FYC vs. TXSS ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Texas Small Cap Equity Index ETF (TXSS)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.07

Average Daily Volume

18,144

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

TXSS

Texas Small Cap Equity Index ETF

TXSS Description

The fund seeks to achieve its investment objective by investing at least 80% of its assets in securities included in its underlying index. The index is a diversified, float-adjusted sector and, market-capitalization weighted index designed to reflect the performance primarily of stocks in small-capitalization companies that are headquartered in Texas.

Grade (RS Rating)

Last Trade

$29.28

Average Daily Volume

376

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

Performance

Period	FYC	TXSS
30 Days	11.14%	8.04%
60 Days	18.93%	13.16%
90 Days	20.70%	12.67%
12 Months	50.73%

29 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in TXSS	Overlap
ADUS	D	0.35%	2.67%	0.35%
AESI	D	0.23%	0.2%	0.2%
ALKT	C	0.59%	0.35%	0.35%
AROC	B	0.25%	0.5%	0.25%
AZZ	C	0.35%	0.44%	0.35%
CNK	A	0.68%	0.54%	0.54%
DSGR	B	0.64%	0.74%	0.64%
EAT	B	0.86%	3.25%	0.86%
GSHD	B	0.62%	0.38%	0.38%
HLX	D	0.21%	0.2%	0.2%
IESC	B	0.7%	1.31%	0.7%
KNTK	B	0.27%	2.71%	0.27%
NPAB	F	0.46%	0.55%	0.46%
NXRT	C	0.24%	1.59%	0.24%
OII	B	0.37%	0.48%	0.37%
PLAY	C	0.14%	0.8%	0.14%
POWL	B	0.73%	0.5%	0.5%
PRIM	A	0.69%	0.93%	0.69%
SABR	C	0.44%	0.2%	0.2%
SKWD	B	0.55%	0.23%	0.23%
STRL	A	0.68%	1.36%	0.68%
SWI	B	0.26%	0.13%	0.13%
THR	D	0.11%	0.19%	0.11%
TRN	B	0.63%	0.52%	0.52%
USLM	A	0.59%	0.2%	0.2%
VCTR	B	0.55%	0.42%	0.42%
VITL	D	0.5%	1.97%	0.5%
WTTR	B	0.36%	0.14%	0.14%
XPRO	F	0.09%	0.46%	0.09%

FYC Overweight 211 Positions Relative to TXSS

Symbol	Grade	Weight
TRUP	C	0.83%
PAYO	A	0.73%
PRCT	B	0.72%
ROAD	B	0.72%
YOU	D	0.71%
WULF	B	0.71%
LRN	A	0.7%
RKLB	B	0.7%
GVA	B	0.68%
IDCC	A	0.68%
QCRH	B	0.68%
PTON	B	0.68%
TGTX	B	0.68%
ATGE	A	0.68%
MCY	B	0.68%
ALHC	B	0.67%
STEP	B	0.67%
FTDR	B	0.66%
ENVA	B	0.66%
PJT	B	0.66%
AMRX	C	0.65%
SGBX	F	0.65%
PTGX	B	0.65%
ACLX	A	0.64%
SATS	C	0.64%
PBI	A	0.64%
PRM	B	0.63%
SLVM	B	0.63%
VCYT	B	0.63%
KYMR	B	0.62%
CHEF	C	0.61%
JANX	C	0.61%
DOCS	B	0.61%
CDE	C	0.6%
CALM	B	0.6%
TBBK	C	0.6%
REVG	C	0.6%
NHC	C	0.59%
ASTH	B	0.59%
RYTM	B	0.58%
HNI	B	0.58%
SKYW	B	0.57%
MNKD	B	0.57%
CPRX	B	0.56%
WWW	A	0.56%
PTCT	B	0.55%
BCRX	C	0.54%
CCOI	B	0.54%
OSW	A	0.54%
LMND	B	0.54%
NBHC	B	0.54%
CWAN	B	0.53%
CRAI	B	0.53%
SYBT	B	0.53%
HWKN	D	0.53%
INTA	A	0.53%
ADMA	C	0.52%
PRK	B	0.52%
MWA	B	0.51%
TGLS	C	0.51%
AGIO	A	0.51%
DORM	B	0.51%
MIRM	C	0.5%
AORT	B	0.5%
OSCR	F	0.5%
LFST	C	0.49%
OUT	C	0.49%
SMTC	A	0.49%
NMIH	D	0.48%
PLMR	C	0.48%
PRGS	A	0.48%
LMAT	B	0.48%
CHWY	C	0.47%
GERN	D	0.46%
FBP	C	0.46%
BLBD	F	0.45%
COLL	F	0.45%
SHAK	B	0.44%
SEMR	C	0.43%
RNG	A	0.43%
CAKE	B	0.43%
UFPT	C	0.43%
IOVA	C	0.42%
MBIN	F	0.42%
EVH	F	0.42%
CENX	B	0.41%
HRMY	D	0.41%
NRIX	B	0.41%
ASPN	F	0.41%
HURN	B	0.4%
APOG	B	0.4%
VERX	B	0.4%
CARG	B	0.39%
BANF	B	0.39%
WT	B	0.39%
UE	B	0.39%
AMPH	D	0.39%
GABC	B	0.39%
LITE	A	0.38%
AAT	B	0.38%
ICFI	C	0.38%
BGC	A	0.38%
ESE	B	0.37%
KTOS	B	0.37%
DOCN	D	0.37%
SITM	A	0.37%
CHCO	B	0.37%
ESRT	C	0.36%
FLNC	D	0.36%
CWT	D	0.36%
IIPR	D	0.36%
KN	B	0.36%
BKD	F	0.35%
BRC	B	0.35%
BLFS	B	0.35%
PMT	D	0.35%
TWST	C	0.34%
GFF	C	0.34%
MGNI	C	0.34%
NHI	D	0.34%
OSIS	C	0.33%
NSA	D	0.33%
CIFR	C	0.32%
OCUL	C	0.31%
MYGN	F	0.3%
NVAX	F	0.29%
HLIT	F	0.29%
TNDM	F	0.28%
IAS	C	0.28%
DRVN	A	0.27%
BANC	B	0.27%
EPAC	B	0.27%
LGND	A	0.27%
CEIX	A	0.27%
CDP	C	0.27%
HEES	B	0.27%
SKT	A	0.26%
SXI	B	0.26%
WDFC	B	0.26%
RXST	D	0.26%
MAC	B	0.26%
WRBY	B	0.26%
TNL	A	0.26%
CPK	C	0.25%
KW	B	0.25%
AGM	B	0.25%
GTY	C	0.25%
MGEE	A	0.25%
LKFN	B	0.25%
EPR	D	0.24%
HUMA	F	0.24%
AIV	D	0.24%
ALX	D	0.24%
FCPT	D	0.24%
SXT	B	0.24%
UMH	D	0.24%
JJSF	B	0.24%
ELME	D	0.24%
ANIP	F	0.24%
DNLI	C	0.23%
SCS	C	0.23%
ARQT	C	0.23%
GTX	F	0.23%
CDRE	F	0.23%
AGYS	C	0.23%
NEO	C	0.23%
ACVA	C	0.22%
ARDX	D	0.22%
CMPR	F	0.21%
PHR	F	0.2%
MIR	B	0.17%
WEN	C	0.14%
PAR	A	0.14%
BL	C	0.13%
APAM	B	0.13%
CLB	C	0.13%
CTS	B	0.13%
CBZ	B	0.13%
LTC	B	0.13%
WABC	B	0.13%
APPN	B	0.13%
MLNK	B	0.13%
FOLD	D	0.13%
TGI	C	0.13%
SOUN	C	0.13%
GNL	D	0.12%
STRA	D	0.12%
TR	C	0.12%
RRR	C	0.12%
ACAD	D	0.12%
NSSC	F	0.12%
CARS	D	0.12%
BXMT	B	0.12%
JAMF	D	0.12%
IRDM	C	0.12%
ENVX	F	0.12%
AMC	F	0.12%
SMPL	C	0.12%
PZZA	C	0.12%
YELP	C	0.12%
AWR	C	0.12%
FBRT	B	0.12%
AZTA	F	0.11%
VECO	F	0.11%
JOE	F	0.11%
BEAM	D	0.11%
TNC	F	0.11%
CLDX	F	0.1%
RLAY	F	0.1%
LPG	F	0.1%
ARLO	C	0.1%

FYC Underweight 121 Positions Relative to TXSS

Symbol	Grade	Weight
HHH	B	-6.7%
AMN	F	-2.76%
DNOW	C	-2.47%
GPI	B	-2.44%
NSP	F	-2.4%
EE	B	-2.32%
NTST	F	-2.09%
MRC	B	-2.07%
RUSHA	B	-2.06%
OMCL	B	-1.96%
ASO	F	-1.79%
USPH	C	-1.44%
DXPE	B	-1.3%
CMC	B	-1.21%
XPEL	D	-1.16%
INN	D	-1.13%
CSWI	A	-1.09%
WSR	B	-1.05%
CHX	D	-1.03%
SAVA	F	-1.0%
AGL	F	-0.98%
WLK	F	-0.9%
VTOL	C	-0.89%
NXST	B	-0.89%
TPG	B	-0.88%
COOP	B	-0.83%
GRBK	D	-0.82%
ITGR	A	-0.8%
QTWO	B	-0.79%
WHD	B	-0.78%
ACA	B	-0.74%
MGY	B	-0.73%
MUR	F	-0.72%
SBH	C	-0.69%
HUN	F	-0.69%
BTMD	D	-0.68%
SLAB	D	-0.66%
CSV	B	-0.66%
LGIH	D	-0.62%
YETI	D	-0.59%
CVEO	D	-0.58%
FFIN	B	-0.57%
DIOD	D	-0.53%
CCO	C	-0.53%
HESM	C	-0.51%
TDW	F	-0.5%
IBOC	B	-0.48%
UEC	B	-0.48%
SVRA	D	-0.48%
PTEN	D	-0.46%
THRY	F	-0.44%
TASK	C	-0.42%
RXT	B	-0.42%
ALG	C	-0.34%
EWCZ	D	-0.33%
IBTX	B	-0.32%
CRGY	A	-0.31%
CVI	F	-0.29%
TFIN	B	-0.29%
STC	D	-0.28%
BHR	C	-0.28%
NX	C	-0.27%
RICK	C	-0.24%
GLDD	B	-0.23%
HTH	C	-0.21%
TH	D	-0.21%
TSHA	F	-0.21%
CSTL	B	-0.2%
UPBD	C	-0.2%
VBTX	B	-0.2%
TALO	D	-0.2%
FOR	C	-0.19%
SMHI	F	-0.19%
CRK	A	-0.17%
PARR	F	-0.17%
CECO	D	-0.16%
AAOI	C	-0.14%
PRO	C	-0.14%
APLD	C	-0.13%
NOVA	F	-0.13%
BMBL	D	-0.13%
SBSI	C	-0.13%
NR	C	-0.12%
ETWO	F	-0.12%
EBF	D	-0.11%
RBBN	A	-0.11%
LUNR	C	-0.1%
GDOT	B	-0.08%
BIGC	D	-0.08%
EGY	F	-0.08%
EZPW	B	-0.08%
LPRO	C	-0.08%
PUMP	D	-0.08%
EHTH	C	-0.07%
FFWM	C	-0.07%
PX	B	-0.07%
APPS	F	-0.06%
AMPY	C	-0.06%
LEGH	C	-0.06%
IHRT	C	-0.06%
TTI	C	-0.06%
RMBL	C	-0.06%
SPFI	B	-0.06%
ORN	C	-0.06%
ANET	A	-0.06%
BRY	F	-0.05%
AVNW	F	-0.05%
LSEA	F	-0.05%
WTI	C	-0.05%
CTGO	C	-0.05%
GRNT	C	-0.05%
NGS	B	-0.05%
LXRX	F	-0.05%
OIS	C	-0.05%
KLXE	D	-0.04%
EPM	C	-0.04%
STTK	F	-0.04%
LAW	C	-0.04%
REI	C	-0.04%
FET	D	-0.04%
ASUR	C	-0.04%