RZG vs. FNY ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG) to First Trust Mid Cap Growth AlphaDEX (FNY)

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.77

Average Daily Volume

4,439

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$74.52

Average Daily Volume

15,076

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	RZG	FNY
30 Days	4.03%	2.95%
60 Days	2.47%	0.54%
90 Days	4.98%	3.31%
12 Months	15.76%	12.81%

26 Overlapping Holdings

Symbol	Grade	Weight in RZG	Weight in FNY	Overlap
AMR	D	1.21%	0.45%	0.45%
ANF	C	1.7%	1.11%	1.11%
APLE	D	0.36%	0.13%	0.13%
ATI	D	0.72%	0.7%	0.7%
AVAV	D	0.71%	0.69%	0.69%
AWI	C	0.37%	0.7%	0.37%
BMI	C	0.66%	0.36%	0.36%
CCOI	D	0.38%	0.26%	0.26%
CRVL	B	0.63%	0.45%	0.45%
DV	F	0.44%	0.18%	0.18%
ENSG	B	0.38%	0.63%	0.38%
FELE	C	0.44%	0.28%	0.28%
FSS	C	0.67%	0.62%	0.62%
GKOS	A	0.61%	0.59%	0.59%
HCC	C	1.27%	0.37%	0.37%
IBP	C	1.12%	0.6%	0.6%
IPAR	D	1.01%	0.25%	0.25%
ITGR	C	0.44%	0.76%	0.44%
KTB	D	0.37%	0.33%	0.33%
MARA	D	0.99%	0.58%	0.58%
MOG.A	B	0.52%	0.66%	0.52%
OTTR	D	0.73%	0.16%	0.16%
SPSC	C	0.65%	0.16%	0.16%
TDW	D	0.96%	0.8%	0.8%
VRRM	B	1.18%	0.34%	0.34%
WDFC	D	0.32%	0.26%	0.26%

RZG Overweight 102 Positions Relative to FNY

Symbol	Grade	Weight
WIRE	A	1.6%
UFPT	B	1.54%
PRG	D	1.44%
CNK	B	1.43%
BOOT	C	1.35%
SPNT	C	1.33%
ACLS	C	1.31%
NOG	C	1.27%
GRBK	A	1.27%
HWKN	B	1.21%
GPI	D	1.19%
LPG	D	1.15%
SIX	B	1.14%
JOE	C	1.11%
CEIX	C	1.11%
MATX	C	1.09%
LBRT	D	1.07%
CVCO	C	1.03%
CARG	B	1.03%
PATK	C	1.03%
VECO	C	1.02%
AMBC	F	0.98%
FN	B	0.95%
SHAK	D	0.91%
IDCC	B	0.91%
RWT	C	0.9%
CRS	B	0.89%
GMS	D	0.88%
VCEL	C	0.88%
CARS	C	0.87%
HLX	A	0.87%
AZZ	C	0.86%
REX	D	0.86%
URBN	A	0.85%
ARCB	D	0.85%
FBP	A	0.84%
CALM	A	0.84%
HCI	F	0.83%
MTH	C	0.82%
VVI	C	0.82%
CUBI	B	0.81%
PARR	F	0.8%
MHO	C	0.79%
ATGE	A	0.79%
LRN	D	0.79%
POWL	D	0.78%
SHO	C	0.77%
CRC	C	0.77%
CASH	B	0.76%
PLMR	C	0.76%
TBBK	C	0.75%
ANIP	C	0.72%
GSHD	F	0.72%
MLI	B	0.71%
RDNT	B	0.69%
COLL	D	0.69%
SIG	D	0.67%
OFG	A	0.67%
DRH	D	0.66%
EFC	A	0.66%
PLAY	F	0.66%
OII	C	0.66%
MGY	B	0.65%
ROCK	D	0.65%
MTRN	D	0.63%
DVAX	F	0.63%
EXPI	D	0.6%
RAMP	F	0.6%
BCC	D	0.6%
GES	D	0.6%
TRIP	F	0.59%
AMPH	F	0.59%
CPRX	C	0.59%
MYRG	D	0.59%
SM	D	0.59%
PFBC	C	0.57%
OXM	D	0.55%
YELP	F	0.55%
LQDT	B	0.55%
ARLO	B	0.53%
AGYS	B	0.52%
RES	F	0.52%
MCRI	C	0.5%
WRLD	C	0.5%
SHOO	B	0.46%
FTDR	D	0.46%
AEO	D	0.46%
AROC	A	0.43%
SXI	C	0.42%
ASTH	B	0.42%
TNC	D	0.4%
OSIS	B	0.39%
MSGS	C	0.38%
PDFS	C	0.36%
ALG	F	0.34%
DFIN	D	0.32%
PRGS	C	0.3%
XPEL	F	0.28%
NEO	D	0.26%
PRVA	D	0.23%
JACK	F	0.19%
CNMD	F	0.18%

RZG Underweight 188 Positions Relative to FNY

Symbol	Grade	Weight
CVNA	B	-1.13%
SFM	B	-0.99%
APP	C	-0.97%
NTRA	B	-0.95%
WING	D	-0.89%
FRPT	C	-0.89%
MOD	B	-0.88%
HOOD	C	-0.88%
TXRH	D	-0.84%
WFRD	B	-0.84%
EME	D	-0.82%
ELF	B	-0.8%
TOST	D	-0.79%
LNW	B	-0.79%
MEDP	B	-0.77%
DVA	C	-0.77%
KD	C	-0.76%
FIX	D	-0.76%
CVLT	B	-0.76%
BFAM	B	-0.75%
PSN	C	-0.75%
ALSN	B	-0.73%
H	B	-0.73%
APG	C	-0.73%
BPMC	B	-0.71%
IBKR	D	-0.7%
WWD	D	-0.7%
BCO	B	-0.69%
WSM	C	-0.69%
CLH	B	-0.69%
RL	C	-0.69%
XPO	D	-0.68%
TTEK	D	-0.68%
BLD	C	-0.67%
MUSA	B	-0.67%
TOL	C	-0.67%
CW	B	-0.66%
CNM	D	-0.66%
NCLH	C	-0.65%
ESAB	D	-0.65%
AZEK	D	-0.63%
APPF	B	-0.63%
MKSI	B	-0.63%
ARMK	C	-0.63%
EXP	D	-0.62%
BRBR	D	-0.62%
AAON	C	-0.61%
POST	B	-0.61%
COKE	C	-0.6%
HRI	D	-0.6%
IOT	C	-0.59%
MSA	B	-0.59%
BWXT	C	-0.58%
PRI	B	-0.58%
EEFT	D	-0.58%
OWL	D	-0.58%
ITT	C	-0.58%
ONTO	C	-0.58%
KNSL	F	-0.57%
OLLI	A	-0.57%
KAI	C	-0.56%
PEGA	D	-0.56%
WMS	D	-0.56%
ZWS	D	-0.55%
LYFT	F	-0.54%
CELH	F	-0.54%
INFA	D	-0.54%
CASY	B	-0.54%
VNT	C	-0.52%
NEU	D	-0.51%
SAIA	D	-0.5%
AM	B	-0.49%
HQY	D	-0.48%
RYAN	C	-0.48%
AFRM	F	-0.48%
VRNS	C	-0.47%
MSTR	D	-0.47%
ATR	D	-0.46%
GATX	A	-0.46%
WEX	F	-0.46%
AXTA	C	-0.46%
FND	F	-0.46%
TNET	F	-0.46%
INGR	D	-0.45%
AIT	C	-0.45%
CBT	D	-0.45%
MORN	B	-0.45%
GOLF	D	-0.44%
PR	C	-0.44%
DCI	D	-0.44%
ACA	C	-0.44%
RLI	D	-0.43%
SFBS	B	-0.43%
GNTX	C	-0.43%
AOS	C	-0.42%
CFR	C	-0.41%
BRKR	F	-0.41%
DUOL	F	-0.41%
GPK	D	-0.41%
HALO	B	-0.4%
WYNN	F	-0.4%
RHP	D	-0.4%
ALLE	C	-0.4%
PFGC	F	-0.4%
MAC	C	-0.4%
NCNO	C	-0.39%
PCOR	F	-0.39%
TPX	D	-0.38%
SRPT	C	-0.37%
GWRE	C	-0.37%
SSD	C	-0.37%
ESTC	C	-0.36%
CRL	D	-0.35%
CHDN	B	-0.35%
W	F	-0.35%
INSM	A	-0.35%
AAL	F	-0.34%
FOUR	C	-0.34%
PGNY	D	-0.34%
LOPE	C	-0.33%
TREX	D	-0.33%
TW	D	-0.32%
FCN	C	-0.32%
EXLS	B	-0.31%
CWST	B	-0.31%
LAMR	C	-0.31%
ITCI	B	-0.31%
AXSM	C	-0.31%
BOX	F	-0.29%
EXEL	B	-0.29%
CHH	C	-0.29%
STWD	C	-0.29%
CFLT	F	-0.29%
HXL	D	-0.28%
SOFI	F	-0.28%
ALKS	F	-0.28%
FFIV	C	-0.28%
EVH	F	-0.28%
DOCU	D	-0.28%
GTLB	D	-0.28%
S	D	-0.27%
IRTC	D	-0.26%
CHE	F	-0.26%
WTS	D	-0.26%
OPCH	D	-0.25%
WSC	F	-0.25%
COTY	F	-0.25%
LNTH	B	-0.2%
APLS	F	-0.19%
NYT	B	-0.19%
INSP	F	-0.19%
MMSI	B	-0.18%
ALTR	B	-0.18%
HRB	C	-0.18%
PATH	F	-0.18%
RVMD	B	-0.18%
IRT	B	-0.18%
MTSI	B	-0.18%
PLNT	B	-0.18%
HLNE	A	-0.17%
HAS	D	-0.16%
RBC	C	-0.16%
BCPC	B	-0.16%
EPRT	B	-0.16%
IONS	C	-0.16%
CNS	B	-0.15%
JKHY	D	-0.15%
EGP	B	-0.15%
BRX	B	-0.15%
HAE	C	-0.15%
AES	D	-0.15%
TENB	D	-0.14%
BRZE	F	-0.14%
CIVI	D	-0.14%
WMG	F	-0.14%
MSM	F	-0.13%
MTCH	D	-0.13%
RPD	D	-0.13%
QLYS	F	-0.13%
RARE	C	-0.13%
WEN	D	-0.13%
BL	F	-0.12%
PCTY	F	-0.12%
MTN	F	-0.12%
CYTK	D	-0.12%
SGRY	D	-0.12%
EXAS	F	-0.1%
FIVE	F	-0.09%