0.25%	0.37%	0.25%
RUSHA	C	0.42%	0.86%	0.42%
RYN	C	0.23%	0.31%	0.23%
SAIC	C	0.25%	0.33%	0.25%
SANM	D	0.29%	0.43%	0.29%
SEB	D	0.35%	0.7%	0.35%
SEE	D	0.07%	0.14%	0.07%
SEIC	C	0.22%	0.3%	0.22%
SEM	D	0.14%	0.14%	0.14%
SIG	C	0.35%	0.73%	0.35%
SIGI	D	0.14%	0.14%	0.14%
SKX	D	0.21%	0.28%	0.21%
SKY	B	0.19%	0.2%	0.19%
SLGN	B	0.26%	0.34%	0.26%
SLM	D	0.22%	0.29%	0.22%
SM	F	0.32%	0.65%	0.32%
SNV	C	0.16%	0.16%	0.16%
SNX	D	0.21%	0.28%	0.21%
SON	C	0.31%	0.47%	0.31%
SSB	B	0.26%	0.36%	0.26%
SUM	D	0.15%	0.15%	0.15%
SWX	C	0.22%	0.29%	0.22%
TAP	D	0.39%	0.77%	0.39%
TEX	F	0.33%	0.69%	0.33%
TFX	C	0.17%	0.17%	0.17%
THC	A	0.34%	0.7%	0.34%
THO	D	0.3%	0.46%	0.3%
TKR	D	0.28%	0.43%	0.28%
TMHC	A	0.43%	0.88%	0.43%
TPH	C	0.42%	0.68%	0.42%
UBSI	B	0.24%	0.33%	0.24%
UFPI	C	0.3%	0.47%	0.3%
UGI	C	0.15%	0.3%	0.15%
UHS	B	0.36%	0.72%	0.36%
UMBF	B	0.18%	0.36%	0.18%
UNM	B	0.31%	0.62%	0.31%
URBN	F	0.25%	0.51%	0.25%
USFD	B	0.16%	0.16%	0.16%
UTHR	C	0.31%	0.46%	0.31%
VAL	F	0.26%	0.42%	0.26%
VLY	C	0.34%	0.71%	0.34%
VNO	B	0.2%	0.2%	0.2%
VOYA	B	0.15%	0.15%	0.15%
WAL	B	0.27%	0.56%	0.27%
WBS	D	0.29%	0.59%	0.29%
WCC	D	0.28%	0.44%	0.28%
WHR	D	0.2%	0.28%	0.2%
WTFC	B	0.23%	0.46%	0.23%
WTM	D	0.34%	0.67%	0.34%
WTRG	D	0.22%	0.3%	0.22%
WU	F	0.21%	0.41%	0.21%
ZION	D	0.23%	0.31%	0.23%

FNX Overweight 218 Positions Relative to FNK

Symbol	Grade	Weight
APP	C	0.46%
SFM	B	0.44%
MOG.A	B	0.42%
NTRA	C	0.42%
HALO	C	0.42%
HRB	C	0.42%
PSN	B	0.42%
COKE	C	0.42%
TTEK	C	0.41%
DVA	B	0.41%
MUSA	D	0.41%
POST	C	0.4%
INSM	D	0.4%
MOD	A	0.4%
FIX	B	0.4%
FRPT	B	0.39%
CVNA	B	0.39%
BCO	B	0.38%
EME	B	0.38%
AVAV	C	0.37%
LNTH	D	0.37%
GWRE	A	0.36%
OLLI	C	0.36%
CASY	D	0.36%
TOL	B	0.36%
IBKR	B	0.36%
WWD	D	0.35%
CVLT	B	0.35%
ENSG	B	0.35%
WING	B	0.34%
TXRH	C	0.34%
HOOD	C	0.34%
ALSN	B	0.33%
BMI	A	0.32%
RYAN	D	0.32%
TW	B	0.32%
KTB	B	0.32%
ARMK	B	0.32%
CW	B	0.32%
ATI	C	0.32%
CLH	A	0.31%
TKO	B	0.31%
GKOS	C	0.31%
AAON	B	0.31%
KD	D	0.31%
ITGR	A	0.31%
FSS	D	0.3%
AIT	A	0.3%
MEDP	F	0.3%
LNW	B	0.3%
SRPT	D	0.29%
RL	C	0.29%
TOST	C	0.29%
BFAM	C	0.28%
H	C	0.28%
ANF	D	0.28%
WFRD	F	0.27%
OHI	B	0.26%
HQY	C	0.26%
APG	D	0.26%
SFBS	B	0.26%
MTSI	D	0.26%
APPF	D	0.26%
KNF	B	0.25%
AWI	B	0.24%
PEGA	C	0.24%
VRNS	C	0.24%
CBT	B	0.24%
MMSI	B	0.24%
MORN	C	0.23%
BPMC	F	0.23%
PRI	B	0.23%
ATR	B	0.23%
TPL	B	0.23%
VRRM	D	0.22%
CHDN	C	0.22%
LOPE	D	0.22%
AXTA	B	0.22%
XPO	D	0.22%
GOLF	D	0.22%
FCN	D	0.22%
NYT	C	0.22%
ITT	B	0.22%
BWXT	D	0.22%
WSM	D	0.21%
OLED	C	0.21%
OWL	C	0.21%
AM	C	0.21%
ELF	F	0.2%
IOT	B	0.2%
HCC	F	0.19%
IONS	F	0.19%
ESTC	F	0.19%
ALTR	C	0.19%
ONTO	D	0.19%
HLNE	B	0.18%
MKSI	F	0.18%
EXLS	B	0.17%
SMAR	C	0.17%
HAS	B	0.17%
EPRT	B	0.17%
EXEL	C	0.17%
INGR	B	0.17%
CRVL	B	0.17%
RVMD	C	0.16%
FOUR	C	0.16%
DUOL	B	0.16%
ITCI	D	0.16%
IRT	B	0.16%
PFGC	B	0.16%
EXPO	A	0.16%
TDW	F	0.16%
PLNT	B	0.16%
GPK	B	0.16%
CPT	B	0.16%
UDR	C	0.16%
AXSM	C	0.16%
NCLH	C	0.15%
IBP	D	0.15%
BRBR	C	0.15%
GATX	D	0.15%
ESAB	C	0.15%
ORA	C	0.15%
ACLS	F	0.15%
ACA	B	0.15%
LAMR	B	0.15%
RLI	B	0.15%
KAI	C	0.15%
CWST	D	0.15%
EEFT	D	0.14%
BLD	D	0.14%
DCI	C	0.14%
FIZZ	D	0.13%
OTTR	F	0.13%
WMS	D	0.13%
MSA	D	0.13%
SMPL	D	0.13%
PR	F	0.12%
CNM	F	0.12%
INFA	D	0.12%
WYNN	D	0.12%
GNTX	F	0.12%
MHK	C	0.1%
AFRM	C	0.1%
KRG	B	0.09%
KNSL	C	0.09%
BRX	B	0.09%
CUBE	B	0.09%
REG	C	0.09%
FFIV	B	0.09%
FFIN	B	0.09%
EXP	B	0.09%
ADC	C	0.09%
BOX	C	0.09%
CFLT	F	0.09%
TPX	C	0.08%
KMX	D	0.08%
CFR	C	0.08%
MAC	B	0.08%
STWD	B	0.08%
S	C	0.08%
RBC	C	0.08%
GNRC	D	0.08%
NEU	D	0.08%
BLKB	C	0.08%
MSGS	B	0.08%
EGP	B	0.08%
CBSH	C	0.08%
BCPC	C	0.08%
RRX	C	0.08%
ALKS	C	0.08%
ZWS	A	0.08%
SITE	C	0.08%
RGLD	C	0.08%
EVR	A	0.08%
SOFI	C	0.08%
CIEN	C	0.08%
NNN	C	0.08%
GBCI	B	0.08%
WDFC	C	0.08%
THG	B	0.08%
PFSI	C	0.08%
WMG	D	0.07%
ESI	D	0.07%
MSTR	D	0.07%
HUN	D	0.07%
TNET	F	0.07%
FLS	D	0.07%
ALIT	D	0.07%
AOS	D	0.07%
TPR	C	0.07%
VMI	D	0.07%
YETI	D	0.07%
MAN	C	0.07%
SF	A	0.07%
HRI	D	0.07%
AZEK	C	0.07%
XRAY	D	0.07%
TECH	C	0.07%
NSIT	D	0.07%
CHH	C	0.07%
FLO	C	0.07%
FLR	D	0.07%
AES	C	0.07%
CR	C	0.07%
GTLS	F	0.06%
MARA	F	0.06%
LYFT	D	0.06%
VNT	F	0.06%
AEIS	D	0.06%
SAM	F	0.06%
HAE	F	0.06%
SAIA	D	0.06%
IRTC	F	0.05%
AMR	F	0.05%
ALGM	F	0.05%
CIVI	F	0.05%
CELH	F	0.04%

FNX Underweight 2 Positions Relative to FNK

	Symbol	Grade	Weight
	BHF	F	-0.14%
	PARA	F	-0.14%