OUSM vs. FNK ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$45.76

Average Daily Volume

92,546

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.37

Average Daily Volume

10,011

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	FNK
30 Days	2.55%	4.67%
60 Days	3.22%	4.34%
90 Days	4.02%	3.76%
12 Months	27.87%	25.77%

40 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in FNK	Overlap
AVT	C	1.99%	0.58%	0.58%
BKH	A	0.12%	0.58%	0.12%
BWA	D	0.76%	0.67%	0.67%
COLM	C	0.71%	0.28%	0.28%
ESNT	F	0.83%	0.61%	0.61%
FELE	B	0.89%	0.15%	0.15%
G	B	1.97%	0.67%	0.67%
GL	C	0.54%	0.43%	0.43%
IDA	A	0.22%	0.32%	0.22%
INGR	C	1.59%	0.46%	0.46%
LEA	F	1.04%	0.63%	0.63%
LFUS	D	1.33%	0.14%	0.14%
LSTR	D	1.08%	0.14%	0.14%
MLI	B	1.34%	0.36%	0.36%
MSM	C	2.04%	0.3%	0.3%
MTG	C	1.11%	0.69%	0.69%
MUSA	B	0.43%	0.15%	0.15%
NFG	A	0.31%	0.57%	0.31%
NJR	A	0.15%	0.14%	0.14%
OGE	A	0.26%	0.45%	0.26%
OGN	F	1.41%	0.36%	0.36%
OGS	A	0.14%	0.43%	0.14%
OTTR	C	0.15%	0.59%	0.15%
PII	F	0.51%	0.35%	0.35%
PNW	A	0.29%	0.58%	0.29%
POR	C	0.14%	0.56%	0.14%
RDN	D	1.29%	0.7%	0.7%
REYN	D	0.26%	0.25%	0.25%
RHI	C	2.28%	0.16%	0.16%
RNR	C	1.64%	0.68%	0.68%
SEIC	B	2.29%	0.33%	0.33%
SNX	D	1.58%	0.43%	0.43%
SR	A	0.12%	0.55%	0.12%
TPR	B	0.68%	0.15%	0.15%
UFPI	C	0.77%	0.3%	0.3%
UGI	C	0.22%	0.67%	0.22%
WHR	B	0.48%	0.45%	0.45%
WTRG	B	0.3%	0.29%	0.29%
WTS	B	0.79%	0.14%	0.14%
WU	F	1.67%	0.38%	0.38%

OUSM Overweight 69 Positions Relative to FNK

Symbol	Grade	Weight
HLI	A	2.28%
LECO	C	2.21%
TXRH	B	2.19%
PINC	B	2.15%
DCI	B	2.06%
EHC	B	2.05%
DLB	B	1.97%
GNTX	C	1.97%
NHC	C	1.93%
DOX	D	1.89%
MTN	C	1.88%
JNPR	D	1.87%
CHE	D	1.85%
SCI	B	1.76%
HRB	D	1.76%
AOS	F	1.73%
RLI	A	1.57%
ITT	A	1.44%
NYT	D	1.41%
MKTX	D	1.28%
EVR	B	1.08%
IDCC	B	1.02%
VCTR	B	0.99%
BMI	B	0.93%
CRI	F	0.9%
APAM	B	0.9%
TGNA	B	0.88%
HLNE	B	0.87%
CALM	A	0.87%
BRC	D	0.77%
RL	C	0.75%
EXPO	D	0.74%
CNS	B	0.73%
PRGS	A	0.72%
VSH	F	0.72%
WEN	D	0.71%
CR	A	0.71%
WH	B	0.69%
TW	A	0.69%
AIT	B	0.65%
AMSF	B	0.64%
SHOO	F	0.61%
FHI	B	0.59%
DHIL	B	0.56%
WMG	D	0.56%
PHIN	A	0.55%
LANC	C	0.51%
OLED	F	0.49%
FLO	D	0.47%
NI	A	0.47%
CHH	A	0.42%
FSS	B	0.41%
SSD	F	0.38%
DKS	D	0.37%
CASY	A	0.36%
EBF	F	0.35%
KFRC	D	0.26%
JJSF	C	0.2%
WDFC	B	0.2%
PSMT	D	0.17%
UVV	B	0.16%
MGEE	B	0.14%
ALE	A	0.13%
WMK	C	0.12%
AWR	B	0.11%
NWE	B	0.11%
CWT	C	0.1%
CPK	A	0.08%
AVA	A	0.08%

OUSM Underweight 183 Positions Relative to FNK

Symbol	Grade	Weight
JXN	C	-0.87%
CNX	A	-0.86%
HP	C	-0.85%
MTDR	B	-0.82%
NOG	B	-0.82%
ATKR	D	-0.8%
PTEN	C	-0.8%
CMC	B	-0.8%
HCC	B	-0.79%
OSK	C	-0.79%
AGO	B	-0.79%
SM	B	-0.78%
OVV	B	-0.78%
NFE	D	-0.76%
AL	B	-0.75%
TEX	F	-0.74%
AMG	B	-0.74%
TAP	C	-0.74%
CIVI	D	-0.73%
NOV	C	-0.73%
TMHC	C	-0.73%
AMR	C	-0.72%
PVH	C	-0.72%
URBN	C	-0.72%
LBRDK	C	-0.72%
CHRD	D	-0.71%
MUR	D	-0.7%
PBF	D	-0.7%
CADE	B	-0.69%
LAD	A	-0.68%
RUSHA	C	-0.68%
MHO	D	-0.68%
UNM	A	-0.67%
LBRT	D	-0.67%
DINO	D	-0.67%
TPH	D	-0.67%
MATX	C	-0.66%
DAR	C	-0.65%
MTH	D	-0.65%
MGY	A	-0.64%
OZK	B	-0.64%
APA	D	-0.64%
R	B	-0.64%
CNO	B	-0.64%
LNC	C	-0.64%
JAZZ	B	-0.64%
FMC	D	-0.63%
RRC	B	-0.63%
DXC	B	-0.62%
COOP	B	-0.62%
GPI	B	-0.61%
ASO	F	-0.61%
ADTN	A	-0.6%
KRC	B	-0.6%
BEN	C	-0.6%
HRI	C	-0.6%
HOG	D	-0.6%
AAP	D	-0.59%
MOS	F	-0.59%
CNXC	F	-0.59%
SOLV	D	-0.58%
HST	C	-0.58%
DDS	B	-0.57%
BCC	B	-0.57%
EVRG	A	-0.57%
GBDC	D	-0.57%
BBWI	C	-0.56%
FHN	A	-0.55%
M	F	-0.55%
CLF	F	-0.55%
SIG	B	-0.54%
ZION	B	-0.54%
SUM	B	-0.54%
WBS	A	-0.54%
KBH	D	-0.54%
WCC	B	-0.53%
MDU	D	-0.53%
ARW	D	-0.51%
COLB	B	-0.51%
UHS	D	-0.51%
SANM	B	-0.51%
AMKR	D	-0.5%
OMF	A	-0.5%
FNB	A	-0.5%
VLY	B	-0.48%
JBL	C	-0.48%
GMS	B	-0.48%
BYD	B	-0.48%
ALK	B	-0.48%
ABG	C	-0.47%
BERY	C	-0.46%
RIG	D	-0.45%
NXST	C	-0.44%
SWX	B	-0.44%
THO	B	-0.44%
AXS	A	-0.44%
LKQ	F	-0.42%
PAG	B	-0.42%
BC	C	-0.42%
ENS	F	-0.41%
SJM	D	-0.4%
AN	C	-0.4%
POST	C	-0.4%
EMN	C	-0.39%
OLN	F	-0.39%
SON	F	-0.39%
ASH	F	-0.38%
WTFC	A	-0.35%
VNT	C	-0.34%
BECN	B	-0.34%
AEO	F	-0.34%
UBSI	B	-0.33%
HGV	C	-0.33%
HII	F	-0.33%
HWC	B	-0.33%
CMA	B	-0.33%
CRL	D	-0.32%
ACA	A	-0.32%
BOKF	B	-0.32%
CRC	A	-0.32%
ABCB	B	-0.32%
PB	B	-0.32%
KNX	C	-0.31%
AR	B	-0.31%
KFY	B	-0.3%
AIZ	A	-0.3%
ASGN	F	-0.3%
ALKS	C	-0.3%
CUZ	B	-0.3%
SLGN	A	-0.29%
PNM	B	-0.29%
SLM	A	-0.29%
LPX	B	-0.29%
ORI	A	-0.29%
MMS	F	-0.28%
TNET	F	-0.28%
MIDD	C	-0.28%
JWN	D	-0.28%
DIOD	D	-0.27%
TKR	D	-0.26%
SKX	D	-0.26%
UHAL	D	-0.26%
IPG	D	-0.26%
AGCO	D	-0.26%
FIVE	F	-0.26%
WPC	C	-0.25%
PNFP	B	-0.18%
JEF	A	-0.17%
UMBF	B	-0.17%
EPAM	B	-0.17%
PFGC	B	-0.16%
UCB	A	-0.16%
SSB	B	-0.16%
AUB	B	-0.16%
SEM	B	-0.16%
GXO	B	-0.16%
AVNT	B	-0.15%
IVZ	B	-0.15%
FLR	B	-0.15%
VOYA	B	-0.15%
AFG	A	-0.15%
WAL	B	-0.15%
BJ	A	-0.15%
DNB	B	-0.15%
STWD	C	-0.14%
CZR	F	-0.14%
FAF	A	-0.14%
BPOP	C	-0.14%
FUL	F	-0.14%
WD	D	-0.14%
SEE	C	-0.14%
TTC	C	-0.14%
ALIT	C	-0.14%
PRGO	C	-0.14%
MAT	D	-0.14%
SKY	A	-0.14%
IAC	F	-0.14%
NSP	F	-0.13%
HSIC	C	-0.13%
MGM	D	-0.13%
RYN	D	-0.13%
FBIN	D	-0.12%
OPCH	D	-0.1%