FYT vs. XMHQ ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Invesco S&P MidCap Quality ETF (XMHQ)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$50.84

Average Daily Volume

10,662

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

XMHQ

Invesco S&P MidCap Quality ETF

XMHQ Description

The investment seeks to track the investment results (before fees and expenses) of the S&P MidCap 400Â® Quality Index (the underlying index). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, the index provider first calculates the quality score of each security in the S&P MidCap 400Â® Index.

Grade (RS Rating)

Last Trade

$95.72

Average Daily Volume

445,027

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	XMHQ
30 Days	-3.10%	-7.80%
60 Days	-3.94%	-10.06%
90 Days	-4.02%	-12.04%
12 Months	13.97%	22.05%

4 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in XMHQ	Overlap
CRI	F	0.2%	0.39%	0.2%
FHI	C	0.37%	0.41%	0.37%
HELE	F	0.33%	0.31%	0.31%
IBOC	C	0.55%	0.41%	0.41%

FYT Overweight 248 Positions Relative to XMHQ

Symbol	Grade	Weight
USM	B	1.04%
PRDO	C	0.81%
CRK	D	0.78%
REVG	D	0.77%
LILAK	B	0.74%
ABR	B	0.73%
SNDR	B	0.72%
INVA	B	0.72%
CNX	C	0.7%
CALM	B	0.7%
NMIH	B	0.7%
PHIN	D	0.69%
ATSG	C	0.68%
PRG	D	0.68%
AVA	D	0.67%
LZB	C	0.66%
FFBC	D	0.66%
WMK	D	0.66%
HIW	C	0.66%
VSH	D	0.66%
MODG	D	0.65%
CRC	C	0.65%
NWN	F	0.65%
SPB	D	0.65%
SCHL	D	0.64%
EIG	C	0.64%
RC	C	0.63%
UVV	D	0.63%
JBT	F	0.63%
ARCH	C	0.63%
UAA	F	0.63%
GHC	D	0.62%
TGNA	D	0.62%
CASH	B	0.61%
DNOW	D	0.61%
IMKTA	F	0.61%
ABM	B	0.61%
SLVM	D	0.6%
TALO	F	0.59%
MLKN	D	0.58%
GEF	F	0.58%
PINC	F	0.57%
KN	D	0.57%
BZH	F	0.57%
FULT	D	0.57%
WSFS	B	0.56%
AX	B	0.56%
CABO	F	0.56%
NBHC	B	0.56%
GDEN	F	0.56%
BANR	C	0.55%
DIOD	C	0.55%
CNO	B	0.55%
RLJ	F	0.55%
BNL	B	0.55%
HTLD	C	0.55%
VBTX	C	0.55%
STBA	B	0.55%
SASR	C	0.55%
NWE	D	0.54%
AAT	B	0.54%
CATY	D	0.54%
MRTN	C	0.54%
HUBG	C	0.54%
PEBO	D	0.54%
KSS	F	0.54%
HE	F	0.54%
FCF	B	0.53%
SR	C	0.53%
EBC	B	0.53%
DAN	F	0.52%
SAH	D	0.52%
GEO	B	0.52%
ENVA	B	0.52%
EFSC	C	0.52%
OCFC	B	0.51%
KOS	F	0.51%
PFS	D	0.51%
WERN	F	0.5%
INDB	D	0.5%
FRME	D	0.5%
MSGE	D	0.49%
CUBI	B	0.48%
SBH	D	0.47%
REZI	D	0.47%
ALGT	F	0.46%
NHC	A	0.46%
CCS	D	0.45%
AMN	F	0.45%
PARR	F	0.45%
GOGO	D	0.44%
ICUI	B	0.44%
NAVI	F	0.44%
CXW	D	0.43%
APOG	D	0.43%
TCBK	C	0.42%
TRMK	C	0.42%
SNEX	B	0.42%
EPC	B	0.42%
HLF	C	0.42%
HPP	D	0.41%
ODP	F	0.41%
CTOS	F	0.41%
EAT	C	0.41%
BKU	C	0.41%
ADNT	F	0.41%
EQC	C	0.41%
UNF	B	0.4%
SRCE	B	0.4%
OFG	B	0.4%
TOWN	B	0.39%
PFBC	D	0.39%
NWBI	C	0.39%
BUSE	B	0.39%
RYI	F	0.39%
PNM	D	0.39%
FIBK	B	0.39%
OEC	F	0.38%
SJW	D	0.38%
WAFD	C	0.38%
GES	D	0.38%
RNST	B	0.38%
BOOT	B	0.37%
FOXF	C	0.37%
KMT	F	0.37%
VSCO	D	0.37%
BKE	D	0.36%
HOPE	C	0.36%
WSBC	D	0.36%
ANDE	D	0.35%
SFNC	D	0.35%
CENTA	D	0.35%
SSTK	F	0.34%
HTLF	B	0.34%
PDCO	F	0.34%
PRIM	D	0.33%
OLPX	F	0.33%
LTH	B	0.33%
JBLU	C	0.32%
ECVT	D	0.32%
MATW	F	0.32%
HTZ	F	0.31%
LGND	B	0.31%
LGIH	F	0.31%
CWEN	D	0.31%
VAC	F	0.31%
VCTR	D	0.31%
MTX	C	0.3%
LNN	D	0.3%
WOR	F	0.3%
WGO	F	0.29%
DEA	B	0.29%
PLXS	D	0.29%
NX	F	0.29%
XRX	F	0.28%
FBP	B	0.28%
NBTB	B	0.28%
CHGG	F	0.27%
KOP	F	0.27%
BDC	C	0.27%
JBGS	B	0.26%
ASB	D	0.26%
TRS	D	0.26%
WD	D	0.26%
CVBF	C	0.26%
PCRX	F	0.26%
UCBI	D	0.26%
DEI	D	0.26%
KALU	D	0.26%
GTY	D	0.26%
BLMN	F	0.26%
HTH	D	0.26%
BHLB	C	0.26%
PSMT	D	0.26%
CNXN	D	0.26%
TCBI	C	0.26%
KLG	F	0.25%
AUB	C	0.25%
NMRK	C	0.25%
MCRI	D	0.25%
SBCF	D	0.25%
PLUS	D	0.25%
XHR	D	0.25%
FHB	C	0.25%
DFIN	D	0.25%
THS	C	0.25%
FBNC	C	0.24%
ZD	F	0.24%
VRTS	D	0.24%
PATK	D	0.24%
OMCL	F	0.24%
CMCO	F	0.21%
BXC	F	0.19%
OI	F	0.18%
TTMI	B	0.17%
JELD	F	0.17%
FWRD	D	0.17%
CBRL	F	0.16%
AIR	B	0.16%
MWA	C	0.15%
CAKE	C	0.15%
ADUS	B	0.15%
B	B	0.15%
ALEX	B	0.14%
ROG	D	0.14%
STRA	C	0.14%
NNI	C	0.14%
CTS	D	0.14%
HLIO	D	0.14%
NIC	C	0.13%
STC	D	0.13%
DORM	C	0.13%
GNW	D	0.13%
NVEE	F	0.13%
CBU	B	0.13%
COHU	B	0.13%
IBTX	B	0.13%
PGRE	C	0.13%
OII	B	0.13%
HNI	C	0.13%
MPW	F	0.13%
CPK	C	0.13%
SHOO	C	0.13%
LXP	B	0.13%
KFY	B	0.13%
FBK	B	0.13%
CVCO	D	0.12%
OXM	D	0.12%
KFRC	D	0.12%
VICR	F	0.12%
APAM	D	0.12%
ARI	D	0.12%
AIN	D	0.12%
SCL	D	0.12%
SHEN	C	0.12%
PPBI	F	0.12%
ATUS	F	0.11%
CSGS	F	0.11%
HI	F	0.11%
DK	F	0.11%
IART	C	0.11%
CMTG	D	0.11%
FDP	F	0.11%
ENOV	F	0.1%
ARCB	D	0.1%
ADV	D	0.1%
GO	D	0.1%
PTVE	F	0.1%

FYT Underweight 75 Positions Relative to XMHQ

Symbol	Grade	Weight
WSM	D	-3.82%
MANH	B	-3.72%
CSL	C	-3.63%
EME	D	-2.95%
CELH	F	-2.5%
PSTG	B	-2.46%
RS	D	-2.24%
THC	C	-2.07%
MEDP	C	-2.02%
RNR	D	-1.96%
LECO	F	-1.93%
OC	D	-1.93%
GGG	D	-1.88%
FIX	D	-1.82%
ERIE	C	-1.79%
BLD	D	-1.72%
WMS	D	-1.66%
DKS	C	-1.64%
ELF	C	-1.59%
CROX	C	-1.57%
TOL	D	-1.53%
KNSL	F	-1.51%
WFRD	B	-1.49%
CNM	D	-1.45%
DT	F	-1.44%
CW	C	-1.43%
LSCC	D	-1.39%
TREX	F	-1.35%
CHE	D	-1.29%
CHK	D	-1.29%
MUSA	C	-1.26%
CR	C	-1.25%
RGLD	B	-1.25%
AFG	D	-1.15%
LSTR	D	-1.15%
DINO	D	-1.13%
PRI	C	-1.11%
AYI	D	-1.1%
DCI	D	-1.08%
EXP	D	-1.07%
SEIC	D	-1.07%
UFPI	D	-1.04%
CVLT	B	-1.04%
INGR	D	-1.03%
AIT	C	-1.02%
SAIC	D	-0.98%
CHX	C	-0.98%
LNTH	C	-0.95%
SSD	F	-0.94%
QLYS	D	-0.93%
VNT	D	-0.92%
MSA	C	-0.92%
RLI	D	-0.89%
CRUS	A	-0.87%
VVV	B	-0.83%
COKE	B	-0.83%
PCTY	F	-0.81%
ESNT	C	-0.77%
MDU	C	-0.77%
KBH	D	-0.74%
EXPO	C	-0.73%
MTG	B	-0.73%
CBT	D	-0.7%
G	D	-0.69%
MSM	F	-0.63%
NEU	D	-0.59%
NSP	F	-0.58%
LOPE	C	-0.57%
LANC	B	-0.56%
ENS	C	-0.54%
TEX	D	-0.51%
VC	D	-0.47%
YETI	F	-0.47%
SAM	C	-0.46%
CACC	B	-0.39%