APUE vs. FNY ETF Comparison

Comparison of Trust for Professional Managers ActivePassive U.S. Equity ETF (APUE) to First Trust Mid Cap Growth AlphaDEX (FNY)

APUE

Trust for Professional Managers ActivePassive U.S. Equity ETF

APUE Description

The fund is an actively-managed exchange-traded fund ("ETF") that blends active and passive investment strategies to optimize costs, tracking and potential return over the fund"s benchmark index, the CRSP U.S. Total Market Index. Under normal market conditions, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of U.S. companies included in the benchmark index.

Grade (RS Rating)

Last Trade

$36.27

Average Daily Volume

81,199

Number of Holdings ^*

292

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.89

Average Daily Volume

13,868

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	APUE	FNY
30 Days	0.89%	1.71%
60 Days	3.16%	5.12%
90 Days	5.70%	10.59%
12 Months	32.19%	37.97%

11 Overlapping Holdings

Symbol	Grade	Weight in APUE	Weight in FNY	Overlap
AWI	B	0.38%	0.48%	0.38%
AXTA	A	0.28%	0.31%	0.28%
BRKR	F	0.14%	0.12%	0.12%
CHDN	C	0.38%	0.3%	0.3%
CWST	A	0.21%	0.3%	0.21%
ESI	B	0.09%	0.15%	0.09%
FR	D	0.18%	0.13%	0.13%
IBKR	A	0.05%	0.66%	0.05%
NEU	D	0.24%	0.14%	0.14%
TW	A	0.06%	0.44%	0.06%
WTM	A	0.36%	0.31%	0.31%

APUE Overweight 281 Positions Relative to FNY

Symbol	Grade	Weight
NVDA	B	5.86%
AAPL	C	5.59%
MSFT	D	5.36%
DFAS	B	4.94%
AMZN	B	3.52%
META	C	2.32%
GOOGL	B	2.0%
BRK.A	A	1.8%
TSLA	A	1.7%
GOOG	B	1.65%
AVGO	C	1.52%
JPM	A	1.47%
LLY	F	1.26%
UNH	B	1.07%
XOM	A	0.98%
PG	C	0.95%
JNJ	D	0.89%
WMT	A	0.88%
COST	B	0.8%
NFLX	A	0.66%
CRM	B	0.64%
V	A	0.64%
ABBV	F	0.62%
WFC	A	0.6%
MA	A	0.6%
HD	A	0.59%
ACN	C	0.57%
QCOM	F	0.52%
INTU	B	0.51%
BAC	A	0.49%
AMD	F	0.48%
GE	D	0.48%
ADBE	F	0.47%
NOW	B	0.46%
MO	A	0.45%
SPG	A	0.45%
APH	B	0.44%
AMAT	F	0.43%
ISRG	A	0.42%
AER	C	0.42%
AFL	C	0.41%
ORCL	A	0.41%
IBM	D	0.41%
T	A	0.41%
KO	D	0.41%
DHR	F	0.4%
TMUS	A	0.4%
DUK	C	0.39%
UNP	D	0.39%
AXP	B	0.39%
ETN	B	0.39%
CSCO	B	0.38%
C	A	0.38%
DIS	B	0.38%
SYK	A	0.37%
VZ	C	0.36%
LOW	A	0.36%
MUSA	A	0.36%
BK	A	0.36%
MRK	F	0.35%
MDT	D	0.34%
PCAR	B	0.33%
PH	B	0.33%
HCA	F	0.33%
GS	A	0.33%
PEP	F	0.33%
LIN	D	0.33%
ENTG	F	0.32%
FI	A	0.32%
DECK	A	0.31%
TJX	A	0.31%
TXN	B	0.31%
COF	B	0.31%
CTAS	B	0.31%
UBER	F	0.3%
CVX	A	0.3%
ETR	A	0.3%
ADI	D	0.3%
TMO	F	0.3%
LANC	D	0.29%
HON	A	0.29%
CAT	B	0.29%
EQR	C	0.29%
PHM	D	0.29%
GWW	B	0.28%
WAT	B	0.28%
MDLZ	F	0.28%
SHW	C	0.28%
BR	A	0.28%
ZBRA	B	0.27%
BSX	A	0.27%
URI	B	0.27%
CMCSA	B	0.27%
PGR	B	0.26%
POST	D	0.26%
SPGI	C	0.26%
PFE	F	0.26%
LW	C	0.26%
SNA	A	0.26%
BX	A	0.25%
MAS	D	0.25%
THG	A	0.25%
ANET	C	0.25%
ABT	A	0.25%
COP	B	0.24%
PM	A	0.24%
VICI	C	0.24%
L	A	0.24%
GM	B	0.23%
DHI	F	0.23%
MCD	D	0.23%
VRTX	C	0.23%
CACC	D	0.23%
QLYS	C	0.23%
MS	A	0.23%
JKHY	D	0.23%
KKR	A	0.22%
RTX	D	0.22%
SO	C	0.22%
LRCX	F	0.21%
AEP	C	0.21%
AMT	D	0.21%
DASH	A	0.2%
NEE	C	0.2%
TTC	D	0.2%
KLAC	F	0.2%
LEN	D	0.2%
AMGN	F	0.2%
REGN	F	0.2%
TGT	C	0.2%
NI	A	0.18%
FDX	A	0.18%
WAB	B	0.18%
MU	D	0.18%
PPL	A	0.18%
BMY	B	0.18%
CBOE	C	0.17%
ROP	C	0.17%
ADP	B	0.17%
GILD	B	0.17%
PLD	D	0.17%
TT	A	0.17%
PANW	B	0.17%
IRM	D	0.16%
TXT	D	0.16%
TREX	C	0.16%
FCX	F	0.16%
ESS	A	0.15%
PYPL	A	0.15%
ED	D	0.15%
ICE	C	0.15%
DE	C	0.15%
CCL	A	0.15%
COIN	A	0.15%
GRMN	B	0.15%
CARR	D	0.15%
EVRG	A	0.15%
HWM	A	0.15%
GDDY	A	0.15%
IP	A	0.15%
LEN	D	0.15%
LMT	D	0.15%
WY	D	0.14%
PEG	C	0.14%
AIG	A	0.14%
DOV	B	0.14%
MTN	C	0.14%
UNF	B	0.14%
GEV	B	0.14%
REYN	D	0.14%
BALL	D	0.13%
EMR	A	0.13%
WELL	A	0.13%
KMB	C	0.13%
ZBH	C	0.13%
MPC	C	0.13%
CRWD	B	0.13%
FNF	C	0.13%
FOX	A	0.13%
HIG	A	0.12%
PCG	A	0.12%
ECL	D	0.12%
CMG	B	0.12%
DGX	A	0.12%
FOXA	B	0.12%
HOLX	D	0.12%
CEG	D	0.11%
ABNB	C	0.11%
PWR	A	0.11%
MCK	A	0.11%
SWKS	F	0.11%
CPRT	A	0.11%
CMI	A	0.11%
SYF	B	0.11%
STLD	B	0.11%
KR	B	0.1%
CAH	A	0.1%
UPS	C	0.1%
AEE	A	0.1%
PLTR	A	0.1%
SNPS	C	0.1%
DD	D	0.1%
EOG	A	0.1%
CNNE	B	0.09%
A	F	0.09%
STT	A	0.09%
CABO	C	0.09%
CL	C	0.09%
EFX	F	0.09%
DLR	A	0.08%
CTSH	B	0.08%
ARE	F	0.08%
KHC	F	0.08%
ALL	A	0.08%
CCI	C	0.08%
DRI	B	0.08%
COR	B	0.08%
AON	A	0.08%
ROK	B	0.08%
AVB	B	0.08%
APD	A	0.08%
ZTS	D	0.08%
KVUE	A	0.07%
LNG	A	0.07%
CRBG	B	0.07%
GD	D	0.07%
PKG	B	0.07%
MKL	A	0.07%
NEM	F	0.07%
MPWR	F	0.07%
BEN	C	0.07%
CBRE	B	0.07%
RCL	A	0.07%
EXR	C	0.07%
DVN	F	0.06%
CB	C	0.06%
CTVA	D	0.06%
ROST	D	0.06%
SQ	A	0.06%
NDAQ	A	0.06%
BA	F	0.06%
APO	A	0.06%
VLO	C	0.06%
CSGP	F	0.06%
RBLX	B	0.06%
ACGL	D	0.06%
DAL	A	0.05%
CVS	D	0.05%
NTAP	D	0.05%
RSG	B	0.05%
J	D	0.05%
CVNA	A	0.05%
DELL	B	0.05%
GPN	B	0.05%
EW	C	0.05%
PSX	C	0.05%
GEN	B	0.05%
SLB	C	0.05%
IR	B	0.05%
CI	D	0.05%
NWS	B	0.05%
PFG	A	0.04%
EG	D	0.04%
FSLR	D	0.04%
NUE	D	0.04%
ELV	F	0.04%
HUBB	B	0.04%
MNST	B	0.04%
RKT	F	0.03%
VLTO	D	0.03%
ADM	D	0.03%
UAL	A	0.03%
CNC	F	0.03%
CTRA	A	0.03%
SMCI	F	0.02%
DLTR	F	0.02%
WPC	D	0.02%
MSTR	A	0.02%
GIS	D	0.01%
DTE	C	0.01%
HST	D	0.0%

APUE Underweight 203 Positions Relative to FNY

Symbol	Grade	Weight
QTWO	B	-0.89%
AX	A	-0.88%
SFM	B	-0.88%
ALSN	A	-0.85%
COHR	C	-0.85%
SOFI	A	-0.84%
AFRM	A	-0.83%
PIPR	A	-0.82%
ACIW	B	-0.81%
SFBS	B	-0.81%
CORT	C	-0.81%
CW	B	-0.8%
ZETA	D	-0.8%
ITRI	B	-0.8%
KNF	B	-0.79%
CSWI	A	-0.79%
FIX	A	-0.79%
DUOL	B	-0.78%
HLNE	B	-0.78%
EXEL	B	-0.77%
CACI	C	-0.77%
CVLT	B	-0.77%
KTB	A	-0.76%
CRS	A	-0.76%
FOUR	A	-0.76%
MOG.A	B	-0.76%
IOT	B	-0.75%
PSN	C	-0.74%
ENSG	D	-0.72%
HIMS	C	-0.71%
NTRA	B	-0.71%
RDNT	B	-0.71%
TTEK	F	-0.7%
LTH	D	-0.7%
EWBC	A	-0.68%
MOD	C	-0.67%
AIT	A	-0.66%
EXLS	B	-0.66%
HLI	B	-0.65%
SLG	B	-0.65%
PEGA	B	-0.65%
RL	B	-0.64%
CRDO	C	-0.64%
GMED	A	-0.64%
DVA	C	-0.64%
TOST	A	-0.64%
TPG	A	-0.64%
DY	C	-0.63%
COKE	D	-0.63%
TXRH	B	-0.62%
AVAV	C	-0.62%
FRPT	B	-0.62%
FFIN	A	-0.61%
AAON	B	-0.61%
EHC	B	-0.6%
CRVL	A	-0.6%
EXP	B	-0.6%
BCO	F	-0.6%
GWRE	A	-0.59%
ATI	D	-0.59%
ITGR	B	-0.58%
BFAM	F	-0.58%
HALO	D	-0.58%
CBT	C	-0.58%
PODD	A	-0.58%
BMI	C	-0.57%
KEX	A	-0.57%
MMSI	A	-0.57%
BOOT	C	-0.56%
LNTH	F	-0.56%
ANF	C	-0.56%
ITT	A	-0.56%
NCLH	B	-0.55%
HRB	D	-0.55%
ADC	A	-0.54%
FSS	B	-0.53%
TKO	C	-0.53%
AUR	C	-0.52%
HASI	F	-0.52%
PI	D	-0.52%
EPRT	C	-0.52%
DOCU	B	-0.51%
S	C	-0.49%
IBOC	A	-0.49%
IBP	F	-0.49%
AYI	B	-0.49%
KAI	A	-0.48%
ONB	B	-0.48%
PLNT	A	-0.48%
SMG	D	-0.47%
BRBR	A	-0.47%
FLS	A	-0.47%
BDC	B	-0.46%
PRI	A	-0.46%
FFIV	B	-0.46%
WHD	B	-0.46%
BWXT	A	-0.46%
RYAN	B	-0.45%
CLH	C	-0.45%
HOMB	A	-0.45%
SCI	A	-0.45%
CNS	B	-0.44%
OLLI	D	-0.43%
WWD	B	-0.43%
RNA	C	-0.43%
SBRA	C	-0.43%
BOX	B	-0.43%
OHI	C	-0.42%
NYT	D	-0.42%
AXSM	B	-0.42%
DT	C	-0.42%
ALLE	D	-0.41%
INSM	D	-0.41%
AZEK	B	-0.41%
INSP	F	-0.4%
DKS	D	-0.4%
VRNS	F	-0.39%
RARE	F	-0.38%
WYNN	D	-0.38%
RUN	F	-0.36%
RVMD	B	-0.36%
ESAB	B	-0.35%
CRUS	F	-0.35%
PCTY	B	-0.35%
MTCH	F	-0.34%
DTM	A	-0.34%
CFR	B	-0.34%
ITCI	B	-0.34%
WING	F	-0.33%
CBSH	A	-0.32%
GKOS	B	-0.3%
MKTX	D	-0.3%
RLI	A	-0.3%
ORA	B	-0.3%
TMDX	F	-0.3%
ATR	B	-0.3%
BPMC	C	-0.3%
DBX	C	-0.3%
MSGS	B	-0.3%
RHP	B	-0.29%
EEFT	C	-0.29%
CROX	F	-0.29%
GAP	C	-0.28%
CTRE	D	-0.28%
IRT	A	-0.28%
BCPC	B	-0.28%
LAMR	D	-0.28%
BRX	A	-0.28%
AES	F	-0.28%
KRG	B	-0.28%
GME	C	-0.28%
REG	A	-0.28%
CPT	D	-0.27%
KNSL	B	-0.27%
GPK	D	-0.27%
BLKB	C	-0.27%
CUBE	C	-0.25%
FCN	F	-0.25%
EXPO	D	-0.25%
AGNC	C	-0.25%
AOS	F	-0.24%
FND	F	-0.23%
VRRM	F	-0.23%
CLSK	C	-0.2%
PAYC	B	-0.19%
LYFT	B	-0.19%
GTLS	A	-0.18%
DAY	B	-0.18%
NTNX	B	-0.17%
MARA	C	-0.17%
KD	A	-0.17%
MASI	B	-0.17%
GH	B	-0.17%
LNW	F	-0.16%
LOPE	B	-0.16%
GATX	A	-0.16%
TRMB	B	-0.16%
CRNX	C	-0.16%
OWL	A	-0.16%
DCI	B	-0.15%
RGLD	A	-0.15%
MEDP	D	-0.15%
RBC	A	-0.15%
MORN	B	-0.15%
CHH	A	-0.15%
GOLF	B	-0.15%
IPAR	C	-0.14%
SSD	D	-0.14%
U	F	-0.14%
ELAN	D	-0.14%
H	B	-0.14%
AM	A	-0.14%
ROIV	D	-0.14%
CNM	C	-0.14%
MAIN	A	-0.14%
CHE	D	-0.13%
EGP	D	-0.13%
TECH	F	-0.13%
UDR	C	-0.13%
APPF	C	-0.13%
NNN	C	-0.12%
TDW	F	-0.12%
LCID	F	-0.09%