FYT vs. DPST ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Direxion Daily Regional Banks Bull 3X Shares (DPST)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.66

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

DPST

Direxion Daily Regional Banks Bull 3X Shares

DPST Description

The investment seeks daily investment results, before fees and expenses, of 300% of the performance of the Solactive Regional Bank Index. The fund creates long positions by investing at least 80% of its assets in the securities that comprise the Solactive Regional Bank Index and/or financial instruments that provide leveraged and unleveraged exposure to the index. These financial instruments include: futures contracts; options on securities, indices and futures contracts; equity caps, floors and collars; swap agreements; forward contracts; short positions; reverse repurchase agreements; etc. It is non-diversified.

Grade (RS Rating)

Last Trade

$155.64

Average Daily Volume

1,138,737

Number of Holdings ^*

140

* may have additional holdings in another (foreign) market

Performance

Period	FYT	DPST
30 Days	7.02%	34.77%
60 Days	5.29%	40.34%
90 Days	4.45%	37.62%
12 Months	23.16%	148.68%

46 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in DPST	Overlap
ASB	B	0.3%	0.76%	0.3%
BANR	B	0.44%	0.29%	0.29%
BHLB	B	0.14%	0.19%	0.14%
BKU	A	0.4%	0.6%	0.4%
BUSE	B	0.37%	0.1%	0.1%
BY	B	0.57%	0.1%	0.1%
CASH	B	0.44%	0.28%	0.28%
CATY	B	0.43%	0.37%	0.37%
CBU	B	0.14%	0.38%	0.14%
CUBI	B	0.72%	0.56%	0.56%
CVBF	A	0.46%	0.39%	0.39%
EBC	B	0.55%	0.4%	0.4%
EFSC	B	0.41%	0.15%	0.15%
FBK	C	0.14%	0.15%	0.14%
FBNC	B	0.27%	0.15%	0.15%
FCF	B	0.39%	0.2%	0.2%
FFBC	B	0.56%	0.24%	0.24%
FHB	B	0.29%	0.34%	0.29%
FIBK	B	0.39%	0.42%	0.39%
FRME	B	0.42%	0.22%	0.22%
FULT	A	0.42%	0.61%	0.42%
HOPE	C	0.39%	0.2%	0.2%
HTH	C	0.25%	0.23%	0.23%
INDB	B	0.59%	0.38%	0.38%
NBTB	B	0.13%	0.18%	0.13%
NIC	B	0.29%	0.09%	0.09%
NWBI	B	0.27%	0.2%	0.2%
OFG	B	0.24%	0.21%	0.21%
PEBO	B	0.58%	0.09%	0.09%
PFBC	B	0.42%	0.15%	0.15%
PFS	B	0.14%	0.39%	0.14%
PPBI	C	0.13%	0.3%	0.13%
RNST	B	0.41%	0.31%	0.31%
SASR	B	0.44%	0.22%	0.22%
SBCF	B	0.27%	0.28%	0.27%
SFNC	C	0.41%	0.25%	0.25%
SRCE	B	0.39%	0.11%	0.11%
STBA	B	0.25%	0.11%	0.11%
TCBI	C	0.15%	0.64%	0.15%
TCBK	C	0.4%	0.11%	0.11%
TOWN	B	0.26%	0.17%	0.17%
TRMK	C	0.59%	0.24%	0.24%
VBTX	B	0.4%	0.2%	0.2%
WAFD	B	0.26%	0.33%	0.26%
WSBC	B	0.43%	0.17%	0.17%
WSFS	B	0.41%	0.31%	0.31%

FYT Overweight 210 Positions Relative to DPST

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
BFH	C	0.73%
JBT	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TGNA	B	0.7%
TALO	C	0.69%
DNOW	B	0.69%
ULH	C	0.69%
PINC	B	0.69%
KMT	B	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	B	0.65%
HELE	C	0.65%
PK	C	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
GIII	D	0.62%
VAC	C	0.62%
WS	C	0.62%
BTU	B	0.62%
KOS	D	0.62%
CRGY	B	0.62%
SPNT	B	0.62%
PARR	F	0.61%
PLAB	C	0.61%
INVA	D	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	A	0.59%
EPC	F	0.59%
VC	F	0.59%
IMKTA	C	0.59%
ZD	B	0.58%
PRDO	B	0.58%
RES	D	0.57%
GHC	B	0.56%
FOR	F	0.56%
CAL	F	0.56%
WKC	C	0.55%
USM	B	0.55%
PHIN	A	0.55%
KSS	F	0.54%
SAH	C	0.54%
DBRG	F	0.54%
WMK	C	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	D	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
AMWD	C	0.51%
GES	F	0.51%
SBH	C	0.5%
GEO	B	0.5%
CVI	F	0.5%
SCSC	C	0.5%
VSCO	C	0.5%
EQC	B	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
OEC	C	0.47%
MLKN	F	0.47%
ANDE	D	0.46%
VSTS	C	0.46%
HIW	C	0.46%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
CRK	B	0.43%
HY	D	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
KALU	C	0.4%
SNDR	B	0.39%
ALG	B	0.39%
DAN	D	0.39%
HUBG	A	0.39%
NX	C	0.39%
XRX	F	0.39%
WGO	C	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
WERN	C	0.37%
UNF	B	0.36%
KLG	B	0.36%
IPGP	D	0.36%
MRTN	D	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
PEB	D	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	C	0.32%
LC	A	0.32%
CAR	C	0.3%
GRBK	D	0.3%
SCVL	F	0.3%
SNEX	B	0.29%
HMN	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	B	0.28%
DFH	D	0.28%
GOGO	C	0.27%
CSGS	B	0.27%
ABM	B	0.26%
MTX	B	0.26%
ENOV	C	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	C	0.26%
DK	C	0.25%
ROCK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
SCL	C	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
PSMT	D	0.23%
ROG	D	0.22%
PATK	C	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	C	0.15%
MGPI	F	0.15%
FDP	B	0.14%
BHF	C	0.14%
MTRN	C	0.13%
XPEL	B	0.13%
DEI	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	C	0.12%
CNMD	C	0.12%
OI	C	0.12%
MSEX	C	0.12%
UPBD	B	0.12%
EVTC	B	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
JBGS	F	0.11%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	F	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CNXN	C	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 94 Positions Relative to DPST

Symbol	Grade	Weight
MTB	A	-3.58%
HBAN	A	-3.46%
RF	A	-3.39%
CFG	B	-3.29%
TFC	A	-3.13%
FHN	A	-2.77%
ZION	B	-2.23%
WBS	A	-1.74%
WAL	B	-1.67%
SNV	C	-1.65%
OZK	B	-1.63%
EWBC	A	-1.5%
COLB	B	-1.36%
CFR	B	-1.35%
SSB	B	-1.15%
PNFP	B	-1.13%
CADE	B	-1.08%
VLY	B	-1.07%
AX	B	-1.05%
WTFC	A	-1.02%
UMBF	B	-0.98%
PB	B	-0.94%
ONB	C	-0.86%
FNB	A	-0.83%
CBSH	B	-0.82%
BPOP	C	-0.8%
BANC	B	-0.68%
TBBK	B	-0.67%
HWC	B	-0.66%
GBCI	B	-0.61%
HOMB	A	-0.57%
FFIN	B	-0.56%
BOH	B	-0.54%
FBP	C	-0.5%
ABCB	B	-0.48%
UBSI	B	-0.45%
AUB	B	-0.4%
BOKF	B	-0.36%
IBOC	B	-0.35%
SFBS	C	-0.35%
UCB	A	-0.34%
TFIN	B	-0.31%
IBTX	B	-0.3%
HTLF	B	-0.3%
NBHC	C	-0.26%
PRK	B	-0.2%
BANF	B	-0.18%
EGBN	B	-0.18%
FBMS	B	-0.17%
LKFN	C	-0.17%
LOB	C	-0.16%
OCFC	B	-0.14%
CHCO	B	-0.14%
BRKL	B	-0.14%
QCRH	B	-0.13%
DCOM	B	-0.13%
WABC	B	-0.13%
CPF	B	-0.11%
HAFC	B	-0.11%
AMAL	B	-0.11%
SYBT	B	-0.11%
CFFN	C	-0.11%
MCB	B	-0.11%
PFC	B	-0.11%
NFBK	C	-0.1%
OSBC	A	-0.1%
HFWA	C	-0.1%
FFWM	C	-0.1%
CNOB	B	-0.09%
IBCP	B	-0.09%
TMP	B	-0.09%
CFB	B	-0.09%
HTBK	B	-0.09%
WASH	C	-0.08%
CCB	A	-0.08%
KRNY	C	-0.08%
SBSI	C	-0.08%
TFSL	A	-0.08%
MBWM	B	-0.07%
AMTB	B	-0.07%
HIFS	C	-0.07%
OBK	C	-0.07%
PGC	B	-0.07%
UVSP	B	-0.06%
CTBI	B	-0.06%
TRST	B	-0.06%
FFIC	B	-0.06%
CAC	C	-0.05%
THFF	B	-0.05%
MSBI	B	-0.05%
HBNC	B	-0.05%
CLBK	C	-0.03%
HONE	C	-0.03%
GSBC	C	-0.03%