FNK vs. FNX ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust Mid Cap Core AlphaDEX (FNX)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.37

Average Daily Volume

9,876

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$125.45

Average Daily Volume

19,327

Number of Holdings ^*

437

* may have additional holdings in another (foreign) market

Performance

Period	FNK	FNX
30 Days	7.85%	7.90%
60 Days	5.62%	7.72%
90 Days	5.60%	8.86%
12 Months	27.99%	36.29%

222 Overlapping Holdings

	Symbol	Grade	Weight in FNK	Weight in FNX	Overlap
	AAP	C	0.59%	0.29%	0.29%
	ABCB	B	0.32%	0.24%	0.24%
	ABG	B	0.47%	0.31%	0.31%
	ACA	A	0.32%	0.16%	0.16%
	ADTN	A	0.6%	0.37%	0.37%
	AEO	F	0.35%	0.23%	0.23%
	AFG	A	0.15%	0.15%	0.15%
	AGCO	D	0.28%	0.21%	0.21%
	AGO	B	0.84%	0.41%	0.41%
	AIZ	A	0.32%	0.16%	0.16%
	AL	B	0.77%	0.38%	0.38%
	ALIT	C	0.15%	0.07%	0.07%
	ALK	C	0.51%	0.25%	0.25%
	ALKS	B	0.28%	0.21%	0.21%
	AMG	B	0.75%	0.37%	0.37%
	AMKR	D	0.48%	0.24%	0.24%
	AMR	C	0.74%	0.37%	0.37%
	AN	C	0.4%	0.26%	0.26%
	APA	D	0.66%	0.33%	0.33%
	AR	B	0.32%	0.16%	0.16%
	ARW	D	0.5%	0.25%	0.25%
	ASGN	F	0.27%	0.2%	0.2%
	ASH	D	0.38%	0.25%	0.25%
	ASO	F	0.58%	0.29%	0.29%
	ATKR	C	0.75%	0.37%	0.37%
	AUB	B	0.16%	0.16%	0.16%
	AVNT	B	0.15%	0.14%	0.14%
	AVT	C	0.56%	0.28%	0.28%
	AXS	A	0.47%	0.23%	0.23%
	BBWI	D	0.57%	0.21%	0.21%
	BC	C	0.41%	0.2%	0.2%
	BCC	B	0.58%	0.36%	0.36%
	BECN	B	0.36%	0.27%	0.27%
	BEN	C	0.63%	0.31%	0.31%
	BERY	B	0.46%	0.23%	0.23%
	BJ	A	0.15%	0.08%	0.08%
	BKH	A	0.6%	0.29%	0.29%
	BOKF	B	0.32%	0.16%	0.16%
	BPOP	B	0.14%	0.14%	0.14%
	BWA	D	0.68%	0.34%	0.34%
	BYD	C	0.48%	0.32%	0.32%
	CADE	B	0.68%	0.34%	0.34%
	CHRD	D	0.72%	0.36%	0.36%
	CIVI	D	0.74%	0.37%	0.37%
	CLF	F	0.51%	0.25%	0.25%
	CMA	A	0.33%	0.16%	0.16%
	CMC	B	0.78%	0.39%	0.39%
	CNO	A	0.64%	0.32%	0.32%
	CNX	A	0.87%	0.43%	0.43%
	CNXC	F	0.53%	0.26%	0.26%
	COLB	A	0.51%	0.25%	0.25%
	COLM	B	0.29%	0.21%	0.21%
	COOP	B	0.61%	0.38%	0.38%
	CRC	B	0.32%	0.23%	0.23%
	CRL	C	0.28%	0.14%	0.14%
	CUZ	B	0.3%	0.22%	0.22%
	CZR	F	0.13%	0.06%	0.06%
	DAR	C	0.66%	0.33%	0.33%
	DDS	B	0.65%	0.4%	0.4%
	DINO	D	0.7%	0.35%	0.35%
	DIOD	D	0.24%	0.18%	0.18%
	DNB	B	0.15%	0.15%	0.15%
	DXC	B	0.55%	0.27%	0.27%
	EMN	D	0.4%	0.27%	0.27%
	ENS	D	0.41%	0.27%	0.27%
	EPAM	C	0.17%	0.17%	0.17%
	ESNT	D	0.63%	0.31%	0.31%
	EVRG	A	0.6%	0.29%	0.29%
	FAF	A	0.14%	0.14%	0.14%
	FBIN	D	0.12%	0.06%	0.06%
	FELE	B	0.15%	0.14%	0.14%
	FHN	A	0.57%	0.28%	0.28%
	FIVE	F	0.28%	0.21%	0.21%
	FLR	B	0.16%	0.08%	0.08%
	FMC	D	0.61%	0.3%	0.3%
	FNB	A	0.51%	0.25%	0.25%
	FUL	F	0.14%	0.13%	0.13%
	G	B	0.66%	0.33%	0.33%
	GBDC	C	0.59%	0.29%	0.29%
	GL	B	0.45%	0.22%	0.22%
	GMS	B	0.48%	0.31%	0.31%
	GPI	A	0.61%	0.38%	0.38%
	GXO	B	0.16%	0.16%	0.16%
	HCC	B	0.76%	0.38%	0.38%
	HGV	B	0.33%	0.16%	0.16%
	HII	D	0.32%	0.21%	0.21%
	HOG	D	0.62%	0.31%	0.31%
	HP	B	0.8%	0.4%	0.4%
	HRI	B	0.59%	0.29%	0.29%
	HSIC	B	0.15%	0.15%	0.15%
	HST	C	0.57%	0.28%	0.28%
	HWC	B	0.32%	0.24%	0.24%
	IAC	D	0.13%	0.06%	0.06%
	IDA	A	0.33%	0.25%	0.25%
	INGR	B	0.44%	0.29%	0.29%
	IPG	D	0.25%	0.19%	0.19%
	JAZZ	B	0.61%	0.3%	0.3%
	JBL	B	0.46%	0.23%	0.23%
	JEF	A	0.17%	0.17%	0.17%
	JWN	C	0.29%	0.21%	0.21%
	JXN	C	0.8%	0.32%	0.32%
	KBH	D	0.52%	0.32%	0.32%
	KFY	B	0.29%	0.14%	0.14%
	KNX	B	0.3%	0.22%	0.22%
	KRC	C	0.57%	0.28%	0.28%
	LAD	A	0.68%	0.42%	0.42%
	LBRDK	C	0.65%	0.32%	0.32%
	LBRT	D	0.67%	0.33%	0.33%
	LEA	D	0.63%	0.31%	0.31%
	LFUS	F	0.13%	0.06%	0.06%
	LKQ	D	0.41%	0.27%	0.27%
	LNC	B	0.64%	0.32%	0.32%
	LPX	B	0.31%	0.23%	0.23%
	LSTR	D	0.14%	0.07%	0.07%
	M	D	0.56%	0.28%	0.28%
	MAT	D	0.14%	0.14%	0.14%
	MATX	C	0.63%	0.39%	0.39%
	MDU	D	0.55%	0.36%	0.36%
	MGM	D	0.14%	0.14%	0.14%
	MGY	A	0.65%	0.4%	0.4%
	MHO	D	0.65%	0.32%	0.32%
	MIDD	C	0.29%	0.21%	0.21%
	MLI	C	0.35%	0.35%	0.35%
	MMS	F	0.25%	0.18%	0.18%
	MOS	F	0.56%	0.28%	0.28%
	MSM	C	0.28%	0.21%	0.21%
	MTDR	B	0.86%	0.43%	0.43%
	MTG	C	0.7%	0.35%	0.35%
	MTH	D	0.63%	0.31%	0.31%
	MUR	D	0.71%	0.35%	0.35%
	MUSA	A	0.15%	0.08%	0.08%
	NFE	D	0.71%	0.28%	0.28%
	NFG	A	0.59%	0.29%	0.29%
	NJR	A	0.15%	0.15%	0.15%
	NOG	A	0.84%	0.42%	0.42%
	NOV	C	0.72%	0.36%	0.36%
	NSP	D	0.12%	0.06%	0.06%
	NXST	C	0.43%	0.28%	0.28%
	OGE	B	0.46%	0.23%	0.23%
	OGN	D	0.34%	0.11%	0.11%
	OGS	A	0.45%	0.29%	0.29%
	OLN	D	0.37%	0.19%	0.19%
	OMF	A	0.51%	0.25%	0.25%
	OPCH	D	0.1%	0.05%	0.05%
	ORI	A	0.31%	0.23%	0.23%
	OSK	B	0.79%	0.39%	0.39%
	OTTR	C	0.59%	0.37%	0.37%
	OVV	B	0.85%	0.42%	0.42%
	OZK	B	0.65%	0.32%	0.32%
	PAG	B	0.43%	0.21%	0.21%
	PB	A	0.33%	0.16%	0.16%
	PBF	D	0.73%	0.36%	0.36%
	PFGC	B	0.15%	0.15%	0.15%
	PII	D	0.35%	0.17%	0.17%
	PNFP	B	0.18%	0.18%	0.18%
	PNM	F	0.31%	0.23%	0.23%
	PNW	B	0.6%	0.3%	0.3%
	POR	C	0.56%	0.28%	0.28%
	POST	C	0.41%	0.2%	0.2%
	PRGO	B	0.15%	0.15%	0.15%
	PTEN	C	0.78%	0.39%	0.39%
	PVH	C	0.72%	0.36%	0.36%
	R	B	0.64%	0.32%	0.32%
	RDN	C	0.71%	0.35%	0.35%
	REYN	D	0.26%	0.19%	0.19%
	RHI	B	0.16%	0.16%	0.16%
	RIG	D	0.44%	0.22%	0.22%
	RNR	C	0.69%	0.34%	0.34%
	RRC	B	0.64%	0.32%	0.32%
	RUSHA	C	0.66%	0.33%	0.33%
	RYN	D	0.14%	0.13%	0.13%
	SANM	B	0.49%	0.24%	0.24%
	SEE	C	0.14%	0.07%	0.07%
	SEIC	B	0.34%	0.25%	0.25%
	SEM	B	0.15%	0.15%	0.15%
	SIG	B	0.53%	0.33%	0.33%
	SJM	D	0.4%	0.2%	0.2%
	SKX	D	0.26%	0.2%	0.2%
	SKY	A	0.15%	0.07%	0.07%
	SLGN	A	0.3%	0.15%	0.15%
	SLM	A	0.31%	0.23%	0.23%
	SM	B	0.81%	0.4%	0.4%
	SNX	C	0.42%	0.28%	0.28%
	SOLV	C	0.56%	0.28%	0.28%
	SON	D	0.4%	0.26%	0.26%
	SR	A	0.59%	0.29%	0.29%
	SSB	B	0.16%	0.16%	0.16%
	STWD	C	0.14%	0.07%	0.07%
	SUM	B	0.54%	0.27%	0.27%
	SWX	B	0.46%	0.23%	0.23%
	TAP	C	0.78%	0.39%	0.39%
	TEX	D	0.71%	0.35%	0.35%
	THO	B	0.43%	0.22%	0.22%
	TKR	D	0.26%	0.19%	0.19%
	TMHC	B	0.71%	0.35%	0.35%
	TNET	D	0.26%	0.06%	0.06%
	TPH	D	0.66%	0.33%	0.33%
	TPR	B	0.17%	0.17%	0.17%
	TTC	D	0.14%	0.14%	0.14%
	UBSI	B	0.33%	0.16%	0.16%
	UCB	A	0.16%	0.16%	0.16%
	UFPI	B	0.28%	0.28%	0.28%
	UGI	A	0.71%	0.35%	0.35%
	UHAL	D	0.24%	0.12%	0.12%
	UHS	D	0.5%	0.25%	0.25%
	UMBF	B	0.17%	0.17%	0.17%
	UNM	A	0.71%	0.35%	0.35%
	URBN	C	0.72%	0.36%	0.36%
	VLY	B	0.49%	0.24%	0.24%
	VNT	B	0.32%	0.24%	0.24%
	VOYA	B	0.15%	0.15%	0.15%
	WAL	B	0.15%	0.15%	0.15%
	WBS	A	0.56%	0.28%	0.28%
	WCC	B	0.52%	0.35%	0.35%
	WD	D	0.14%	0.13%	0.13%
	WHR	B	0.45%	0.3%	0.3%
	WPC	D	0.26%	0.19%	0.19%
	WTFC	A	0.35%	0.26%	0.26%
	WTRG	B	0.29%	0.22%	0.22%
	WTS	B	0.15%	0.15%	0.15%
	WU	D	0.39%	0.2%	0.2%
	ZION	B	0.54%	0.27%	0.27%

FNK Overweight 1 Positions Relative to FNX

	Symbol	Grade	Weight
	IVZ	B	0.14%

FNK Underweight 215 Positions Relative to FNX

	Symbol	Grade	Weight
	AFRM	B	-0.54%
	AX	A	-0.46%
	SFM	A	-0.46%
	QTWO	A	-0.43%
	NTRA	B	-0.43%
	SFBS	B	-0.42%
	FOUR	B	-0.41%
	HLNE	B	-0.41%
	CORT	B	-0.41%
	FIX	A	-0.41%
	KTB	B	-0.4%
	CSWI	A	-0.4%
	CRS	A	-0.4%
	TOST	B	-0.4%
	MOG.A	B	-0.39%
	CVLT	B	-0.39%
	DUOL	A	-0.39%
	IBKR	A	-0.38%
	SOFI	A	-0.38%
	KNF	A	-0.38%
	ACIW	B	-0.38%
	IOT	A	-0.37%
	DY	D	-0.36%
	ENSG	D	-0.36%
	EWBC	A	-0.36%
	AAON	B	-0.35%
	ALSN	B	-0.35%
	LTH	C	-0.35%
	MOD	A	-0.34%
	PIPR	B	-0.34%
	DVA	B	-0.34%
	PSN	D	-0.33%
	HIMS	B	-0.33%
	RDNT	B	-0.33%
	GMED	A	-0.33%
	COKE	C	-0.33%
	EXLS	B	-0.33%
	PEGA	A	-0.33%
	FRPT	B	-0.32%
	CACI	D	-0.32%
	PODD	C	-0.32%
	COHR	B	-0.31%
	CW	B	-0.31%
	ITRI	B	-0.31%
	CRVL	A	-0.31%
	TTEK	F	-0.31%
	ITGR	B	-0.3%
	EXP	A	-0.3%
	GWRE	A	-0.3%
	ATI	D	-0.3%
	EXEL	B	-0.29%
	BOOT	D	-0.29%
	TKO	B	-0.29%
	EHC	B	-0.29%
	BFAM	D	-0.28%
	CBT	C	-0.28%
	BMI	B	-0.28%
	EPRT	B	-0.28%
	AVAV	D	-0.28%
	BCO	D	-0.28%
	NCLH	B	-0.27%
	PLNT	A	-0.26%
	AIT	A	-0.26%
	SMG	D	-0.25%
	FLS	B	-0.25%
	TPG	A	-0.25%
	LNTH	D	-0.25%
	BWXT	B	-0.25%
	AWI	A	-0.25%
	HLI	B	-0.25%
	SLG	B	-0.24%
	WHD	B	-0.24%
	TXRH	C	-0.24%
	FFIN	B	-0.24%
	MMSI	B	-0.23%
	HASI	D	-0.23%
	TW	A	-0.23%
	RYAN	B	-0.23%
	RL	B	-0.23%
	PI	D	-0.23%
	ZETA	D	-0.23%
	CLH	B	-0.22%
	BDC	B	-0.22%
	ADC	B	-0.22%
	ANF	C	-0.22%
	ITT	A	-0.22%
	BOX	B	-0.22%
	AUR	C	-0.22%
	KEX	C	-0.22%
	FSS	B	-0.21%
	SBRA	C	-0.21%
	INSM	C	-0.2%
	HRB	D	-0.2%
	DTM	B	-0.19%
	VRNS	D	-0.19%
	CRDO	B	-0.19%
	CFR	B	-0.18%
	IBP	D	-0.18%
	DOCU	A	-0.18%
	AYI	B	-0.17%
	KAI	A	-0.17%
	IBOC	A	-0.17%
	BRBR	A	-0.17%
	FFIV	B	-0.16%
	SCI	B	-0.16%
	AXTA	A	-0.16%
	S	B	-0.16%
	RUN	F	-0.16%
	HALO	F	-0.16%
	ITCI	C	-0.16%
	HOMB	A	-0.16%
	PRI	A	-0.16%
	ONB	B	-0.16%
	REG	B	-0.15%
	AXSM	B	-0.15%
	TMDX	F	-0.15%
	ATR	B	-0.15%
	CNS	B	-0.15%
	MKTX	D	-0.15%
	BRX	A	-0.15%
	GKOS	B	-0.15%
	MSGS	A	-0.15%
	NYT	C	-0.14%
	WYNN	D	-0.14%
	ALLE	D	-0.14%
	LAMR	D	-0.14%
	GPK	C	-0.14%
	DKS	C	-0.14%
	OHI	C	-0.14%
	BLKB	B	-0.14%
	DT	C	-0.14%
	AZEK	A	-0.14%
	WWD	B	-0.14%
	RNA	D	-0.13%
	CUBE	D	-0.13%
	OLLI	D	-0.13%
	MTCH	D	-0.12%
	CRUS	D	-0.12%
	INSP	D	-0.12%
	EXPO	D	-0.12%
	WING	D	-0.11%
	RARE	D	-0.11%
	CROX	D	-0.1%
	LYFT	C	-0.1%
	AES	F	-0.1%
	CLSK	C	-0.1%
	OWL	A	-0.09%
	RVMD	C	-0.09%
	CBSH	A	-0.09%
	SF	B	-0.09%
	DAY	B	-0.09%
	KD	B	-0.09%
	SNV	B	-0.09%
	MORN	B	-0.08%
	SIGI	C	-0.08%
	MAIN	A	-0.08%
	USFD	A	-0.08%
	RBC	A	-0.08%
	GOLF	B	-0.08%
	CWST	A	-0.08%
	THG	A	-0.08%
	MARA	C	-0.08%
	WTM	A	-0.08%
	RLI	B	-0.08%
	LOPE	B	-0.08%
	GATX	A	-0.08%
	ESAB	B	-0.08%
	GME	C	-0.08%
	NTNX	A	-0.08%
	VMI	B	-0.08%
	PCTY	B	-0.08%
	ELAN	D	-0.07%
	AGNC	D	-0.07%
	EGP	F	-0.07%
	CCK	C	-0.07%
	SSD	D	-0.07%
	FR	C	-0.07%
	FLO	D	-0.07%
	ARMK	B	-0.07%
	ROIV	C	-0.07%
	GAP	C	-0.07%
	CPT	B	-0.07%
	JLL	D	-0.07%
	BPMC	C	-0.07%
	UDR	B	-0.07%
	CTRE	D	-0.07%
	KNSL	B	-0.07%
	KMX	B	-0.07%
	H	B	-0.07%
	BCPC	B	-0.07%
	KRG	B	-0.07%
	VNO	B	-0.07%
	EEFT	B	-0.07%
	CHDN	B	-0.07%
	ORA	B	-0.07%
	ESI	A	-0.07%
	DCI	B	-0.07%
	IRT	A	-0.07%
	RHP	B	-0.07%
	DBX	B	-0.07%
	RRX	B	-0.07%
	RGLD	C	-0.07%
	TFX	F	-0.06%
	U	C	-0.06%
	AOS	F	-0.06%
	HUN	F	-0.06%
	VRRM	D	-0.06%
	FND	C	-0.06%
	TECH	D	-0.06%
	FCN	D	-0.06%
	SAIC	F	-0.06%
	NNN	D	-0.06%
	PFSI	D	-0.06%
	NSIT	F	-0.05%
	COTY	F	-0.05%

FNK: Top Represented Industries & Keywords

Industries: Banks - Regional - US Oil & Gas E&P Asset Management Auto & Truck Dealerships Residential Construction Utilities - Regulated Electric Utilities - Regulated Gas Building Materials Packaging & Containers Specialty Retail Business Services Diversified Industrials Information Technology Services Insurance - Life Insurance - Specialty Rental & Leasing Services Resorts & Casinos Staffing & Outsourcing Services Apparel Stores Auto Parts

Keywords: S&P 500 Bank Banking Natural Gas Mining Insurance Construction Chemical Deposit Products Electricity Insurance Products Plastic Building Materials Commercial Bank Transport Life Insurance Clothing Commercial Banking Electronics Investment Advisory Services

FNX: Top Represented Industries & Keywords

Industries: Banks - Regional - US Biotechnology Oil & Gas E&P Asset Management Diversified Industrials Software - Application Software - Infrastructure Building Materials Business Services Information Technology Services Packaging & Containers Auto & Truck Dealerships Insurance - Property & Casualty Specialty Chemicals Specialty Retail Apparel Stores Leisure Packaged Foods REIT - Diversified Residential Construction

Keywords: S&P 500 Banking Bank Natural Gas Insurance Mining Real Estate Investment Trust Chemical Computing Construction Medicine Electronics Aerospace Building Materials Electricity Deposit Products IBD 50 Insurance Products Supply Chain Management Transport