FYT vs. PSCI ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to PowerShares S&P SmallCap Industrials Portfolio (PSCI)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.50

Average Daily Volume

10,732

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

PSCI

PowerShares S&P SmallCap Industrials Portfolio

PSCI Description

The PowerShares S&P SmallCap Industrials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Industrials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US industrial companies. These companies are principally engaged in the business of providing industrial products and services, including engineering, heavy machinery, construction, electrical equipment, aerospace and defense and general manufacturing. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$145.60

Average Daily Volume

5,697

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	PSCI
30 Days	4.97%	7.82%
60 Days	3.63%	9.89%
90 Days	6.36%	13.80%
12 Months	21.86%	39.20%

29 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in PSCI	Overlap
ABM	B	0.26%	1.36%	0.26%
AIN	C	0.11%	0.96%	0.11%
AIR	B	0.12%	0.88%	0.12%
ALG	C	0.39%	0.75%	0.39%
AMWD	B	0.51%	0.59%	0.51%
ARCB	C	0.37%	1.06%	0.37%
CSGS	B	0.27%	0.59%	0.27%
CXW	C	1.03%	0.97%	0.97%
DNOW	B	0.69%	0.58%	0.58%
GBX	B	0.79%	0.75%	0.75%
GEO	A	0.5%	1.33%	0.5%
HAYW	B	0.12%	0.84%	0.12%
HTZ	C	0.76%	0.15%	0.15%
HUBG	A	0.39%	1.14%	0.39%
JBT	A	0.73%	1.39%	0.73%
KAR	B	0.28%	0.8%	0.28%
KMT	C	0.68%	0.87%	0.68%
LNN	B	0.24%	0.51%	0.24%
MLKN	F	0.47%	0.64%	0.47%
MRTN	D	0.35%	0.39%	0.35%
MYRG	C	0.18%	0.92%	0.18%
NVEE	F	0.12%	0.46%	0.12%
NX	C	0.39%	0.54%	0.39%
REZI	A	0.62%	1.35%	0.62%
ROCK	D	0.25%	0.83%	0.25%
SNDR	A	0.39%	0.55%	0.39%
UNF	B	0.36%	1.13%	0.36%
VSTS	F	0.46%	0.59%	0.46%
WERN	B	0.37%	0.95%	0.37%

FYT Overweight 227 Positions Relative to PSCI

Symbol	Grade	Weight
RIOT	C	0.98%
BMBL	C	0.79%
BFH	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	C	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TGNA	B	0.7%
TALO	C	0.69%
ULH	B	0.69%
PINC	B	0.69%
EIG	B	0.68%
GEF	A	0.66%
GPOR	A	0.65%
HELE	C	0.65%
PK	D	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
GIII	F	0.62%
VAC	C	0.62%
WS	B	0.62%
BTU	B	0.62%
KOS	D	0.62%
CRGY	A	0.62%
SPNT	A	0.62%
PARR	F	0.61%
PLAB	C	0.61%
INVA	D	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	C	0.59%
TRMK	B	0.59%
EPC	F	0.59%
VC	F	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	B	0.58%
ZD	B	0.58%
PRDO	B	0.58%
RES	D	0.57%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
CAL	F	0.56%
FFBC	B	0.56%
WKC	C	0.55%
USM	B	0.55%
PHIN	A	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	B	0.54%
DBRG	F	0.54%
WMK	B	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	F	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
GES	F	0.51%
SBH	B	0.5%
CVI	D	0.5%
SCSC	B	0.5%
VSCO	A	0.5%
EQC	A	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	B	0.48%
NWE	C	0.47%
ABR	C	0.47%
OEC	C	0.47%
CVBF	A	0.46%
ANDE	F	0.46%
HIW	D	0.46%
SASR	B	0.44%
CASH	B	0.44%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	B	0.43%
CATY	B	0.43%
CRK	A	0.43%
FULT	B	0.42%
FRME	B	0.42%
PFBC	B	0.42%
WSFS	B	0.41%
HY	D	0.41%
RNST	B	0.41%
SFNC	B	0.41%
EFSC	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
BKU	A	0.4%
TCBK	B	0.4%
VBTX	B	0.4%
KALU	C	0.4%
DAN	F	0.39%
HOPE	B	0.39%
FIBK	A	0.39%
FCF	B	0.39%
SRCE	B	0.39%
XRX	F	0.39%
WGO	D	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
BUSE	B	0.37%
MODG	F	0.37%
KLG	D	0.36%
IPGP	D	0.36%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
PEB	F	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	B	0.32%
LC	B	0.32%
CAR	C	0.3%
GRBK	D	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	A	0.29%
HMN	B	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
OMI	F	0.28%
DFH	F	0.28%
NWBI	B	0.27%
SBCF	B	0.27%
GOGO	C	0.27%
FBNC	B	0.27%
MTX	C	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	B	0.26%
HTH	C	0.25%
STBA	B	0.25%
DK	D	0.25%
GO	C	0.25%
SYNA	D	0.24%
OFG	B	0.24%
SCL	D	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	A	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
PSMT	D	0.23%
ROG	D	0.22%
PATK	C	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
UPWK	C	0.17%
MCW	C	0.15%
MGPI	F	0.15%
TCBI	B	0.15%
FDP	A	0.14%
BHF	B	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	B	0.14%
MTRN	C	0.13%
XPEL	C	0.13%
DEI	A	0.13%
HLIO	C	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
PPBI	B	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	C	0.12%
CNMD	C	0.12%
OI	D	0.12%
MSEX	B	0.12%
UPBD	C	0.12%
EVTC	C	0.12%
PGRE	F	0.12%
SAFT	B	0.12%
JBGS	D	0.11%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	D	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	D	0.11%
SHLS	F	0.11%
CNXN	D	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	F	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 63 Positions Relative to PSCI

Symbol	Grade	Weight
MLI	B	-3.99%
RHI	C	-2.88%
CSWI	B	-2.6%
AWI	A	-2.5%
AVAV	C	-2.43%
ALK	A	-2.41%
MOG.A	B	-2.39%
ZWS	B	-2.11%
DY	D	-2.08%
BCC	C	-2.06%
MATX	B	-2.06%
FSS	B	-2.05%
ACA	A	-1.91%
AL	B	-1.85%
GTES	A	-1.77%
SKYW	B	-1.69%
FELE	B	-1.6%
GVA	A	-1.59%
KFY	B	-1.54%
GMS	B	-1.51%
RXO	C	-1.49%
RUSHA	B	-1.46%
VRRM	F	-1.41%
ESE	B	-1.38%
NPO	A	-1.29%
BRC	C	-1.25%
POWL	C	-1.22%
TRN	B	-1.16%
GFF	A	-1.06%
EPAC	B	-1.03%
HNI	A	-0.98%
AZZ	A	-0.95%
SXI	B	-0.92%
RUN	F	-0.84%
HI	C	-0.83%
MRCY	C	-0.82%
B	A	-0.79%
APOG	B	-0.71%
JBLU	F	-0.7%
TNC	F	-0.64%
TILE	A	-0.56%
VICR	C	-0.52%
PBI	C	-0.46%
TGI	A	-0.46%
ALGT	C	-0.4%
DLX	B	-0.39%
PRLB	B	-0.37%
VVI	B	-0.36%
HSII	B	-0.36%
WNC	D	-0.33%
ASTE	C	-0.33%
HCSG	C	-0.33%
DXPE	B	-0.33%
MATW	C	-0.28%
FWRD	D	-0.25%
NVRI	D	-0.22%
IIIN	C	-0.22%
SNCY	C	-0.22%
LQDT	B	-0.21%
KELYA	F	-0.19%
HTLD	C	-0.19%
NPK	C	-0.15%
TWI	F	-0.14%