FYT vs. QQQS ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Invesco NASDAQ Future Gen 200 ETF (QQQS)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.50

Average Daily Volume

10,732

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

QQQS

Invesco NASDAQ Future Gen 200 ETF

QQQS Description

The fund generally will invest at least 90% of its total assets in the securities that comprise the index. The index excludes securities of issuers included in the Nasdaq-100 Index® (an index that measures the performance of 100 of the largest Nasdaq-listed non-financial companies by market capitalization) and the Nasdaq Next Generation 100 Index® (an index that measures the performance of the 100 largest Nasdaq-listed companies outside of the NASDAQ-100 Index® based on market capitalization). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.62

Average Daily Volume

1,707

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	FYT	QQQS
30 Days	4.97%	-1.10%
60 Days	3.63%	0.42%
90 Days	6.36%	3.12%
12 Months	21.86%	24.25%

12 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in QQQS	Overlap
GOGO	C	0.27%	0.49%	0.27%
GT	C	0.64%	0.52%	0.52%
HELE	C	0.65%	0.6%	0.6%
IART	C	0.63%	0.59%	0.59%
INVA	D	0.61%	0.51%	0.51%
IOSP	C	0.26%	0.51%	0.26%
IPGP	D	0.36%	0.55%	0.36%
MLKN	F	0.47%	0.4%	0.4%
SYNA	D	0.24%	0.46%	0.24%
THRM	F	0.23%	0.42%	0.23%
VSAT	F	0.32%	0.26%	0.26%
XRX	F	0.39%	0.37%	0.37%

FYT Overweight 244 Positions Relative to QQQS

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	B	0.79%
HTZ	C	0.76%
BFH	B	0.73%
JBT	A	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	C	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TGNA	B	0.7%
TALO	C	0.69%
DNOW	B	0.69%
ULH	B	0.69%
PINC	B	0.69%
KMT	C	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	A	0.65%
PK	D	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
REZI	A	0.62%
GIII	F	0.62%
VAC	C	0.62%
WS	B	0.62%
BTU	B	0.62%
KOS	D	0.62%
CRGY	A	0.62%
SPNT	A	0.62%
PARR	F	0.61%
PLAB	C	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	C	0.59%
TRMK	B	0.59%
EPC	F	0.59%
VC	F	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	B	0.58%
ZD	B	0.58%
PRDO	B	0.58%
RES	D	0.57%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
CAL	F	0.56%
FFBC	B	0.56%
WKC	C	0.55%
USM	B	0.55%
PHIN	A	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	B	0.54%
DBRG	F	0.54%
WMK	B	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	F	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
AMWD	B	0.51%
GES	F	0.51%
SBH	B	0.5%
GEO	A	0.5%
CVI	D	0.5%
SCSC	B	0.5%
VSCO	A	0.5%
EQC	A	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	B	0.48%
NWE	C	0.47%
ABR	C	0.47%
OEC	C	0.47%
CVBF	A	0.46%
ANDE	F	0.46%
VSTS	F	0.46%
HIW	D	0.46%
SASR	B	0.44%
CASH	B	0.44%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	B	0.43%
CATY	B	0.43%
CRK	A	0.43%
FULT	B	0.42%
FRME	B	0.42%
PFBC	B	0.42%
WSFS	B	0.41%
HY	D	0.41%
RNST	B	0.41%
SFNC	B	0.41%
EFSC	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
BKU	A	0.4%
TCBK	B	0.4%
VBTX	B	0.4%
KALU	C	0.4%
SNDR	A	0.39%
ALG	C	0.39%
DAN	F	0.39%
HOPE	B	0.39%
FIBK	A	0.39%
FCF	B	0.39%
SRCE	B	0.39%
HUBG	A	0.39%
NX	C	0.39%
WGO	D	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
BUSE	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
WERN	B	0.37%
UNF	B	0.36%
KLG	D	0.36%
MRTN	D	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
PEB	F	0.33%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	B	0.32%
LC	B	0.32%
CAR	C	0.3%
GRBK	D	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	A	0.29%
HMN	B	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	B	0.28%
DFH	F	0.28%
NWBI	B	0.27%
SBCF	B	0.27%
CSGS	B	0.27%
FBNC	B	0.27%
ABM	B	0.26%
MTX	C	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
BHE	B	0.26%
HTH	C	0.25%
STBA	B	0.25%
DK	D	0.25%
ROCK	D	0.25%
GO	C	0.25%
OFG	B	0.24%
SCL	D	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	A	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
PSMT	D	0.23%
ROG	D	0.22%
PATK	C	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	C	0.18%
UPWK	C	0.17%
MCW	C	0.15%
MGPI	F	0.15%
TCBI	B	0.15%
FDP	A	0.14%
BHF	B	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	B	0.14%
MTRN	C	0.13%
XPEL	C	0.13%
DEI	A	0.13%
HLIO	C	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
PPBI	B	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	C	0.12%
CNMD	C	0.12%
OI	D	0.12%
MSEX	B	0.12%
UPBD	C	0.12%
EVTC	C	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
JBGS	D	0.11%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	D	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	D	0.11%
SHLS	F	0.11%
CNXN	D	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	F	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 178 Positions Relative to QQQS

Symbol	Grade	Weight
SGMO	C	-1.55%
AAOI	A	-1.22%
ATOM	C	-1.07%
CDXC	A	-1.02%
GEVO	D	-1.01%
KOD	B	-0.98%
AMSC	C	-0.87%
CORT	B	-0.79%
PACB	D	-0.78%
EGHT	C	-0.74%
IHRT	C	-0.74%
FARO	B	-0.74%
LITE	B	-0.73%
NTGR	B	-0.72%
ALT	C	-0.69%
ATRC	C	-0.68%
MASI	B	-0.67%
CDXS	B	-0.67%
MRSN	C	-0.67%
XNCR	B	-0.66%
TILE	A	-0.66%
IDCC	B	-0.66%
LOVE	A	-0.66%
ATEC	C	-0.65%
NWL	B	-0.63%
LYTS	B	-0.63%
AGIO	C	-0.62%
AKBA	C	-0.61%
ADPT	C	-0.61%
PTCT	B	-0.61%
SATS	D	-0.6%
RMBS	C	-0.6%
COMM	D	-0.59%
SSYS	B	-0.59%
PAHC	B	-0.58%
ITRI	B	-0.58%
ERII	D	-0.58%
VIAV	C	-0.58%
RBBN	B	-0.58%
BELFB	D	-0.57%
BVS	D	-0.57%
KPTI	D	-0.57%
AEYE	C	-0.57%
SONO	C	-0.56%
TCMD	B	-0.56%
QURE	D	-0.56%
FSTR	B	-0.56%
MGNX	D	-0.56%
MNKD	B	-0.55%
DMRC	B	-0.55%
MCFT	C	-0.55%
VREX	B	-0.55%
LGND	C	-0.55%
DBX	C	-0.54%
CNDT	C	-0.54%
IGMS	F	-0.54%
SMTC	B	-0.54%
GPRO	F	-0.54%
BAND	D	-0.54%
BCYC	F	-0.53%
MDXG	B	-0.53%
KLIC	C	-0.53%
OMCL	C	-0.53%
CVLT	A	-0.53%
AQST	D	-0.53%
OFIX	B	-0.53%
AVAV	C	-0.52%
SUPN	B	-0.52%
AEIS	B	-0.52%
ICUI	D	-0.52%
PCRX	C	-0.52%
TBPH	B	-0.52%
MMSI	A	-0.52%
KE	C	-0.52%
CGNX	D	-0.51%
ALEC	F	-0.51%
LIVN	D	-0.51%
EXTR	C	-0.51%
MVIS	F	-0.51%
FGEN	F	-0.51%
INFN	D	-0.51%
NTCT	C	-0.51%
NKTR	F	-0.5%
HEAR	C	-0.5%
ALKS	C	-0.5%
MXL	C	-0.5%
VYGR	F	-0.5%
AXGN	D	-0.49%
OMER	B	-0.49%
RDWR	B	-0.49%
SFIX	B	-0.49%
MITK	D	-0.49%
VNDA	C	-0.49%
OSIS	A	-0.49%
IQ	F	-0.49%
JOUT	F	-0.47%
GNTX	F	-0.47%
SRDX	B	-0.47%
ABUS	D	-0.46%
IRBT	F	-0.46%
ACIU	D	-0.46%
MKSI	C	-0.46%
GTX	D	-0.46%
PLSE	C	-0.46%
POWI	D	-0.46%
ANGO	C	-0.46%
CSIQ	F	-0.46%
MATW	C	-0.46%
OPK	B	-0.46%
OSUR	F	-0.45%
PDSB	F	-0.45%
SNBR	F	-0.45%
AZTA	D	-0.45%
HIMX	F	-0.45%
LASR	F	-0.45%
TTEC	F	-0.45%
LFUS	D	-0.45%
SIBN	F	-0.45%
BCRX	D	-0.44%
ARWR	D	-0.44%
FOLD	F	-0.44%
NVCR	C	-0.44%
IMMR	F	-0.44%
MDWD	D	-0.44%
CTMX	F	-0.43%
DCTH	C	-0.43%
AMRN	F	-0.43%
STRO	F	-0.43%
SLAB	F	-0.43%
OLED	F	-0.43%
IRWD	F	-0.42%
ARAY	D	-0.42%
XFOR	F	-0.41%
INGN	C	-0.41%
AUTL	F	-0.41%
EDIT	F	-0.4%
ALDX	D	-0.4%
ENTA	F	-0.4%
MCRB	F	-0.4%
VXRT	F	-0.4%
CERS	D	-0.4%
KALV	F	-0.39%
AMKR	F	-0.39%
SIMO	D	-0.39%
PRTA	F	-0.38%
SIGA	F	-0.38%
VECO	F	-0.38%
AEHR	F	-0.38%
VRNT	D	-0.38%
IONS	F	-0.38%
AXTI	F	-0.37%
ACLS	F	-0.37%
QRTEA	F	-0.37%
SCPH	F	-0.37%
ATRO	D	-0.36%
PRPL	F	-0.35%
CRUS	F	-0.35%
BLUE	F	-0.34%
XRAY	D	-0.34%
LTRX	F	-0.34%
BOOM	F	-0.34%
SAGE	F	-0.33%
LXRX	F	-0.33%
ANIK	D	-0.32%
HRTX	F	-0.32%
DOOO	F	-0.32%
LUNA	F	-0.32%
TXG	F	-0.32%
AOSL	D	-0.31%
FATE	F	-0.31%
ADAP	F	-0.3%
RVNC	F	-0.3%
CHRS	D	-0.29%
OPTN	F	-0.28%
AVNW	F	-0.25%
TPIC	F	-0.25%
SEDG	F	-0.24%
SCLX	F	-0.02%