FYT vs. XSHQ ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to PowerShares S&P SmallCap Quality Portfolio (XSHQ)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.91

Average Daily Volume

9,542

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

XSHQ

PowerShares S&P SmallCap Quality Portfolio

XSHQ Description

The PowerShares S&P SmallCap Quality Portfolio (the "Fund") is based on the S&P SmallCap 600 Quality Index (Index). The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is composed of 120 securities in the S&P SmallCap 600 Index that have the highest quality score, which is calculated based on the average of three fundamental measures: return on equity, accruals ratio and financial leverage ratio. The Fund and the Index are rebalanced and reconstituted semi-annually on the third Friday of June and December.

Grade (RS Rating)

Last Trade

$45.58

Average Daily Volume

41,531

Number of Holdings ^*

114

* may have additional holdings in another (foreign) market

Performance

Period	FYT	XSHQ
30 Days	6.00%	5.33%
60 Days	7.52%	11.75%
90 Days	8.63%	15.94%
12 Months	22.82%	28.44%

33 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in XSHQ	Overlap
AMWD	B	0.52%	0.46%	0.46%
ANDE	D	0.45%	0.56%	0.45%
BKE	A	0.38%	0.65%	0.38%
CAL	D	0.57%	0.34%	0.34%
CASH	B	0.41%	0.72%	0.41%
CATY	B	0.41%	0.98%	0.41%
CENTA	C	0.51%	0.52%	0.51%
CSGS	B	0.26%	0.4%	0.26%
CVI	F	0.46%	0.16%	0.16%
DFIN	D	0.23%	0.54%	0.23%
DNOW	B	0.6%	0.39%	0.39%
EIG	A	0.66%	0.36%	0.36%
GES	F	0.54%	0.12%	0.12%
GIII	D	0.64%	0.49%	0.49%
GRBK	D	0.33%	0.48%	0.33%
IOSP	B	0.25%	0.78%	0.25%
JBT	A	0.76%	1.76%	0.76%
KLG	D	0.37%	0.5%	0.37%
LCII	C	0.25%	0.87%	0.25%
LNN	C	0.25%	0.39%	0.25%
MCRI	A	0.38%	0.35%	0.35%
OFG	B	0.24%	0.63%	0.24%
OXM	D	0.11%	0.35%	0.11%
PATK	D	0.21%	0.77%	0.21%
PDCO	F	0.5%	0.47%	0.47%
PFBC	B	0.4%	0.4%	0.4%
PLAB	C	0.62%	0.43%	0.43%
PRG	B	0.49%	0.59%	0.49%
RES	F	0.59%	0.14%	0.14%
ROCK	C	0.26%	0.7%	0.26%
SHOO	D	0.12%	0.83%	0.12%
VRTS	B	0.4%	0.43%	0.4%
WS	B	0.6%	0.53%	0.53%

FYT Overweight 223 Positions Relative to XSHQ

Symbol	Grade	Weight
RIOT	B	0.84%
GBX	A	0.79%
BMBL	C	0.75%
PINC	A	0.73%
ECVT	C	0.73%
IART	D	0.71%
BFH	B	0.71%
CABO	B	0.69%
CXW	B	0.69%
HELE	C	0.68%
TALO	C	0.68%
ULH	B	0.68%
GT	C	0.67%
BTU	B	0.66%
KMT	B	0.66%
INVA	B	0.65%
SHO	C	0.65%
VTLE	C	0.65%
CTOS	B	0.65%
PK	B	0.65%
TGNA	B	0.65%
FOR	F	0.64%
APLE	B	0.64%
GEF	A	0.64%
CUBI	B	0.64%
TDS	B	0.63%
UVV	B	0.63%
EPC	F	0.63%
VC	D	0.62%
AVA	C	0.62%
RLJ	B	0.62%
CRGY	B	0.61%
GPOR	B	0.6%
KOS	F	0.59%
HTZ	C	0.58%
CCS	F	0.58%
SPNT	C	0.58%
VSH	F	0.58%
IMKTA	B	0.58%
HOV	F	0.58%
KSS	F	0.57%
DBRG	F	0.57%
VAC	B	0.56%
USM	C	0.56%
WKC	D	0.56%
BV	B	0.56%
TRMK	B	0.56%
INDB	B	0.55%
PARR	F	0.55%
SEB	D	0.55%
LILAK	F	0.54%
GHC	B	0.54%
FFBC	B	0.53%
PEBO	B	0.53%
DRH	B	0.52%
EQC	C	0.52%
EBC	B	0.52%
PHIN	B	0.52%
BY	B	0.52%
REZI	A	0.52%
MRC	B	0.51%
HIW	D	0.51%
SAH	B	0.51%
PRDO	B	0.51%
WMK	B	0.5%
LADR	B	0.5%
ZD	B	0.5%
MLKN	D	0.49%
SBH	C	0.49%
NWN	B	0.49%
ABR	B	0.49%
VSCO	B	0.48%
SCSC	B	0.48%
NWE	C	0.48%
BNL	D	0.48%
CMCO	B	0.48%
AMN	F	0.48%
VSTS	D	0.47%
NAVI	D	0.47%
MODG	F	0.47%
LZB	C	0.47%
ADNT	D	0.45%
VSAT	F	0.45%
OEC	D	0.44%
HY	F	0.43%
IPGP	C	0.42%
XRX	F	0.42%
PLYA	B	0.42%
NX	C	0.41%
KALU	B	0.41%
SFNC	B	0.41%
CVBF	B	0.41%
BANR	B	0.41%
CRK	B	0.4%
RNST	B	0.4%
LAUR	B	0.4%
WSBC	B	0.4%
SASR	A	0.4%
SNDR	B	0.39%
VBTX	B	0.39%
TCBK	B	0.39%
DAN	D	0.39%
ALG	B	0.39%
EFSC	B	0.39%
FIBK	B	0.38%
WSFS	B	0.38%
HOPE	B	0.38%
HUBG	A	0.38%
WGO	B	0.38%
SRCE	B	0.38%
FRME	B	0.38%
FULT	B	0.38%
FCF	B	0.37%
XHR	B	0.37%
PTVE	C	0.37%
WERN	B	0.37%
LGIH	F	0.36%
BUSE	B	0.36%
ARCB	C	0.36%
SPB	B	0.36%
SJW	F	0.36%
BKU	B	0.36%
UNF	B	0.35%
PEB	D	0.35%
SSTK	D	0.35%
MRTN	B	0.35%
DFH	F	0.34%
LC	B	0.32%
TTMI	B	0.32%
GOGO	C	0.31%
SCVL	D	0.31%
CRI	D	0.31%
GEO	B	0.3%
ASB	B	0.29%
HMN	B	0.29%
HLF	D	0.29%
SNEX	B	0.29%
NIC	B	0.28%
FHB	B	0.28%
FHI	A	0.28%
OMI	F	0.28%
ABM	B	0.27%
PBH	A	0.27%
ODP	F	0.27%
BHE	C	0.27%
MTX	B	0.26%
ALEX	B	0.26%
NWBI	B	0.26%
ENOV	C	0.26%
CAR	C	0.26%
FBNC	B	0.26%
SBCF	B	0.26%
SHEN	F	0.26%
THRM	F	0.25%
KWR	C	0.25%
SCL	C	0.25%
CXT	D	0.25%
ARI	D	0.25%
HTH	B	0.25%
KAR	B	0.25%
WAFD	B	0.25%
TOWN	B	0.25%
DEA	D	0.25%
STBA	B	0.24%
ROG	D	0.24%
PSMT	C	0.24%
SYNA	D	0.23%
YETI	C	0.23%
DK	D	0.22%
AVNS	F	0.21%
FOXF	F	0.21%
GO	C	0.21%
MYRG	B	0.17%
UPWK	B	0.17%
MGPI	F	0.15%
MCW	C	0.15%
CVCO	B	0.14%
CBU	B	0.14%
TCBI	B	0.14%
SHLS	D	0.14%
FDP	B	0.14%
PPBI	B	0.13%
PGRE	B	0.13%
NBTB	B	0.13%
BHLB	B	0.13%
MSEX	C	0.13%
PFS	B	0.13%
HLIO	B	0.13%
NVEE	C	0.13%
NNI	C	0.13%
CNMD	C	0.13%
SAM	B	0.13%
FBK	B	0.13%
BHF	B	0.13%
DEI	C	0.13%
IVT	B	0.13%
ROIC	A	0.13%
HAYW	C	0.13%
OI	D	0.12%
PLUS	F	0.12%
AIR	C	0.12%
XPEL	C	0.12%
STC	C	0.12%
LXP	C	0.12%
CWEN	D	0.12%
KFRC	C	0.12%
GPRE	F	0.12%
BLMN	F	0.12%
EVTC	C	0.12%
GNW	B	0.12%
NMRK	B	0.12%
UPBD	B	0.12%
MTRN	B	0.12%
MSGE	F	0.12%
SAFT	B	0.12%
JBGS	F	0.12%
CC	C	0.12%
CMTG	D	0.11%
RC	D	0.11%
CNXN	C	0.11%
OLPX	F	0.1%
GIC	D	0.1%
AIN	D	0.1%

FYT Underweight 81 Positions Relative to XSHQ

Symbol	Grade	Weight
MLI	B	-4.38%
JXN	B	-3.31%
AWI	B	-2.54%
APAM	B	-2.12%
KTB	B	-2.02%
BMI	B	-1.96%
PJT	B	-1.95%
ALKS	B	-1.9%
IBP	F	-1.88%
CORT	B	-1.82%
LNC	B	-1.77%
BCC	B	-1.61%
FTDR	B	-1.58%
POWL	B	-1.56%
FSS	C	-1.55%
WDFC	B	-1.51%
BCPC	B	-1.49%
SIG	B	-1.48%
CEIX	B	-1.41%
MHO	D	-1.35%
SM	C	-1.35%
RDN	C	-1.32%
AX	B	-1.3%
FELE	A	-1.26%
IDCC	B	-1.26%
CRVL	B	-1.2%
CNS	C	-1.2%
ASO	F	-1.18%
AGO	B	-1.18%
FBP	B	-1.17%
TBBK	B	-1.09%
AMR	C	-1.06%
BRC	A	-1.06%
GMS	B	-1.05%
ARCH	B	-1.04%
AGYS	B	-1.04%
HP	C	-1.02%
DORM	B	-1.01%
AEO	F	-1.0%
NMIH	C	-0.95%
OTTR	C	-0.93%
EPAC	B	-0.88%
PAYO	B	-0.83%
UE	B	-0.8%
PLMR	C	-0.74%
ASTH	F	-0.7%
APOG	B	-0.69%
YELP	C	-0.69%
IPAR	B	-0.61%
WOR	F	-0.61%
CENX	B	-0.61%
SXI	B	-0.6%
TNC	F	-0.56%
HWKN	C	-0.55%
MCY	B	-0.53%
CHCO	B	-0.53%
BANF	B	-0.52%
WABC	B	-0.52%
LKFN	B	-0.51%
NHC	B	-0.48%
FIZZ	B	-0.44%
COLL	F	-0.43%
WT	B	-0.42%
STAA	F	-0.42%
TILE	B	-0.4%
AMSF	A	-0.4%
ATEN	B	-0.39%
HRMY	D	-0.37%
WNC	C	-0.35%
GDEN	B	-0.35%
LPG	F	-0.32%
HCI	C	-0.32%
JBSS	F	-0.29%
REX	C	-0.28%
PCRX	D	-0.23%
IIIN	D	-0.22%
MNRO	B	-0.22%
LQDT	B	-0.15%
SLP	D	-0.13%
NPK	B	-0.11%
USNA	C	-0.11%