FYT vs. VABS ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Virtus Newfleet ABS/MBS ETF (VABS)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$56.28

Average Daily Volume

23,255

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

VABS

Virtus Newfleet ABS/MBS ETF

VABS Description

The Fund seeks to generate income by investing primarily in short-duration, investment-grade securitized debt across asset-backed securities (ABS) and mortgage-backed securities (MBS), including commercial and residential MBS. A disciplined, time-tested investment process and rigorous risk management approach seeks to target ABS and MBS with competitive yield and current income across undervalued areas of securitized credit markets.

Grade (RS Rating)

Last Trade

$24.52

Average Daily Volume

777

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	VABS
30 Days	1.41%	1.11%
60 Days	-0.48%	2.19%
90 Days	8.75%	3.13%
12 Months	17.71%	7.82%

5 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in VABS	Overlap
ABR	B	0.49%	0.1%	0.1%
CNO	B	0.59%	0.01%	0.01%
EQC	B	0.39%	1.49%	0.39%
LXP	B	0.13%	0.17%	0.13%
RLJ	D	0.59%	4.48%	0.59%

FYT Overweight 246 Positions Relative to VABS

Symbol	Grade	Weight
PRG	B	0.81%
HE	F	0.78%
CCS	B	0.76%
INVA	B	0.75%
BZH	B	0.73%
NMIH	B	0.73%
PHIN	B	0.72%
BNL	B	0.72%
EBC	B	0.71%
CNX	A	0.7%
UAA	C	0.69%
NWE	A	0.69%
EIG	B	0.69%
AVA	B	0.68%
NWN	B	0.68%
GHC	C	0.67%
SR	B	0.67%
ATSG	D	0.67%
WMK	C	0.67%
LZB	C	0.67%
IMKTA	D	0.66%
SPB	B	0.66%
UVV	D	0.66%
GEF	D	0.65%
GDEN	D	0.64%
TGNA	C	0.63%
HPP	D	0.63%
STBA	B	0.62%
CXW	F	0.62%
HIW	B	0.62%
KOP	F	0.62%
ENVA	C	0.62%
CUBI	F	0.62%
NX	D	0.61%
EFSC	B	0.61%
LGIH	C	0.6%
AAT	B	0.59%
FCF	C	0.59%
BKU	C	0.59%
JBT	D	0.58%
RYI	F	0.58%
SBH	B	0.58%
INDB	C	0.58%
RC	D	0.58%
CALM	B	0.57%
GES	F	0.57%
CABO	F	0.57%
FFBC	C	0.56%
SNDR	B	0.56%
CRI	C	0.56%
CATY	B	0.55%
SCHL	D	0.55%
FRME	C	0.54%
DNOW	D	0.54%
REVG	C	0.54%
OCFC	B	0.54%
OLPX	C	0.53%
KSS	F	0.53%
NAVI	C	0.53%
HUBG	C	0.52%
PFBC	C	0.52%
ALGT	F	0.52%
IBOC	C	0.52%
VSH	D	0.51%
WGO	D	0.51%
PRDO	D	0.51%
WERN	D	0.51%
ARCH	F	0.51%
PEBO	C	0.5%
SAH	D	0.5%
ADNT	F	0.5%
USM	C	0.5%
LILAK	D	0.49%
ABM	D	0.49%
CENTA	D	0.49%
FBNC	B	0.48%
HTZ	D	0.48%
MATW	F	0.47%
ANDE	D	0.47%
CRK	D	0.47%
REZI	D	0.47%
SASR	B	0.47%
PARR	F	0.46%
CRC	C	0.46%
VSCO	C	0.46%
TOWN	B	0.45%
PATK	B	0.45%
LGND	C	0.45%
TALO	F	0.45%
EPC	F	0.45%
MSGE	B	0.44%
PDCO	F	0.44%
AMN	F	0.43%
SFNC	B	0.43%
NWBI	C	0.42%
BANR	B	0.42%
BKE	B	0.42%
ADV	C	0.42%
SSTK	F	0.42%
VBTX	B	0.42%
OFG	C	0.42%
CASH	B	0.42%
CTOS	F	0.41%
HOPE	B	0.41%
PNM	B	0.41%
OI	D	0.4%
SJW	C	0.4%
OMCL	C	0.4%
WSBC	D	0.4%
AX	D	0.4%
WSFS	C	0.4%
UNF	B	0.4%
SLVM	B	0.4%
FHB	C	0.4%
MCRI	B	0.4%
RNST	D	0.39%
DAN	F	0.39%
BXC	D	0.39%
FIBK	B	0.39%
KMT	B	0.39%
CENX	D	0.39%
OMI	D	0.39%
JELD	D	0.38%
NBHC	C	0.38%
FHI	A	0.38%
CHGG	F	0.37%
ICUI	B	0.37%
APOG	B	0.37%
KOS	F	0.36%
HTLD	D	0.36%
ECVT	F	0.36%
KN	D	0.36%
NMRK	B	0.36%
MLKN	D	0.36%
ODP	F	0.36%
MRTN	D	0.34%
ARCB	D	0.34%
ROIC	B	0.32%
ZD	D	0.32%
CBRL	D	0.32%
CMCO	F	0.32%
VRTS	D	0.32%
GEO	F	0.32%
WAFD	B	0.31%
DORM	B	0.31%
DEI	B	0.31%
DIOD	F	0.31%
MODG	F	0.31%
GTY	B	0.3%
PLUS	B	0.3%
HELE	D	0.3%
VAC	F	0.3%
NHC	D	0.29%
GOGO	F	0.29%
ALEX	B	0.29%
CWT	C	0.28%
CNXN	B	0.28%
SBCF	C	0.28%
TCBI	B	0.28%
UCBI	B	0.28%
CSGS	C	0.28%
DFIN	B	0.28%
AUB	C	0.28%
KLG	C	0.28%
NIC	C	0.28%
CPK	B	0.28%
TCBK	C	0.27%
PBH	B	0.27%
BUSE	C	0.27%
PSMT	B	0.27%
BDC	B	0.27%
VCTR	B	0.27%
SRCE	C	0.27%
PRIM	C	0.27%
SAFT	C	0.27%
MCY	C	0.27%
LCII	C	0.27%
OEC	F	0.27%
DEA	B	0.27%
FULT	C	0.26%
HLF	F	0.26%
SNEX	C	0.26%
TRMK	C	0.26%
CVBF	C	0.25%
HTH	C	0.25%
LNN	C	0.24%
EAT	B	0.24%
PTVE	D	0.24%
TRS	D	0.24%
SHEN	F	0.23%
XHR	C	0.23%
MTX	D	0.22%
PCRX	F	0.22%
BLMN	F	0.21%
STRA	D	0.21%
KALU	F	0.2%
FOXF	F	0.19%
FDP	B	0.16%
LTH	B	0.16%
VSAT	F	0.15%
BMBL	F	0.15%
CBU	C	0.15%
PLXS	B	0.15%
CVCO	B	0.15%
PFS	B	0.15%
NNI	B	0.14%
ADUS	B	0.14%
MWA	C	0.14%
HNI	B	0.14%
BHLB	C	0.14%
THS	C	0.14%
NBTB	D	0.14%
CWEN	B	0.14%
STC	B	0.14%
FBK	B	0.14%
JBGS	B	0.14%
BOOT	B	0.14%
PPBI	D	0.13%
KFY	B	0.13%
HMN	C	0.13%
SHOO	B	0.13%
WD	B	0.13%
PGRE	C	0.13%
GNW	B	0.13%
FBP	C	0.13%
ENOV	F	0.12%
OII	D	0.12%
ASB	D	0.12%
NVEE	F	0.12%
CMTG	F	0.12%
APAM	C	0.12%
KFRC	D	0.12%
AIN	D	0.12%
ATUS	C	0.12%
SCL	D	0.11%
XRX	F	0.11%
CTS	D	0.11%
WOR	F	0.11%
CAKE	C	0.11%
THRM	D	0.11%
ROG	D	0.1%
OXM	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 46 Positions Relative to VABS

Symbol	Grade	Weight
BW	F	-2.27%
EFC	B	-1.89%
BFS	C	-1.53%
DRH	C	-1.35%
PBI	C	-1.34%
TWO	B	-1.26%
ARR	B	-1.25%
GNL	B	-0.94%
F	D	-0.87%
MFA	A	-0.86%
CIM	A	-0.82%
IVR	C	-0.78%
DBRG	D	-0.62%
ET	B	-0.55%
EPR	B	-0.47%
MITT	B	-0.45%
CTO	C	-0.29%
PSEC	C	-0.23%
TDS	C	-0.23%
PMT	B	-0.21%
AHH	B	-0.17%
SHO	D	-0.17%
INN	C	-0.16%
ATCOL	B	-0.15%
BHR	D	-0.15%
UMH	C	-0.11%
ALLY	F	-0.1%
FTAI	B	-0.06%
ALTG	F	-0.05%
FHN	D	-0.04%
NYCB	D	-0.04%
AL	D	-0.04%
CIO	B	-0.03%
NLY	A	-0.03%
SNV	C	-0.02%
DX	A	-0.02%
CODI	D	-0.02%
PEB	D	-0.01%
VNO	B	-0.01%
BOH	C	-0.01%
SF	A	-0.01%
EQH	C	-0.01%
COF	C	-0.01%
IFF	B	-0.01%
JPM	D	-0.01%
NEE	B	-0.01%