FYT vs. SDVY ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.73

Average Daily Volume

18,752

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$36.40

Average Daily Volume

1,251,926

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SDVY
30 Days	0.39%	4.94%
60 Days	4.13%	10.06%
90 Days	8.13%	11.92%
12 Months	21.06%	34.63%

14 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SDVY	Overlap
BKE	B	0.41%	1.03%	0.41%
CALM	A	0.59%	1.03%	0.59%
CCS	C	0.75%	1.03%	0.75%
CRC	B	0.47%	0.99%	0.47%
CRI	D	0.52%	1.04%	0.52%
EBC	B	0.7%	1.0%	0.7%
FBP	B	0.14%	1.07%	0.14%
IBOC	D	0.5%	1.01%	0.5%
PHIN	D	0.72%	0.98%	0.72%
PRDO	D	0.5%	1.03%	0.5%
SHOO	A	0.14%	1.07%	0.14%
SLVM	C	0.44%	0.99%	0.44%
VSH	F	0.49%	1.05%	0.49%
WGO	D	0.51%	1.02%	0.51%

FYT Overweight 237 Positions Relative to SDVY

Symbol	Grade	Weight
PRG	C	0.86%
CNX	A	0.77%
UAA	B	0.76%
BZH	C	0.73%
NMIH	B	0.73%
BNL	C	0.72%
GHC	A	0.7%
INVA	B	0.7%
LZB	D	0.69%
NWE	C	0.69%
HE	F	0.68%
NWN	D	0.68%
EIG	A	0.68%
AVA	D	0.68%
ATSG	D	0.67%
SR	D	0.67%
GEF	B	0.66%
UVV	D	0.66%
TGNA	B	0.66%
WMK	D	0.66%
IMKTA	F	0.65%
SPB	C	0.65%
ENVA	B	0.63%
HIW	C	0.62%
LGIH	C	0.62%
EFSC	D	0.61%
STBA	D	0.61%
CNO	B	0.61%
RLJ	D	0.61%
GDEN	D	0.61%
SBH	B	0.6%
NX	F	0.6%
CXW	F	0.6%
KOP	F	0.6%
JBT	B	0.6%
FCF	D	0.59%
BKU	D	0.59%
RYI	D	0.59%
CABO	F	0.59%
AAT	C	0.59%
HPP	F	0.59%
INDB	D	0.57%
GES	F	0.57%
ALGT	D	0.57%
RC	F	0.57%
DNOW	F	0.56%
CUBI	F	0.56%
SNDR	D	0.56%
HTZ	F	0.56%
ADNT	F	0.55%
OCFC	C	0.55%
FRME	D	0.54%
OLPX	C	0.54%
FFBC	D	0.54%
CATY	B	0.54%
VSCO	C	0.53%
REVG	D	0.53%
ARCH	D	0.53%
ABR	C	0.52%
KSS	D	0.52%
WERN	D	0.51%
SCHL	F	0.51%
HUBG	D	0.51%
SAH	D	0.51%
PFBC	D	0.51%
CRK	B	0.51%
NAVI	D	0.5%
ABM	D	0.49%
USM	B	0.49%
REZI	D	0.48%
LILAK	D	0.48%
ANDE	D	0.48%
PEBO	F	0.48%
FBNC	B	0.47%
CENTA	F	0.47%
SASR	B	0.46%
PATK	A	0.46%
CENX	C	0.44%
EPC	F	0.44%
MATW	F	0.44%
VBTX	C	0.44%
SSTK	F	0.44%
BANR	B	0.43%
PDCO	F	0.43%
MSGE	B	0.43%
SFNC	B	0.43%
TOWN	C	0.43%
DAN	D	0.42%
PARR	F	0.42%
PNM	B	0.42%
LGND	C	0.42%
TALO	D	0.42%
OFG	D	0.42%
MCRI	B	0.41%
NWBI	D	0.41%
HOPE	B	0.41%
JELD	D	0.41%
CASH	C	0.41%
ADV	F	0.4%
CTOS	F	0.4%
BXC	D	0.4%
UNF	A	0.4%
OI	D	0.4%
FHI	A	0.4%
FIBK	C	0.39%
OMI	F	0.39%
KMT	C	0.39%
APOG	B	0.39%
AMN	F	0.39%
AX	D	0.39%
FHB	D	0.39%
RNST	D	0.38%
WSBC	D	0.38%
WSFS	D	0.38%
NBHC	D	0.38%
SJW	D	0.38%
OMCL	C	0.38%
EQC	D	0.37%
KN	B	0.37%
CBRL	D	0.37%
NMRK	C	0.37%
ARCB	F	0.37%
ODP	F	0.36%
ECVT	F	0.36%
ICUI	B	0.36%
KOS	F	0.35%
HTLD	F	0.35%
CMCO	D	0.35%
MRTN	F	0.34%
VRTS	D	0.33%
MLKN	F	0.33%
CHGG	F	0.32%
DEI	A	0.32%
PLUS	B	0.32%
MODG	F	0.32%
DORM	C	0.31%
ROIC	C	0.31%
ZD	D	0.31%
GEO	D	0.31%
BDC	A	0.3%
VAC	D	0.3%
HELE	D	0.3%
WAFD	D	0.29%
MCY	B	0.29%
GTY	C	0.29%
DIOD	F	0.29%
AUB	D	0.28%
NIC	D	0.28%
LCII	C	0.28%
CSGS	B	0.28%
VCTR	A	0.28%
TCBI	B	0.28%
CNXN	C	0.28%
ALEX	D	0.28%
CPK	C	0.28%
NHC	D	0.28%
PRIM	A	0.28%
SRCE	D	0.27%
CWT	D	0.27%
SNEX	B	0.27%
SAFT	D	0.27%
PSMT	A	0.27%
DEA	D	0.27%
DFIN	B	0.27%
SBCF	D	0.27%
OEC	F	0.27%
UCBI	B	0.27%
TRMK	D	0.26%
FULT	D	0.26%
EAT	A	0.26%
PTVE	D	0.26%
TCBK	D	0.26%
BUSE	D	0.26%
KLG	F	0.26%
HTH	F	0.25%
GOGO	F	0.25%
CVBF	B	0.25%
PBH	D	0.25%
HLF	F	0.25%
XHR	A	0.25%
PCRX	D	0.24%
LNN	C	0.24%
TRS	D	0.24%
MTX	C	0.22%
SHEN	F	0.22%
FOXF	F	0.21%
BLMN	F	0.21%
KALU	D	0.2%
STRA	F	0.2%
LTH	B	0.16%
FDP	C	0.16%
CBU	D	0.15%
CVCO	C	0.15%
BMBL	F	0.15%
CWEN	C	0.15%
PFS	D	0.15%
PLXS	A	0.15%
BOOT	B	0.15%
NBTB	D	0.14%
ADUS	D	0.14%
HNI	B	0.14%
WD	C	0.14%
BHLB	D	0.14%
JBGS	C	0.14%
FBK	B	0.14%
MWA	A	0.14%
STC	D	0.14%
ATUS	C	0.14%
OII	D	0.13%
PPBI	D	0.13%
KFY	C	0.13%
PGRE	D	0.13%
HMN	B	0.13%
NNI	B	0.13%
THS	D	0.13%
LXP	D	0.13%
GNW	A	0.13%
KFRC	F	0.12%
NVEE	F	0.12%
ASB	D	0.12%
CAKE	A	0.12%
AIN	F	0.12%
APAM	B	0.12%
WOR	F	0.11%
SCL	D	0.11%
CTS	B	0.11%
ENOV	F	0.11%
CMTG	F	0.11%
VSAT	F	0.11%
THRM	F	0.11%
OXM	F	0.1%
ROG	D	0.1%
XRX	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 81 Positions Relative to SDVY

Symbol	Grade	Weight
DELL	C	-1.13%
AOS	C	-1.13%
RL	B	-1.12%
LECO	D	-1.1%
STLD	C	-1.1%
MATX	C	-1.1%
EXPD	D	-1.09%
CRBG	B	-1.09%
WLK	C	-1.09%
J	F	-1.09%
CR	A	-1.09%
CF	A	-1.09%
ITT	C	-1.09%
GGG	C	-1.08%
VOYA	A	-1.08%
LSTR	F	-1.08%
WMS	D	-1.08%
CMC	D	-1.08%
FIX	A	-1.08%
AMKR	F	-1.08%
RS	D	-1.08%
KTB	C	-1.08%
WSM	C	-1.07%
NTAP	D	-1.07%
BCC	C	-1.07%
AGCO	D	-1.07%
DKS	D	-1.07%
SNA	C	-1.07%
GRMN	D	-1.07%
IEX	D	-1.07%
CHK	C	-1.07%
LEA	F	-1.07%
IBP	C	-1.07%
OMC	C	-1.06%
SLM	B	-1.06%
EDR	A	-1.06%
RHI	D	-1.06%
G	A	-1.06%
ALLY	F	-1.06%
IPG	D	-1.06%
UNM	A	-1.06%
EQH	B	-1.05%
ESNT	A	-1.05%
OC	C	-1.05%
MTG	A	-1.05%
EG	A	-1.05%
TOL	C	-1.05%
JXN	A	-1.05%
CINF	A	-1.05%
TEX	F	-1.05%
AFG	A	-1.05%
MTH	C	-1.04%
RDN	D	-1.04%
CADE	B	-1.04%
WTFC	B	-1.04%
BPOP	D	-1.04%
UFPI	C	-1.04%
RF	B	-1.04%
BEN	F	-1.04%
FITB	C	-1.04%
RGA	B	-1.04%
DINO	F	-1.03%
HBAN	B	-1.03%
EWBC	B	-1.03%
EME	B	-1.03%
PHM	C	-1.03%
MLI	B	-1.03%
SYF	A	-1.02%
CFG	C	-1.02%
SNV	D	-1.02%
OZK	D	-1.02%
ZION	D	-1.01%
KBH	D	-1.01%
CMA	C	-1.01%
NSP	F	-0.99%
TPL	A	-0.98%
AESI	B	-0.98%
WTTR	B	-0.97%
MGY	B	-0.96%
SM	D	-0.96%
WHD	A	-0.94%