SMMD vs. FNK ETF Comparison

Comparison of iShares Russell 2500 ETF (SMMD) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

SMMD

iShares Russell 2500 ETF

SMMD Description

The investment seeks to track the investment results of the Russell 2500TM Index. The fund generally will invest at least 90% of its assets in the component securities, including indirect investments through the underlying fund, of the underlying index and may invest up to 10% of its assets in certain futures, options and swap contracts, cash and cash equivalents. The underlying index measures the performance of the small- to mid-capitalization sector of the U.S. equity market, as defined by FTSE Russell.

Grade (RS Rating)

Last Trade

$66.67

Average Daily Volume

74,779

Number of Holdings ^*

497

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.78

Average Daily Volume

10,958

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	SMMD	FNK
30 Days	-0.51%	-0.01%
60 Days	4.74%	3.18%
90 Days	7.67%	7.81%
12 Months	25.58%	26.51%

148 Overlapping Holdings

Symbol	Grade	Weight in SMMD	Weight in FNK	Overlap
AAP	F	0.04%	0.09%	0.04%
AFG	B	0.16%	0.15%	0.15%
AGCO	D	0.1%	0.67%	0.1%
AGNC	C	0.12%	0.45%	0.12%
AGO	B	0.07%	0.73%	0.07%
AIZ	B	0.16%	0.33%	0.16%
AL	D	0.07%	0.66%	0.07%
ALK	C	0.09%	0.43%	0.09%
ALLY	F	0.15%	0.48%	0.15%
AMG	B	0.09%	0.79%	0.09%
AMKR	F	0.06%	0.22%	0.06%
AN	D	0.07%	0.62%	0.07%
APA	F	0.13%	0.48%	0.13%
AR	B	0.13%	0.12%	0.12%
ARW	C	0.11%	0.61%	0.11%
ASH	F	0.07%	0.39%	0.07%
AVT	C	0.08%	0.57%	0.08%
AXS	A	0.1%	0.46%	0.1%
AYI	A	0.13%	0.31%	0.13%
BBWI	F	0.11%	0.32%	0.11%
BC	D	0.09%	0.47%	0.09%
BERY	C	0.13%	0.48%	0.13%
BHF	F	0.04%	0.14%	0.04%
BJ	C	0.17%	0.13%	0.13%
BOKF	D	0.04%	0.32%	0.04%
BPOP	D	0.11%	0.16%	0.11%
BWA	C	0.13%	0.59%	0.13%
BYD	C	0.07%	0.65%	0.07%
CACC	F	0.04%	0.13%	0.04%
CACI	A	0.17%	0.16%	0.16%
CAR	F	0.02%	0.23%	0.02%
CCK	C	0.18%	0.18%	0.18%
CHK	D	0.17%	0.68%	0.17%
CHRD	F	0.12%	0.45%	0.12%
CLF	F	0.09%	0.54%	0.09%
CMA	C	0.12%	0.33%	0.12%
CNXC	F	0.04%	0.7%	0.04%
COLB	C	0.09%	0.72%	0.09%
COLM	D	0.04%	0.28%	0.04%
CROX	C	0.14%	0.27%	0.14%
CRUS	D	0.1%	0.14%	0.1%
CUZ	C	0.07%	0.54%	0.07%
CZR	B	0.14%	0.43%	0.14%
DAR	F	0.09%	0.69%	0.09%
DDS	D	0.02%	0.36%	0.02%
DINO	D	0.11%	0.6%	0.11%
DKS	D	0.19%	0.28%	0.19%
DNB	D	0.05%	0.35%	0.05%
DTM	A	0.12%	0.31%	0.12%
DXC	B	0.06%	0.61%	0.06%
EHC	B	0.15%	0.15%	0.15%
EWBC	D	0.18%	0.47%	0.18%
FAF	C	0.1%	0.33%	0.1%
FHN	D	0.13%	0.41%	0.13%
FMC	C	0.13%	0.77%	0.13%
FNB	D	0.08%	0.43%	0.08%
FYBR	C	0.14%	0.76%	0.14%
G	A	0.11%	0.67%	0.11%
GAP	F	0.07%	0.35%	0.07%
GL	C	0.15%	0.55%	0.15%
GXO	D	0.1%	0.14%	0.1%
HII	F	0.16%	0.45%	0.16%
HLI	B	0.13%	0.17%	0.13%
HOG	D	0.07%	0.8%	0.07%
HSIC	D	0.14%	0.16%	0.14%
IAC	D	0.06%	0.32%	0.06%
IDA	D	0.08%	0.31%	0.08%
IPGP	D	0.03%	0.35%	0.03%
IVZ	B	0.1%	0.16%	0.1%
JAZZ	F	0.11%	0.43%	0.11%
JEF	A	0.17%	0.17%	0.17%
JLL	C	0.2%	0.18%	0.18%
KEX	C	0.11%	0.14%	0.11%
KNX	D	0.13%	0.44%	0.13%
KRC	C	0.07%	0.71%	0.07%
LAD	C	0.14%	0.84%	0.14%
LBRDK	B	0.13%	0.77%	0.13%
LEA	F	0.1%	0.53%	0.1%
LFUS	D	0.1%	0.14%	0.1%
LNC	D	0.08%	0.57%	0.08%
LPX	C	0.11%	0.36%	0.11%
LSTR	F	0.11%	0.14%	0.11%
M	F	0.07%	0.33%	0.07%
MAT	D	0.1%	0.16%	0.1%
MDU	C	0.09%	0.61%	0.09%
MIDD	D	0.12%	0.32%	0.12%
MOS	F	0.13%	0.61%	0.13%
MTDR	F	0.09%	0.61%	0.09%
MTG	B	0.11%	0.83%	0.11%
NFG	A	0.09%	0.63%	0.09%
NI	A	0.24%	0.5%	0.24%
NOV	F	0.1%	0.61%	0.1%
NRG	A	0.3%	0.47%	0.3%
NVST	D	0.05%	0.16%	0.05%
NXST	F	0.08%	0.42%	0.08%
OGE	A	0.13%	0.48%	0.13%
OGN	F	0.08%	0.53%	0.08%
OLN	C	0.09%	0.39%	0.09%
OMF	F	0.08%	0.42%	0.08%
ORI	B	0.14%	0.32%	0.14%
OSK	F	0.1%	0.52%	0.1%
OVV	D	0.15%	0.61%	0.15%
OZK	D	0.07%	0.57%	0.07%
PAG	D	0.05%	0.45%	0.05%
PARA	F	0.1%	0.14%	0.1%
PB	D	0.1%	0.33%	0.1%
PII	D	0.07%	0.44%	0.07%
PNFP	D	0.12%	0.52%	0.12%
PNW	B	0.16%	0.66%	0.16%
PRGO	F	0.06%	0.29%	0.06%
PVH	F	0.09%	0.64%	0.09%
R	C	0.1%	0.66%	0.1%
REYN	D	0.03%	0.31%	0.03%
RGA	C	0.23%	0.15%	0.15%
RHI	D	0.11%	0.15%	0.11%
RNR	A	0.22%	0.82%	0.22%
RRC	C	0.11%	0.39%	0.11%
RYN	C	0.07%	0.3%	0.07%
SAIC	A	0.11%	0.33%	0.11%
SEB	F	0.01%	0.71%	0.01%
SEE	D	0.08%	0.14%	0.08%
SEIC	B	0.11%	0.3%	0.11%
SKX	D	0.14%	0.25%	0.14%
SLGN	C	0.07%	0.34%	0.07%
SLM	C	0.08%	0.29%	0.08%
SNV	D	0.1%	0.15%	0.1%
SNX	D	0.14%	0.29%	0.14%
SON	D	0.09%	0.45%	0.09%
TFX	C	0.18%	0.16%	0.16%
THC	D	0.25%	0.7%	0.25%
THO	C	0.09%	0.46%	0.09%
TKR	D	0.09%	0.43%	0.09%
UGI	C	0.08%	0.3%	0.08%
UHS	D	0.22%	0.72%	0.22%
UNM	A	0.16%	0.63%	0.16%
USFD	C	0.23%	0.16%	0.16%
UTHR	C	0.25%	0.46%	0.25%
VNO	B	0.11%	0.21%	0.11%
VOYA	A	0.13%	0.15%	0.13%
WAL	C	0.15%	0.57%	0.15%
WBS	D	0.12%	0.6%	0.12%
WCC	D	0.12%	0.44%	0.12%
WHR	C	0.09%	0.28%	0.09%
WTFC	C	0.11%	0.46%	0.11%
WTM	C	0.07%	0.66%	0.07%
WTRG	D	0.15%	0.28%	0.15%
WU	D	0.05%	0.41%	0.05%
ZION	D	0.11%	0.3%	0.11%

SMMD Overweight 349 Positions Relative to FNK

Symbol	Grade	Weight
IWM	C	41.59%
SW	C	0.41%
EQT	B	0.33%
EME	C	0.32%
LII	C	0.31%
PKG	B	0.3%
CVNA	A	0.29%
FDS	C	0.28%
MANH	C	0.28%
AVY	D	0.28%
WSO	C	0.27%
PNR	B	0.26%
TXT	F	0.26%
TPL	A	0.26%
RS	D	0.26%
EG	B	0.26%
PSTG	F	0.25%
DT	B	0.25%
RPM	B	0.25%
NTNX	C	0.24%
HOOD	C	0.24%
SNA	A	0.24%
OC	C	0.24%
KIM	C	0.24%
TOL	A	0.24%
GWRE	A	0.23%
GGG	C	0.23%
GEN	B	0.23%
NDSN	C	0.23%
POOL	B	0.22%
CASY	D	0.22%
FIX	B	0.22%
ACM	A	0.22%
JBL	C	0.22%
NTRA	B	0.22%
REG	C	0.21%
AMH	D	0.21%
EQH	C	0.21%
ELS	D	0.21%
GLPI	A	0.21%
CLH	C	0.2%
EXAS	C	0.2%
ITT	C	0.2%
CW	A	0.2%
TTEK	A	0.2%
CHRW	C	0.2%
WING	C	0.2%
ALLE	A	0.2%
BXP	C	0.2%
JNPR	B	0.2%
JKHY	A	0.2%
HST	D	0.2%
FND	C	0.2%
XPO	F	0.2%
BLD	D	0.2%
CPT	C	0.2%
FFIV	B	0.2%
NVT	D	0.19%
CUBE	C	0.19%
TXRH	C	0.19%
IPG	D	0.19%
PFGC	A	0.19%
TECH	D	0.19%
TOST	C	0.19%
COHR	A	0.19%
SCI	D	0.18%
RRX	C	0.18%
SRPT	F	0.18%
SAIA	D	0.18%
LAMR	C	0.18%
NBIX	F	0.18%
ATR	A	0.17%
LECO	F	0.17%
AOS	B	0.17%
TPR	C	0.17%
FBIN	B	0.17%
FTI	B	0.17%
REXR	D	0.17%
ONTO	C	0.17%
CTLT	A	0.17%
WMS	D	0.17%
BWXT	A	0.16%
AA	B	0.16%
KNSL	C	0.16%
QRVO	F	0.16%
OHI	C	0.16%
DOX	B	0.16%
HAS	A	0.16%
ARMK	B	0.16%
NWSA	D	0.16%
CRL	F	0.16%
DUOL	B	0.16%
NLY	C	0.16%
WWD	C	0.16%
Z	C	0.16%
RIVN	F	0.15%
PRI	A	0.15%
EVR	C	0.15%
MUSA	D	0.15%
SF	A	0.15%
CHDN	D	0.15%
WYNN	B	0.15%
ROKU	B	0.15%
FRT	D	0.15%
MKTX	B	0.15%
CG	B	0.15%
EXP	B	0.15%
MTCH	B	0.15%
CAVA	C	0.15%
RGLD	C	0.15%
AFRM	C	0.15%
OLED	C	0.15%
TKO	A	0.15%
PR	D	0.14%
RBC	C	0.14%
KBR	B	0.14%
CNM	F	0.14%
NNN	A	0.14%
GPK	D	0.14%
HRB	C	0.14%
DAY	B	0.14%
NYT	C	0.14%
DCI	C	0.14%
CHE	C	0.14%
GNRC	B	0.14%
CIEN	A	0.14%
NCLH	C	0.14%
INGR	B	0.14%
TTC	D	0.14%
TPX	C	0.14%
EGP	D	0.14%
GMED	D	0.13%
BRBR	A	0.13%
RL	B	0.13%
FCN	C	0.13%
SSD	B	0.13%
X	F	0.13%
SOFI	C	0.13%
BFAM	B	0.13%
ATI	C	0.13%
COLD	D	0.13%
DVA	C	0.13%
BRX	C	0.13%
RGEN	F	0.13%
MHK	B	0.13%
AXTA	C	0.13%
MEDP	F	0.13%
GME	D	0.13%
ALSN	A	0.13%
GLOB	C	0.13%
LNW	F	0.13%
WEX	C	0.13%
MORN	C	0.13%
PLNT	B	0.12%
WSC	D	0.12%
TREX	D	0.12%
AAON	B	0.12%
FR	D	0.12%
SMAR	A	0.12%
ADC	B	0.12%
LSCC	D	0.12%
EXEL	B	0.12%
ITCI	D	0.12%
MKSI	F	0.12%
SWN	D	0.12%
MTZ	B	0.12%
BRKR	D	0.12%
APG	F	0.12%
ACI	F	0.12%
COKE	C	0.12%
AAL	D	0.12%
CR	B	0.12%
MSA	F	0.11%
AZEK	C	0.11%
CFR	D	0.11%
U	D	0.11%
RYAN	A	0.11%
SITE	D	0.11%
CART	C	0.11%
VFC	B	0.11%
ELAN	C	0.11%
HR	D	0.11%
ACHC	F	0.11%
FLS	A	0.11%
H	C	0.11%
CGNX	F	0.11%
SN	A	0.11%
PEN	D	0.11%
STAG	D	0.11%
UHAL	B	0.11%
PCTY	B	0.11%
BSY	D	0.11%
MTN	D	0.11%
CBSH	D	0.11%
GNTX	D	0.11%
ELF	F	0.1%
DBX	B	0.1%
INSP	C	0.1%
OLLI	C	0.1%
ESI	C	0.1%
ESAB	C	0.1%
WFRD	F	0.1%
GTLB	D	0.1%
WH	C	0.1%
AZPN	B	0.1%
RLI	A	0.1%
ESTC	F	0.1%
FRPT	C	0.1%
MTSI	C	0.1%
IONS	F	0.1%
BIO	B	0.1%
STWD	C	0.1%
PCOR	D	0.1%
ETSY	F	0.1%
VKTX	B	0.1%
S	D	0.1%
BILL	D	0.09%
RITM	D	0.09%
ST	F	0.09%
VVV	F	0.09%
LAZ	C	0.09%
CELH	F	0.09%
PATH	F	0.09%
SRCL	A	0.09%
MASI	B	0.09%
POST	D	0.09%
AWI	A	0.09%
VMI	B	0.09%
PSN	A	0.08%
LYFT	D	0.08%
HCP	A	0.08%
CFLT	F	0.08%
TPG	B	0.08%
ROIV	D	0.08%
RARE	D	0.08%
JHG	B	0.08%
CCCS	D	0.08%
CIVI	F	0.08%
HXL	F	0.08%
RH	C	0.08%
W	D	0.08%
AM	A	0.08%
FIVE	D	0.08%
VNT	F	0.08%
DOCS	A	0.08%
KD	F	0.08%
THG	C	0.08%
FOUR	B	0.08%
APPF	C	0.08%
XRAY	D	0.08%
LOPE	D	0.07%
EEFT	F	0.07%
LITE	A	0.07%
FLO	D	0.07%
DLB	C	0.07%
VNOM	A	0.07%
CPRI	B	0.07%
LBTYK	A	0.06%
MPW	C	0.06%
IRDM	B	0.06%
SMG	B	0.06%
BROS	F	0.06%
LBTYA	A	0.06%
COTY	F	0.06%
GTES	C	0.06%
EPR	C	0.06%
CHH	C	0.06%
KMPR	D	0.06%
NEU	F	0.06%
SPR	F	0.06%
MSGS	A	0.06%
MSM	D	0.06%
HUN	C	0.06%
PENN	D	0.05%
TDC	D	0.05%
ALGM	F	0.05%
ZG	C	0.05%
FHB	D	0.05%
PK	D	0.05%
WEN	D	0.05%
TNL	C	0.05%
NWL	F	0.05%
CC	D	0.05%
AMED	D	0.05%
LCID	D	0.05%
APLS	F	0.05%
NWS	D	0.05%
NSA	C	0.05%
ZI	D	0.05%
PEGA	C	0.05%
MAN	D	0.05%
YETI	C	0.05%
HIW	C	0.05%
MP	B	0.04%
KSS	D	0.04%
JWN	D	0.04%
RCM	B	0.04%
TXG	F	0.04%
LLYVK	B	0.04%
QDEL	D	0.04%
CRI	D	0.04%
ENOV	F	0.04%
HHH	C	0.04%
CWEN	C	0.04%
SHC	C	0.04%
DV	F	0.04%
SAM	C	0.04%
VIRT	B	0.04%
SPB	C	0.04%
NCNO	D	0.04%
RNG	D	0.04%
AZTA	F	0.04%
VAC	D	0.04%
CXT	F	0.04%
CLVT	D	0.04%
UA	B	0.03%
UAA	B	0.03%
GO	F	0.03%
INFA	D	0.03%
PPC	D	0.03%
LEG	D	0.03%
BIRK	F	0.03%
VSTS	D	0.03%
PINC	F	0.03%
FIVN	F	0.03%
HAYW	C	0.03%
QS	F	0.03%
ADT	D	0.03%
LLYVA	B	0.02%
CWEN	C	0.02%
PYCR	D	0.02%
WOLF	F	0.02%
ALAB	C	0.02%
LBRDA	B	0.02%
CERT	F	0.02%
SNDR	C	0.02%
FTRE	F	0.02%
TRIP	F	0.02%
PLTK	C	0.01%
UHAL	B	0.01%
NFE	F	0.01%
TFSL	F	0.01%
LOAR	C	0.01%
DJT	F	0.01%
UWMC	D	0.01%
UI	A	0.01%
AS	B	0.01%
SEG	D	0.0%
PARAA	D	0.0%

SMMD Underweight 75 Positions Relative to FNK

Symbol	Grade	Weight
MHO	C	-0.97%
GPI	C	-0.89%
TMHC	C	-0.88%
MTH	C	-0.88%
RUSHA	D	-0.87%
KBH	C	-0.87%
JXN	A	-0.85%
RDN	D	-0.79%
ESNT	C	-0.79%
ASO	D	-0.79%
SIG	D	-0.76%
TAP	D	-0.75%
BTU	B	-0.74%
ESGR	D	-0.73%
VLY	C	-0.72%
LBRT	D	-0.7%
BCC	C	-0.69%
NOG	C	-0.69%
SM	C	-0.68%
TPH	C	-0.67%
TEX	F	-0.66%
OGS	C	-0.65%
EVRG	C	-0.65%
GMS	C	-0.63%
BKH	C	-0.63%
COOP	B	-0.63%
CADE	D	-0.63%
HP	F	-0.63%
POR	D	-0.62%
CVI	D	-0.61%
MUR	F	-0.6%
MATX	C	-0.59%
MGY	B	-0.58%
PTEN	F	-0.57%
ABG	F	-0.56%
CMC	D	-0.54%
MLI	B	-0.53%
ADTN	C	-0.53%
URBN	F	-0.5%
UFPI	C	-0.49%
PBF	F	-0.48%
EMN	C	-0.46%
ONB	D	-0.46%
SANM	D	-0.43%
AEO	C	-0.42%
VAL	F	-0.41%
UMBF	C	-0.36%
SSB	C	-0.36%
ATKR	F	-0.35%
ABCB	C	-0.35%
LNT	A	-0.33%
HOMB	D	-0.32%
UBSI	D	-0.32%
NJR	C	-0.31%
GT	F	-0.3%
ASGN	D	-0.3%
HWC	D	-0.3%
SWX	C	-0.29%
ENS	D	-0.27%
HGV	F	-0.26%
BECN	D	-0.26%
RIG	F	-0.24%
SKY	B	-0.19%
IP	C	-0.16%
BXMT	C	-0.16%
PCH	C	-0.16%
MMS	C	-0.15%
FUL	F	-0.15%
SUM	F	-0.15%
AVNT	C	-0.15%
NEOG	F	-0.15%
SIGI	D	-0.14%
SEM	D	-0.14%
LANC	F	-0.13%
KWR	F	-0.13%