VUSE vs. FNY ETF Comparison

Comparison of Vident Core US Equity ETF (VUSE) to First Trust Mid Cap Growth AlphaDEX (FNY)

VUSE

Vident Core US Equity ETF

VUSE Description

The investment seeks to track the price and total return performance, before fees and expenses, of the Vident Core U.S. Equity Index (the "Strategy Index"). Under normal circumstances, at least 80% of the fund's total assets will be invested in the component securities of the Strategy Index and investments that have economic characteristics that are substantially identical to the economic characteristics of such component securities. Strategy Index construction begins by establishing an initial universe of U.S. equity securities of companies with a market capitalization greater than $500 million and meeting certain minimum liquidity requirements.

Grade (RS Rating)

Last Trade

$56.10

Average Daily Volume

17,501

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$77.64

Average Daily Volume

15,910

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

Performance

Period	VUSE	FNY
30 Days	2.10%	2.76%
60 Days	1.67%	3.00%
90 Days	3.70%	6.08%
12 Months	18.14%	23.98%

15 Overlapping Holdings

Symbol	Grade	Weight in VUSE	Weight in FNY	Overlap
ACLS	F	0.4%	0.4%	0.4%
AMR	F	0.61%	0.22%	0.22%
AOS	D	0.23%	0.28%	0.23%
APPF	D	0.17%	0.53%	0.17%
BMI	A	0.23%	0.6%	0.23%
BOX	A	0.58%	0.18%	0.18%
CVLT	B	0.62%	0.7%	0.62%
DOCU	C	0.23%	0.15%	0.15%
EME	A	0.6%	0.7%	0.6%
EXEL	A	0.5%	0.49%	0.49%
HCC	D	0.24%	0.51%	0.24%
JKHY	A	0.45%	0.15%	0.15%
MEDP	D	0.22%	0.61%	0.22%
NYT	C	0.62%	0.61%	0.61%
OTTR	D	0.38%	0.26%	0.26%

VUSE Overweight 113 Positions Relative to FNY

Symbol	Grade	Weight
AMZN	C	2.5%
V	A	2.12%
MA	A	2.09%
WMT	B	2.06%
JNJ	B	2.06%
JPM	D	2.03%
KO	B	1.99%
HD	B	1.98%
AAPL	D	1.97%
ORCL	B	1.97%
XOM	D	1.95%
MRK	D	1.94%
CVX	D	1.94%
MSFT	C	1.93%
BAC	D	1.86%
AVGO	C	1.74%
NVDA	D	1.52%
PG	A	1.34%
ABBV	B	1.3%
MSI	B	1.29%
ECL	A	1.27%
BKNG	B	1.27%
UBER	C	1.25%
NFLX	B	1.25%
CMG	C	1.23%
AMAT	D	1.18%
LLY	C	1.15%
SNPS	D	1.15%
T	A	1.07%
MO	C	1.05%
ADBE	D	1.04%
ADP	A	1.03%
MCD	B	1.01%
MAR	D	0.99%
TJX	B	0.99%
META	B	0.98%
SBUX	C	0.98%
SHW	A	0.98%
GOOGL	D	0.94%
KLAC	D	0.9%
COST	B	0.82%
ZTS	B	0.74%
SYK	B	0.73%
FTNT	B	0.73%
ITW	B	0.71%
TMUS	A	0.71%
WDAY	D	0.71%
CAT	C	0.69%
ERIE	B	0.65%
AMP	B	0.64%
IDCC	B	0.63%
AYI	B	0.62%
EQH	C	0.62%
JXN	B	0.62%
TDG	B	0.61%
PIPR	B	0.61%
NOW	B	0.59%
CTAS	B	0.59%
UTHR	C	0.58%
FICO	A	0.58%
NKE	D	0.58%
AMK	B	0.57%
RMD	B	0.55%
CRUS	D	0.55%
EPAC	B	0.55%
PLMR	B	0.53%
NRG	C	0.53%
MTG	B	0.52%
DFIN	B	0.51%
IT	B	0.51%
PAYX	B	0.51%
RDDT	D	0.5%
PLAB	D	0.5%
GWW	B	0.5%
YELP	F	0.5%
ODFL	D	0.5%
POWL	C	0.5%
CORT	B	0.5%
EA	C	0.5%
MSCI	C	0.5%
FAST	C	0.49%
SHO	D	0.49%
MTD	D	0.49%
JLL	B	0.48%
DBRG	D	0.48%
IESC	C	0.48%
TREX	F	0.47%
LSCC	D	0.47%
CASH	B	0.44%
ON	D	0.43%
A	C	0.43%
QLYS	F	0.43%
EOG	D	0.42%
RMBS	F	0.4%
BSX	B	0.4%
ANET	C	0.37%
MANH	A	0.36%
CSL	C	0.35%
PLTR	B	0.33%
NSSC	D	0.33%
VST	C	0.28%
CRWD	D	0.26%
PANW	C	0.25%
TRIP	F	0.23%
PINS	F	0.23%
VRSK	D	0.23%
DBX	D	0.23%
SPG	B	0.14%
ABNB	D	0.14%
CMCSA	D	0.13%
PSTG	D	0.13%
SEIC	C	0.1%
SCCO	D	0.0%

VUSE Underweight 201 Positions Relative to FNY

Symbol	Grade	Weight
COKE	C	-0.9%
ENSG	A	-0.87%
HALO	B	-0.85%
HRB	C	-0.85%
SFM	B	-0.84%
ALSN	B	-0.84%
POST	C	-0.82%
TTEK	B	-0.82%
PSN	B	-0.82%
MOG.A	B	-0.81%
INSM	D	-0.81%
CVNA	B	-0.81%
ITGR	B	-0.8%
CW	B	-0.8%
DVA	A	-0.79%
ATI	D	-0.78%
MUSA	B	-0.78%
AVAV	D	-0.77%
FRPT	B	-0.77%
APP	B	-0.76%
LNTH	C	-0.76%
MOD	C	-0.76%
BCO	B	-0.75%
NTRA	B	-0.75%
CLH	B	-0.75%
IBKR	B	-0.74%
LNW	B	-0.74%
FIX	B	-0.74%
BFAM	B	-0.73%
SFBS	B	-0.72%
TOL	B	-0.7%
H	D	-0.7%
TXRH	D	-0.7%
CASY	C	-0.67%
WWD	D	-0.67%
TOST	C	-0.67%
PEGA	C	-0.65%
WING	B	-0.65%
OLLI	C	-0.65%
GKOS	D	-0.64%
RYAN	C	-0.64%
KD	D	-0.64%
TKO	B	-0.63%
AWI	C	-0.63%
TPL	C	-0.63%
KTB	A	-0.63%
PRI	B	-0.63%
CBT	B	-0.63%
TW	A	-0.63%
ATR	A	-0.62%
XPO	D	-0.62%
HOOD	C	-0.61%
ARMK	B	-0.61%
SRPT	F	-0.61%
GWRE	A	-0.61%
KNF	B	-0.61%
FCN	C	-0.6%
BWXT	D	-0.6%
FSS	D	-0.6%
AAON	A	-0.59%
AIT	C	-0.59%
ITT	C	-0.59%
LOPE	D	-0.59%
RL	B	-0.57%
CHDN	B	-0.57%
AM	B	-0.56%
WFRD	D	-0.56%
ANF	D	-0.56%
HQY	C	-0.55%
WSM	C	-0.54%
CRVL	B	-0.53%
MTSI	D	-0.52%
HLNE	B	-0.52%
INGR	B	-0.51%
APG	D	-0.51%
AXSM	C	-0.51%
VRNS	C	-0.5%
HAS	B	-0.5%
OHI	B	-0.5%
EPRT	A	-0.5%
ONTO	D	-0.49%
BPMC	F	-0.49%
EXLS	B	-0.49%
MKSI	F	-0.48%
TDW	F	-0.48%
MMSI	A	-0.48%
ELF	F	-0.47%
RVMD	C	-0.47%
RLI	B	-0.47%
CFR	C	-0.47%
MORN	C	-0.46%
CWST	A	-0.46%
GOLF	D	-0.46%
IRT	A	-0.46%
PLNT	B	-0.46%
SMAR	B	-0.46%
AXTA	C	-0.45%
STWD	B	-0.45%
KAI	C	-0.45%
LAMR	A	-0.45%
FOUR	C	-0.45%
EEFT	F	-0.44%
GATX	C	-0.44%
IBP	C	-0.44%
ESAB	C	-0.44%
DCI	D	-0.43%
DUOL	C	-0.43%
VRRM	D	-0.43%
IONS	F	-0.43%
ACA	C	-0.43%
BRBR	C	-0.42%
NCLH	C	-0.4%
MSA	D	-0.4%
OWL	C	-0.4%
GNTX	F	-0.39%
ALTR	D	-0.38%
OLED	C	-0.38%
AFRM	C	-0.38%
ESTC	F	-0.37%
WYNN	D	-0.37%
PR	D	-0.36%
ADC	B	-0.35%
CNM	F	-0.35%
KNSL	C	-0.35%
ALKS	C	-0.34%
SOFI	C	-0.33%
IOT	B	-0.33%
CPT	B	-0.33%
FFIV	A	-0.33%
S	C	-0.32%
GPK	A	-0.32%
PFGC	B	-0.32%
EXP	A	-0.32%
EXPO	B	-0.32%
BCPC	C	-0.32%
ITCI	D	-0.31%
BLKB	B	-0.31%
UDR	B	-0.31%
MSGS	B	-0.31%
HRI	D	-0.3%
ZWS	B	-0.3%
CHH	C	-0.3%
TNET	D	-0.29%
MAC	B	-0.29%
ORA	C	-0.29%
BLD	D	-0.28%
AZEK	C	-0.28%
WMS	D	-0.26%
AEIS	D	-0.26%
FIZZ	F	-0.26%
SMPL	D	-0.26%
HAE	D	-0.26%
MSTR	D	-0.26%
WMG	D	-0.26%
SAM	F	-0.26%
VNT	D	-0.25%
EVH	C	-0.23%
INFA	D	-0.23%
LYFT	D	-0.23%
MARA	F	-0.22%
SHC	B	-0.19%
CFLT	F	-0.19%
CCOI	C	-0.18%
IRTC	F	-0.18%
KRG	B	-0.17%
ALLE	A	-0.17%
REG	B	-0.17%
OPCH	C	-0.17%
BRX	B	-0.17%
CNS	A	-0.17%
WDFC	C	-0.17%
CHE	C	-0.16%
EGP	B	-0.16%
RGLD	B	-0.16%
NNN	B	-0.16%
DOC	B	-0.16%
CELH	F	-0.16%
CUBE	A	-0.16%
EPR	B	-0.16%
YETI	D	-0.15%
FELE	D	-0.15%
SSD	C	-0.15%
WTS	C	-0.15%
RBC	D	-0.15%
WEX	C	-0.15%
IPAR	D	-0.15%
TPX	C	-0.15%
NEU	C	-0.15%
NCNO	F	-0.14%
AES	C	-0.14%
HXL	F	-0.14%
WSC	D	-0.14%
WEN	C	-0.14%
TECH	D	-0.14%
RHP	D	-0.14%
SAIA	D	-0.13%
TENB	D	-0.13%
ALGM	D	-0.12%
CIVI	F	-0.12%
PGNY	F	-0.12%
PCOR	D	-0.12%