FNK vs. FNX ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust Mid Cap Core AlphaDEX (FNX)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.26

Average Daily Volume

10,638

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$113.82

Average Daily Volume

27,958

Number of Holdings ^*

439

* may have additional holdings in another (foreign) market

Performance

Period	FNK	FNX
30 Days	6.97%	5.52%
60 Days	2.45%	2.87%
90 Days	4.62%	5.12%
12 Months	13.81%	16.18%

221 Overlapping Holdings

	Symbol	Grade	Weight in FNK	Weight in FNX	Overlap
	AAP	D	0.13%	0.13%	0.13%
	ABCB	C	0.33%	0.25%	0.25%
	ABG	B	0.62%	0.39%	0.39%
	ADTN	B	0.58%	0.28%	0.28%
	AEO	D	0.44%	0.31%	0.31%
	AFG	B	0.14%	0.15%	0.14%
	AGCO	F	0.73%	0.36%	0.36%
	AGNC	B	0.45%	0.22%	0.22%
	AGO	C	0.73%	0.36%	0.36%
	AIZ	B	0.29%	0.22%	0.22%
	AL	C	0.71%	0.36%	0.36%
	ALK	F	0.4%	0.27%	0.27%
	ALLY	B	0.59%	0.31%	0.31%
	AMG	B	0.77%	0.41%	0.41%
	AMKR	F	0.29%	0.2%	0.2%
	AN	B	0.61%	0.31%	0.31%
	APA	C	0.6%	0.37%	0.37%
	AR	D	0.13%	0.12%	0.12%
	ARW	C	0.58%	0.29%	0.29%
	ASGN	D	0.33%	0.23%	0.23%
	ASH	D	0.43%	0.21%	0.21%
	ASO	F	0.72%	0.36%	0.36%
	ATKR	F	0.6%	0.36%	0.36%
	AVNT	B	0.15%	0.14%	0.14%
	AVT	D	0.58%	0.29%	0.29%
	AXS	B	0.43%	0.22%	0.22%
	AYI	D	0.3%	0.22%	0.22%
	BBWI	F	0.4%	0.13%	0.13%
	BC	C	0.45%	0.31%	0.31%
	BCC	C	0.63%	0.41%	0.41%
	BECN	B	0.31%	0.23%	0.23%
	BERY	B	0.45%	0.31%	0.31%
	BJ	C	0.15%	0.07%	0.07%
	BKH	A	0.6%	0.3%	0.3%
	BOKF	C	0.33%	0.24%	0.24%
	BPOP	B	0.16%	0.16%	0.16%
	BTU	D	0.71%	0.35%	0.35%
	BWA	C	0.57%	0.28%	0.28%
	BXMT	C	0.16%	0.07%	0.07%
	BYD	C	0.61%	0.31%	0.31%
	CACC	D	0.14%	0.14%	0.14%
	CACI	A	0.15%	0.15%	0.15%
	CADE	C	0.64%	0.33%	0.33%
	CAR	F	0.28%	0.07%	0.07%
	CCK	B	0.15%	0.08%	0.08%
	CHK	F	0.69%	0.33%	0.33%
	CHRD	D	0.58%	0.35%	0.35%
	CLF	F	0.69%	0.28%	0.28%
	CMA	B	0.28%	0.22%	0.22%
	CMC	B	0.59%	0.38%	0.38%
	CNXC	C	0.75%	0.3%	0.3%
	COLB	C	0.67%	0.37%	0.37%
	COLM	D	0.28%	0.21%	0.21%
	COOP	C	0.6%	0.31%	0.31%
	CROX	D	0.26%	0.19%	0.19%
	CRUS	C	0.15%	0.14%	0.14%
	CUZ	A	0.45%	0.33%	0.33%
	CVI	D	0.65%	0.35%	0.35%
	CZR	D	0.39%	0.26%	0.26%
	DAR	C	0.71%	0.36%	0.36%
	DDS	F	0.38%	0.25%	0.25%
	DINO	D	0.64%	0.33%	0.33%
	DKS	D	0.27%	0.14%	0.14%
	DNB	C	0.32%	0.24%	0.24%
	DTM	A	0.3%	0.22%	0.22%
	DXC	C	0.57%	0.29%	0.29%
	EHC	A	0.14%	0.15%	0.14%
	EMN	B	0.42%	0.29%	0.29%
	ENS	B	0.29%	0.22%	0.22%
	ESGR	B	0.75%	0.37%	0.37%
	ESNT	B	0.76%	0.39%	0.39%
	EVRG	A	0.59%	0.3%	0.3%
	EWBC	C	0.47%	0.25%	0.25%
	FAF	B	0.3%	0.16%	0.16%
	FHN	C	0.44%	0.22%	0.22%
	FMC	B	0.71%	0.36%	0.36%
	FNB	B	0.46%	0.23%	0.23%
	FUL	B	0.15%	0.16%	0.15%
	FYBR	A	0.58%	0.31%	0.31%
	G	B	0.58%	0.38%	0.38%
	GL	C	0.45%	0.31%	0.31%
	GMS	C	0.65%	0.33%	0.33%
	GPI	B	0.73%	0.4%	0.4%
	GPS	D	0.39%	0.2%	0.2%
	GT	F	0.44%	0.22%	0.22%
	GXO	C	0.15%	0.15%	0.15%
	HGV	D	0.3%	0.22%	0.22%
	HII	C	0.45%	0.31%	0.31%
	HLI	B	0.15%	0.08%	0.08%
	HOG	B	0.74%	0.39%	0.39%
	HOMB	B	0.32%	0.25%	0.25%
	HP	C	0.73%	0.38%	0.38%
	HSIC	B	0.16%	0.16%	0.16%
	HWC	C	0.32%	0.24%	0.24%
	IAC	C	0.32%	0.15%	0.15%
	IDA	A	0.29%	0.22%	0.22%
	IP	A	0.15%	0.15%	0.15%
	IPGP	F	0.45%	0.22%	0.22%
	IVZ	B	0.15%	0.08%	0.08%
	JAZZ	C	0.43%	0.29%	0.29%
	JEF	B	0.15%	0.16%	0.15%
	JLL	B	0.16%	0.17%	0.16%
	JXN	B	0.79%	0.41%	0.41%
	KBH	B	0.8%	0.42%	0.42%
	KEX	C	0.15%	0.14%	0.14%
	KNX	B	0.42%	0.22%	0.22%
	KRC	C	0.63%	0.33%	0.33%
	KWR	C	0.15%	0.15%	0.15%
	LAD	B	0.71%	0.37%	0.37%
	LANC	B	0.14%	0.07%	0.07%
	LBRDK	B	0.72%	0.42%	0.42%
	LBRT	B	0.72%	0.38%	0.38%
	LEA	C	0.59%	0.3%	0.3%
	LFUS	B	0.15%	0.14%	0.14%
	LNC	B	0.58%	0.3%	0.3%
	LNT	A	0.3%	0.23%	0.23%
	LPX	B	0.31%	0.16%	0.16%
	LSTR	B	0.14%	0.07%	0.07%
	M	D	0.36%	0.19%	0.19%
	MAT	B	0.16%	0.17%	0.16%
	MATX	B	0.55%	0.28%	0.28%
	MDU	B	0.6%	0.3%	0.3%
	MGY	C	0.59%	0.36%	0.36%
	MHO	B	0.87%	0.48%	0.48%
	MIDD	B	0.3%	0.23%	0.23%
	MLI	B	0.48%	0.34%	0.34%
	MMS	B	0.15%	0.15%	0.15%
	MOS	D	0.71%	0.35%	0.35%
	MTDR	D	0.74%	0.35%	0.35%
	MTG	B	0.77%	0.4%	0.4%
	MTH	B	0.84%	0.44%	0.44%
	MUR	F	0.69%	0.34%	0.34%
	NEOG	B	0.15%	0.08%	0.08%
	NFG	A	0.6%	0.37%	0.37%
	NI	A	0.45%	0.23%	0.23%
	NJR	A	0.3%	0.23%	0.23%
	NOG	B	0.76%	0.38%	0.38%
	NOV	B	0.69%	0.36%	0.36%
	NRG	D	0.42%	0.2%	0.2%
	NVST	F	0.14%	0.07%	0.07%
	NXST	B	0.45%	0.31%	0.31%
	OGE	A	0.44%	0.3%	0.3%
	OGN	B	0.58%	0.15%	0.15%
	OGS	B	0.6%	0.31%	0.31%
	OLN	F	0.43%	0.2%	0.2%
	OMF	C	0.45%	0.23%	0.23%
	ONB	B	0.48%	0.32%	0.32%
	ORI	A	0.29%	0.23%	0.23%
	OSK	D	0.57%	0.3%	0.3%
	OVV	F	0.7%	0.34%	0.34%
	OZK	C	0.62%	0.31%	0.31%
	PAG	B	0.44%	0.31%	0.31%
	PB	B	0.32%	0.25%	0.25%
	PBF	F	0.58%	0.3%	0.3%
	PCH	C	0.15%	0.08%	0.08%
	PII	D	0.44%	0.3%	0.3%
	PNFP	B	0.5%	0.25%	0.25%
	PNW	A	0.61%	0.31%	0.31%
	POR	A	0.61%	0.3%	0.3%
	PRGO	C	0.3%	0.23%	0.23%
	PTEN	D	0.69%	0.34%	0.34%
	PVH	F	0.67%	0.33%	0.33%
	R	B	0.61%	0.31%	0.31%
	RDN	B	0.8%	0.41%	0.41%
	REYN	C	0.27%	0.14%	0.14%
	RGA	A	0.15%	0.15%	0.15%
	RHI	F	0.14%	0.14%	0.14%
	RIG	D	0.28%	0.22%	0.22%
	RNR	A	0.71%	0.35%	0.35%
	RRC	F	0.42%	0.26%	0.26%
	RUSHA	A	0.81%	0.42%	0.42%
	RYN	B	0.28%	0.21%	0.21%
	SAIC	C	0.29%	0.22%	0.22%
	SANM	B	0.46%	0.32%	0.32%
	SEB	D	0.7%	0.35%	0.35%
	SEE	B	0.15%	0.08%	0.08%
	SEIC	B	0.29%	0.22%	0.22%
	SEM	B	0.15%	0.16%	0.15%
	SIG	F	0.67%	0.33%	0.33%
	SIGI	D	0.12%	0.13%	0.12%
	SKX	D	0.26%	0.2%	0.2%
	SKY	C	0.16%	0.17%	0.16%
	SLGN	A	0.3%	0.24%	0.24%
	SLM	C	0.31%	0.23%	0.23%
	SM	D	0.75%	0.37%	0.37%
	SNV	B	0.16%	0.16%	0.16%
	SNX	D	0.29%	0.21%	0.21%
	SON	D	0.43%	0.29%	0.29%
	SSB	B	0.34%	0.27%	0.27%
	SUM	B	0.15%	0.15%	0.15%
	SWX	B	0.29%	0.22%	0.22%
	TAP	C	0.72%	0.37%	0.37%
	TEX	C	0.8%	0.42%	0.42%
	TFX	B	0.15%	0.15%	0.15%
	THC	B	0.57%	0.32%	0.32%
	THO	C	0.45%	0.32%	0.32%
	TKR	B	0.44%	0.3%	0.3%
	TMHC	B	0.83%	0.43%	0.43%
	TPH	C	0.69%	0.43%	0.43%
	UBSI	B	0.33%	0.25%	0.25%
	UFPI	B	0.46%	0.32%	0.32%
	UGI	A	0.3%	0.15%	0.15%
	UHS	A	0.55%	0.33%	0.33%
	UMBF	B	0.32%	0.16%	0.16%
	UNM	A	0.59%	0.29%	0.29%
	URBN	C	0.63%	0.32%	0.32%
	USFD	C	0.14%	0.14%	0.14%
	UTHR	B	0.44%	0.29%	0.29%
	VAL	C	0.59%	0.37%	0.37%
	VLY	C	0.65%	0.32%	0.32%
	VNO	B	0.15%	0.16%	0.15%
	VOYA	F	0.14%	0.14%	0.14%
	WAL	C	0.52%	0.27%	0.27%
	WBS	C	0.63%	0.31%	0.31%
	WCC	F	0.46%	0.3%	0.3%
	WHR	C	0.29%	0.2%	0.2%
	WTFC	C	0.46%	0.23%	0.23%
	WTM	C	0.67%	0.33%	0.33%
	WTRG	A	0.31%	0.23%	0.23%
	WU	D	0.43%	0.22%	0.22%
	ZION	C	0.32%	0.25%	0.25%

FNK Overweight 2 Positions Relative to FNX

	Symbol	Grade	Weight
	PARA	D	0.16%
	BHF	B	0.16%

FNK Underweight 218 Positions Relative to FNX

	Symbol	Grade	Weight
	MOG.A	B	-0.41%
	LNTH	C	-0.39%
	INSM	B	-0.39%
	BCO	B	-0.38%
	POST	A	-0.37%
	WWD	D	-0.37%
	HRB	A	-0.37%
	HALO	B	-0.37%
	MUSA	A	-0.37%
	CASY	B	-0.36%
	MOD	B	-0.36%
	COKE	A	-0.36%
	FIX	C	-0.36%
	TTEK	A	-0.36%
	KD	C	-0.36%
	CVNA	B	-0.35%
	EME	D	-0.35%
	DVA	D	-0.35%
	TXRH	A	-0.35%
	OLLI	B	-0.35%
	SFM	A	-0.35%
	AVAV	D	-0.34%
	IBKR	D	-0.34%
	TOL	B	-0.34%
	FRPT	D	-0.33%
	FSS	B	-0.33%
	HOOD	D	-0.33%
	MEDP	D	-0.33%
	ATI	B	-0.33%
	WFRD	C	-0.33%
	ENSG	B	-0.33%
	PSN	B	-0.33%
	NTRA	D	-0.33%
	ALSN	A	-0.32%
	APP	D	-0.32%
	SRPT	C	-0.32%
	BMI	B	-0.31%
	AIT	C	-0.31%
	ANF	D	-0.3%
	GWRE	B	-0.3%
	WING	D	-0.3%
	ELF	D	-0.29%
	BPMC	C	-0.29%
	ITGR	C	-0.29%
	CW	A	-0.29%
	RYAN	A	-0.29%
	KTB	A	-0.29%
	CLH	A	-0.28%
	ESTC	C	-0.28%
	RL	D	-0.28%
	H	C	-0.28%
	ARMK	B	-0.28%
	LNW	A	-0.28%
	AAON	C	-0.28%
	TKO	C	-0.28%
	TOST	C	-0.28%
	GKOS	C	-0.28%
	CVLT	B	-0.28%
	TW	A	-0.28%
	APG	D	-0.27%
	HQY	D	-0.26%
	SFBS	B	-0.26%
	APPF	D	-0.26%
	MTSI	D	-0.25%
	GOLF	B	-0.24%
	KNF	C	-0.24%
	AWI	B	-0.24%
	CBT	C	-0.23%
	HCC	C	-0.23%
	OLED	C	-0.23%
	WSM	C	-0.23%
	PEGA	B	-0.23%
	OWL	C	-0.23%
	ITT	B	-0.23%
	LOPE	A	-0.23%
	MORN	B	-0.23%
	BFAM	B	-0.23%
	VRRM	B	-0.23%
	TPL	B	-0.23%
	AXTA	A	-0.22%
	BWXT	C	-0.22%
	CHDN	B	-0.22%
	XPO	B	-0.22%
	NYT	B	-0.22%
	ATR	A	-0.22%
	FCN	C	-0.22%
	IONS	B	-0.22%
	PRI	A	-0.22%
	OHI	A	-0.22%
	MMSI	B	-0.21%
	TDW	C	-0.21%
	VRNS	B	-0.21%
	MKSI	D	-0.2%
	AM	C	-0.2%
	ALTR	D	-0.19%
	ONTO	F	-0.18%
	IBP	C	-0.18%
	ACLS	F	-0.18%
	RVMD	B	-0.17%
	KAI	C	-0.17%
	CRVL	B	-0.17%
	BLD	C	-0.17%
	ITCI	B	-0.16%
	HLNE	B	-0.16%
	CPT	A	-0.15%
	DCI	B	-0.15%
	AXSM	B	-0.15%
	RLI	A	-0.15%
	ESAB	C	-0.15%
	INGR	A	-0.15%
	ORA	A	-0.15%
	GPK	B	-0.15%
	WMS	C	-0.15%
	EPRT	B	-0.15%
	IOT	C	-0.15%
	CNM	C	-0.15%
	SMAR	B	-0.15%
	ACA	B	-0.15%
	EXLS	C	-0.15%
	OTTR	B	-0.15%
	EXPO	B	-0.15%
	HAS	B	-0.15%
	EEFT	F	-0.14%
	NCLH	D	-0.14%
	UDR	B	-0.14%
	LAMR	B	-0.14%
	IRT	A	-0.14%
	PFGC	D	-0.14%
	MSA	C	-0.14%
	PLNT	C	-0.14%
	EXEL	A	-0.14%
	CWST	B	-0.14%
	GATX	C	-0.14%
	WYNN	F	-0.13%
	GNTX	F	-0.13%
	FOUR	F	-0.13%
	PR	F	-0.13%
	FIZZ	C	-0.13%
	SMPL	F	-0.13%
	CFLT	F	-0.12%
	BRBR	D	-0.12%
	INFA	D	-0.11%
	DUOL	F	-0.11%
	MHK	B	-0.1%
	MSTR	C	-0.09%
	WDFC	B	-0.09%
	FFIN	C	-0.09%
	S	C	-0.08%
	THG	A	-0.08%
	RBC	B	-0.08%
	MAN	B	-0.08%
	KRG	A	-0.08%
	AZEK	D	-0.08%
	NEU	B	-0.08%
	RGLD	A	-0.08%
	HAE	C	-0.08%
	VMI	B	-0.08%
	CHH	B	-0.08%
	FLR	C	-0.08%
	ZWS	C	-0.08%
	GTLS	C	-0.08%
	CR	B	-0.08%
	EGP	A	-0.08%
	TPX	C	-0.08%
	SOFI	D	-0.08%
	TECH	B	-0.08%
	ADC	A	-0.08%
	NSIT	C	-0.08%
	KMX	C	-0.08%
	KNSL	B	-0.08%
	EXP	B	-0.08%
	HRI	C	-0.08%
	RRX	B	-0.08%
	ALKS	B	-0.08%
	CFR	C	-0.08%
	CBSH	B	-0.08%
	SITE	C	-0.08%
	GNRC	C	-0.08%
	EVR	B	-0.08%
	BCPC	B	-0.08%
	GBCI	C	-0.08%
	TPR	D	-0.07%
	WMG	F	-0.07%
	ESI	C	-0.07%
	CIVI	D	-0.07%
	AES	D	-0.07%
	FLO	C	-0.07%
	AEIS	C	-0.07%
	ALIT	D	-0.07%
	MARA	D	-0.07%
	VNT	F	-0.07%
	FFIV	B	-0.07%
	AOS	C	-0.07%
	SF	B	-0.07%
	TNET	D	-0.07%
	CIEN	B	-0.07%
	HUN	D	-0.07%
	YETI	D	-0.07%
	PFSI	C	-0.07%
	AMR	F	-0.07%
	BOX	B	-0.07%
	BLKB	C	-0.07%
	STWD	B	-0.07%
	MAC	C	-0.07%
	FLS	B	-0.07%
	MSGS	B	-0.07%
	XRAY	C	-0.07%
	REG	A	-0.07%
	CUBE	B	-0.07%
	BRX	B	-0.07%
	NNN	A	-0.07%
	SAIA	F	-0.06%
	CELH	F	-0.06%
	IRTC	F	-0.06%
	ALGM	F	-0.06%
	LYFT	F	-0.06%
	AFRM	F	-0.06%
	SAM	F	-0.06%

FNK: Top Represented Industries & Keywords

Industries: Banks - Regional - US Oil & Gas E&P Packaging & Containers Asset Management Auto & Truck Dealerships Residential Construction Utilities - Regulated Electric Building Materials Information Technology Services Utilities - Regulated Gas Apparel Stores Credit Services Insurance - Life Insurance - Property & Casualty Insurance - Specialty Medical Care Oil & Gas Drilling Specialty Chemicals Specialty Retail Business Services

Keywords: Bank S&P 500 Banking Natural Gas Insurance Deposit Products Chemical Construction Electricity Insurance Products Mining Clothing Commercial Banking Real Estate Loans Supply Chain Management Trust Services Building Materials Commercial Bank Investment Banking Life Insurance

FNX: Top Represented Industries & Keywords

Industries: Banks - Regional - US Oil & Gas E&P Biotechnology Diversified Industrials Building Materials Software - Application Software - Infrastructure Business Services Packaging & Containers Specialty Chemicals Asset Management Information Technology Services Auto & Truck Dealerships Insurance - Property & Casualty Medical Instruments & Supplies Packaged Foods Residential Construction Specialty Retail Leisure REIT - Diversified

Keywords: S&P 500 Banking Bank Insurance Natural Gas Chemical Mining Construction Real Estate Investment Trust Electronics Electricity Aerospace Building Materials Deposit Products Transport Commercial Banking Insurance Products Medicine Clothing Computing