FNY vs. GVLU ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Gotham 1000 Value ETF (GVLU)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$84.38

Average Daily Volume

14,079

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

GVLU

Gotham 1000 Value ETF

GVLU Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by generally investing in equity securities of 400-600 mid- to large-capitalization companies chosen from a universe of the largest 1,400 companies listed on U.S. stock exchanges measured by market capitalization.

Grade (RS Rating)

Last Trade

$24.90

Average Daily Volume

25,935

Number of Holdings ^*

475

* may have additional holdings in another (foreign) market

Performance

Period	FNY	GVLU
30 Days	3.17%	-0.70%
60 Days	6.75%	1.65%
90 Days	10.40%	3.30%
12 Months	39.18%	23.60%

70 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in GVLU	Overlap
ACIW	B	0.81%	0.14%	0.14%
AIT	B	0.66%	0.13%	0.13%
ALLE	D	0.41%	0.1%	0.1%
ALSN	B	0.85%	0.31%	0.31%
AM	A	0.14%	0.1%	0.1%
ANF	C	0.56%	0.32%	0.32%
AOS	F	0.24%	0.09%	0.09%
ATI	C	0.59%	0.15%	0.15%
AXTA	B	0.31%	0.32%	0.31%
AYI	B	0.49%	0.19%	0.19%
AZEK	B	0.41%	0.08%	0.08%
BCO	F	0.6%	0.32%	0.32%
BDC	B	0.46%	0.1%	0.1%
BOOT	D	0.56%	0.0%	0.0%
BRBR	A	0.47%	0.04%	0.04%
CBT	C	0.58%	0.37%	0.37%
CFR	B	0.34%	0.03%	0.03%
CNM	C	0.14%	0.1%	0.1%
COKE	C	0.63%	0.09%	0.09%
CROX	F	0.29%	0.28%	0.28%
CRUS	F	0.35%	0.2%	0.2%
CSWI	A	0.79%	0.01%	0.01%
CW	B	0.8%	0.02%	0.02%
DBX	C	0.3%	0.23%	0.23%
DCI	B	0.15%	0.23%	0.15%
DKS	D	0.4%	0.02%	0.02%
DVA	C	0.64%	0.38%	0.38%
EEFT	C	0.29%	0.35%	0.29%
ELAN	D	0.14%	0.08%	0.08%
ESAB	C	0.35%	0.1%	0.1%
EWBC	A	0.68%	0.02%	0.02%
EXEL	B	0.77%	0.22%	0.22%
FCN	F	0.25%	0.42%	0.25%
FFIV	B	0.46%	0.1%	0.1%
FLS	A	0.47%	0.12%	0.12%
FOUR	A	0.76%	0.1%	0.1%
FSS	B	0.53%	0.01%	0.01%
GAP	D	0.28%	0.3%	0.28%
GOLF	B	0.15%	0.35%	0.15%
GPK	D	0.27%	0.14%	0.14%
GTLS	A	0.18%	0.15%	0.15%
H	B	0.14%	0.15%	0.14%
HALO	F	0.58%	0.05%	0.05%
IBOC	B	0.49%	0.11%	0.11%
IBP	F	0.49%	0.01%	0.01%
KD	A	0.17%	0.11%	0.11%
KNF	B	0.79%	0.12%	0.12%
KNSL	B	0.27%	0.27%	0.27%
KTB	A	0.76%	0.42%	0.42%
LNTH	F	0.56%	0.33%	0.33%
LNW	F	0.16%	0.01%	0.01%
LOPE	B	0.16%	0.19%	0.16%
LTH	C	0.7%	0.14%	0.14%
MASI	B	0.17%	0.1%	0.1%
MORN	B	0.15%	0.08%	0.08%
MTCH	F	0.34%	0.21%	0.21%
NEU	D	0.14%	0.24%	0.14%
ONB	B	0.48%	0.06%	0.06%
PAYC	B	0.19%	0.16%	0.16%
PRI	A	0.46%	0.08%	0.08%
PSN	C	0.74%	0.14%	0.14%
RGLD	C	0.15%	0.22%	0.15%
RL	C	0.64%	0.24%	0.24%
RLI	A	0.3%	0.05%	0.05%
SMG	C	0.47%	0.32%	0.32%
TKO	A	0.53%	0.39%	0.39%
TTEK	F	0.7%	0.02%	0.02%
VRRM	F	0.23%	0.05%	0.05%
WHD	B	0.46%	0.44%	0.44%
WYNN	D	0.38%	0.12%	0.12%

FNY Overweight 144 Positions Relative to GVLU

Symbol	Grade	Weight
QTWO	B	0.89%
AX	B	0.88%
SFM	A	0.88%
COHR	B	0.85%
SOFI	A	0.84%
AFRM	A	0.83%
PIPR	B	0.82%
SFBS	B	0.81%
CORT	C	0.81%
ZETA	D	0.8%
ITRI	B	0.8%
FIX	A	0.79%
DUOL	A	0.78%
HLNE	A	0.78%
CACI	C	0.77%
CVLT	B	0.77%
CRS	A	0.76%
MOG.A	B	0.76%
IOT	A	0.75%
ENSG	D	0.72%
HIMS	C	0.71%
NTRA	A	0.71%
RDNT	B	0.71%
MOD	A	0.67%
EXLS	B	0.66%
IBKR	A	0.66%
HLI	B	0.65%
SLG	B	0.65%
PEGA	B	0.65%
CRDO	B	0.64%
GMED	A	0.64%
TOST	A	0.64%
TPG	A	0.64%
DY	C	0.63%
TXRH	B	0.62%
AVAV	C	0.62%
FRPT	A	0.62%
FFIN	B	0.61%
AAON	B	0.61%
EHC	B	0.6%
CRVL	A	0.6%
EXP	B	0.6%
GWRE	A	0.59%
ITGR	B	0.58%
BFAM	F	0.58%
PODD	B	0.58%
BMI	C	0.57%
KEX	B	0.57%
MMSI	A	0.57%
ITT	A	0.56%
NCLH	B	0.55%
HRB	D	0.55%
ADC	A	0.54%
AUR	C	0.52%
HASI	F	0.52%
PI	D	0.52%
EPRT	A	0.52%
DOCU	B	0.51%
S	B	0.49%
KAI	B	0.48%
PLNT	A	0.48%
AWI	B	0.48%
BWXT	A	0.46%
RYAN	B	0.45%
CLH	C	0.45%
HOMB	A	0.45%
SCI	A	0.45%
TW	A	0.44%
CNS	B	0.44%
OLLI	D	0.43%
WWD	B	0.43%
RNA	C	0.43%
SBRA	B	0.43%
BOX	B	0.43%
OHI	B	0.42%
NYT	D	0.42%
AXSM	B	0.42%
DT	C	0.42%
INSM	C	0.41%
INSP	F	0.4%
VRNS	D	0.39%
RARE	F	0.38%
RUN	F	0.36%
RVMD	B	0.36%
PCTY	B	0.35%
DTM	A	0.34%
ITCI	B	0.34%
WING	D	0.33%
CBSH	A	0.32%
WTM	A	0.31%
GKOS	A	0.3%
CWST	A	0.3%
MKTX	D	0.3%
ORA	B	0.3%
CHDN	C	0.3%
TMDX	F	0.3%
ATR	B	0.3%
BPMC	C	0.3%
MSGS	B	0.3%
RHP	B	0.29%
CTRE	C	0.28%
IRT	A	0.28%
BCPC	B	0.28%
LAMR	D	0.28%
BRX	A	0.28%
AES	F	0.28%
KRG	A	0.28%
GME	C	0.28%
REG	A	0.28%
CPT	C	0.27%
BLKB	B	0.27%
CUBE	C	0.25%
EXPO	D	0.25%
AGNC	C	0.25%
FND	F	0.23%
CLSK	C	0.2%
LYFT	C	0.19%
DAY	B	0.18%
NTNX	B	0.17%
MARA	C	0.17%
GH	B	0.17%
GATX	B	0.16%
TRMB	B	0.16%
CRNX	C	0.16%
OWL	A	0.16%
MEDP	D	0.15%
RBC	A	0.15%
ESI	B	0.15%
CHH	A	0.15%
IPAR	C	0.14%
SSD	D	0.14%
U	F	0.14%
ROIV	D	0.14%
MAIN	A	0.14%
CHE	F	0.13%
EGP	D	0.13%
FR	C	0.13%
TECH	F	0.13%
UDR	C	0.13%
APPF	C	0.13%
NNN	C	0.12%
BRKR	F	0.12%
TDW	F	0.12%
LCID	F	0.09%

FNY Underweight 405 Positions Relative to GVLU

Symbol	Grade	Weight
PPC	B	-0.58%
INGR	B	-0.56%
RNR	C	-0.55%
MOH	F	-0.51%
IDCC	B	-0.51%
ACGL	D	-0.5%
EG	D	-0.5%
FTI	A	-0.5%
PGR	B	-0.5%
MKL	A	-0.5%
PLXS	B	-0.49%
SKYW	B	-0.49%
AGO	A	-0.49%
K	B	-0.49%
ALL	A	-0.49%
THC	C	-0.48%
GL	C	-0.48%
AIZ	A	-0.48%
DG	F	-0.48%
ALKS	C	-0.47%
SLB	C	-0.47%
NRG	B	-0.47%
D	C	-0.46%
CCK	D	-0.46%
ESGR	B	-0.45%
MMM	D	-0.44%
VZ	C	-0.44%
CMI	A	-0.44%
UNM	A	-0.44%
ARMK	C	-0.44%
THG	A	-0.43%
CAG	F	-0.43%
MRO	A	-0.42%
ARW	F	-0.42%
MO	A	-0.42%
TAP	B	-0.41%
TRV	A	-0.41%
CI	D	-0.41%
GILD	C	-0.41%
EOG	A	-0.4%
JAZZ	C	-0.4%
SON	F	-0.4%
ACI	C	-0.4%
KHC	F	-0.4%
T	A	-0.4%
SLVM	C	-0.4%
MMS	D	-0.39%
DORM	B	-0.39%
PRU	B	-0.39%
ABM	B	-0.39%
HP	C	-0.38%
PRMW	C	-0.38%
PRIM	A	-0.37%
URBN	C	-0.37%
REYN	D	-0.37%
VMI	B	-0.37%
FOXA	B	-0.37%
CSL	C	-0.36%
CEG	C	-0.36%
ADTN	A	-0.36%
CNA	C	-0.36%
TPR	B	-0.36%
J	D	-0.36%
L	A	-0.36%
AVT	C	-0.36%
IPG	F	-0.36%
CMCSA	B	-0.36%
CB	C	-0.36%
FTDR	B	-0.36%
UA	C	-0.36%
MIDD	D	-0.35%
CNK	A	-0.35%
SNA	B	-0.35%
ZM	B	-0.35%
LNG	A	-0.35%
DAL	A	-0.35%
CME	A	-0.35%
VFC	C	-0.35%
STZ	D	-0.35%
POST	C	-0.34%
GFF	B	-0.34%
CNC	F	-0.34%
KR	B	-0.34%
LDOS	C	-0.34%
CHX	C	-0.34%
WRB	B	-0.34%
MSM	D	-0.34%
SMPL	B	-0.34%
SWK	F	-0.34%
NKE	F	-0.34%
CVX	A	-0.34%
RRX	B	-0.33%
SOLV	F	-0.33%
MET	A	-0.33%
HIG	B	-0.33%
TTC	F	-0.33%
DAR	B	-0.33%
LKQ	F	-0.33%
PYPL	B	-0.33%
KMB	C	-0.33%
JCI	B	-0.33%
CVS	F	-0.32%
WEX	F	-0.32%
SAM	C	-0.32%
CMC	B	-0.32%
BALL	D	-0.32%
GPN	C	-0.31%
JBL	C	-0.31%
POWL	C	-0.31%
ASH	F	-0.31%
DOX	D	-0.31%
TGT	B	-0.31%
HPQ	B	-0.3%
HSIC	C	-0.3%
IP	A	-0.3%
CINF	A	-0.3%
OPCH	F	-0.3%
BIIB	F	-0.3%
SEE	D	-0.3%
BKR	B	-0.3%
UHS	D	-0.3%
HPE	B	-0.29%
ASO	F	-0.29%
CAT	C	-0.29%
WBA	F	-0.29%
UTHR	C	-0.29%
DXC	D	-0.28%
WU	F	-0.28%
DIS	B	-0.28%
EME	A	-0.28%
SNX	D	-0.28%
TMUS	B	-0.28%
GM	B	-0.28%
GIS	F	-0.28%
CEIX	A	-0.28%
SYY	D	-0.28%
MWA	B	-0.27%
FMC	D	-0.27%
NSIT	F	-0.27%
CLX	A	-0.27%
PVH	C	-0.27%
AAL	B	-0.27%
SWKS	F	-0.27%
PPG	F	-0.27%
CBOE	C	-0.27%
FDX	B	-0.27%
CTRA	B	-0.27%
OTEX	F	-0.26%
SLGN	A	-0.26%
NWL	B	-0.26%
NFG	A	-0.26%
OGN	F	-0.26%
ATGE	B	-0.25%
MTZ	A	-0.25%
OMC	C	-0.25%
ASGN	F	-0.25%
VLO	C	-0.25%
WCC	B	-0.25%
CALM	A	-0.25%
SEM	B	-0.24%
MCY	B	-0.24%
FLO	D	-0.24%
BYD	B	-0.24%
GEN	B	-0.24%
ADM	D	-0.24%
AVNT	B	-0.24%
LCII	D	-0.24%
LRN	A	-0.23%
AFL	C	-0.23%
BBY	D	-0.23%
BRC	C	-0.23%
QCOM	F	-0.23%
KDP	D	-0.23%
RPM	B	-0.23%
IFF	D	-0.22%
VRSN	F	-0.22%
TAC	B	-0.22%
JWN	C	-0.22%
AFG	A	-0.22%
USFD	A	-0.22%
HAS	D	-0.22%
SM	C	-0.21%
FUL	F	-0.21%
GVA	A	-0.21%
HRL	D	-0.21%
WSC	F	-0.21%
UI	A	-0.21%
ORI	A	-0.21%
SWX	A	-0.21%
MAS	D	-0.2%
FELE	B	-0.2%
CHTR	B	-0.2%
OSK	C	-0.2%
NVST	C	-0.2%
CL	D	-0.2%
QGEN	F	-0.2%
BAX	F	-0.19%
BWA	D	-0.19%
UNH	C	-0.19%
KMX	C	-0.19%
COP	B	-0.19%
IPGP	D	-0.19%
MHK	D	-0.19%
SSNC	C	-0.19%
PEP	F	-0.19%
INCY	C	-0.19%
NBIX	C	-0.19%
AXS	A	-0.19%
COR	B	-0.19%
LMT	D	-0.18%
MCK	A	-0.18%
MTN	C	-0.18%
MDLZ	F	-0.18%
KFY	B	-0.18%
PBH	A	-0.18%
LNC	B	-0.17%
TDC	D	-0.17%
BERY	D	-0.17%
GTES	A	-0.17%
HUBG	A	-0.16%
CSX	C	-0.16%
UNF	B	-0.16%
OVV	C	-0.16%
FN	B	-0.16%
AGCO	F	-0.16%
SXT	C	-0.16%
JBHT	C	-0.16%
WMG	C	-0.15%
LOW	C	-0.15%
NOC	D	-0.15%
CAH	B	-0.15%
HCA	F	-0.15%
KWR	D	-0.15%
WSM	D	-0.14%
AZO	C	-0.14%
RGA	B	-0.14%
TEX	D	-0.14%
CLF	F	-0.14%
TDY	B	-0.14%
LECO	C	-0.14%
SANM	B	-0.14%
LULU	C	-0.14%
TKR	F	-0.14%
HAYW	B	-0.14%
MMC	D	-0.13%
BDX	F	-0.13%
VTRS	A	-0.13%
WH	B	-0.13%
LEVI	F	-0.13%
EXPE	B	-0.13%
COLM	B	-0.13%
JNJ	D	-0.13%
LYB	F	-0.12%
ICFI	F	-0.12%
TGNA	B	-0.12%
XRAY	D	-0.12%
AMT	D	-0.12%
DRI	C	-0.12%
MATX	B	-0.12%
USM	B	-0.12%
MSA	D	-0.12%
CNO	B	-0.12%
IRDM	F	-0.11%
TSN	B	-0.11%
LAD	B	-0.11%
CIEN	B	-0.11%
ACM	B	-0.11%
APG	C	-0.11%
MRK	F	-0.11%
HSY	F	-0.11%
STE	D	-0.11%
PII	F	-0.1%
SBAC	D	-0.1%
ACT	D	-0.1%
FG	B	-0.1%
BLD	F	-0.1%
OLN	F	-0.1%
ACLS	F	-0.1%
CF	A	-0.1%
PAYO	A	-0.09%
LBRT	F	-0.09%
RMD	C	-0.09%
CZR	F	-0.09%
HOG	F	-0.09%
EBAY	D	-0.09%
IGT	F	-0.09%
KVUE	A	-0.09%
EMN	D	-0.09%
ATKR	D	-0.09%
PNR	B	-0.08%
WEN	C	-0.08%
PSX	C	-0.08%
PTEN	C	-0.08%
APTV	F	-0.08%
LEA	F	-0.08%
DDS	B	-0.08%
GFS	C	-0.08%
TPX	B	-0.08%
NOG	B	-0.08%
OZK	B	-0.08%
ZBH	C	-0.08%
NXST	C	-0.08%
LPX	B	-0.08%
ULTA	F	-0.08%
ENS	D	-0.08%
SO	C	-0.08%
KMPR	A	-0.07%
WFG	C	-0.07%
ST	F	-0.07%
BKNG	A	-0.07%
OXY	F	-0.07%
PG	C	-0.07%
FDS	B	-0.07%
HOLX	D	-0.07%
URI	B	-0.07%
AA	A	-0.06%
BIO	C	-0.06%
BR	B	-0.06%
BMY	A	-0.06%
RBA	A	-0.06%
BJ	B	-0.06%
MAN	F	-0.06%
GNTX	F	-0.06%
AN	D	-0.06%
PFE	F	-0.06%
ELV	F	-0.06%
PM	A	-0.06%
IOSP	C	-0.06%
ROST	D	-0.05%
GNRC	B	-0.05%
BHF	C	-0.05%
WFRD	F	-0.05%
WOR	F	-0.05%
KO	D	-0.05%
CXT	C	-0.04%
ETSY	D	-0.04%
ALE	A	-0.04%
MTX	C	-0.04%
MPC	D	-0.04%
MAR	B	-0.04%
SHOO	D	-0.04%
HON	B	-0.04%
UFPI	C	-0.04%
LRCX	F	-0.04%
CPB	D	-0.03%
CPAY	A	-0.03%
MCD	D	-0.03%
JNPR	D	-0.03%
TFX	F	-0.03%
DINO	D	-0.03%
SAIC	F	-0.03%
LANC	D	-0.03%
FIZZ	C	-0.03%
HBAN	B	-0.03%
ITW	B	-0.03%
AVY	D	-0.03%
YUM	D	-0.03%
V	A	-0.02%
CATY	B	-0.02%
LII	A	-0.02%
CHD	A	-0.02%
UNP	D	-0.02%
HAL	C	-0.02%
VRT	A	-0.02%
THO	C	-0.02%
MSCI	B	-0.02%
ABG	B	-0.02%
JKHY	D	-0.02%
ICUI	D	-0.02%
MUR	F	-0.02%
SNV	B	-0.01%
VNT	C	-0.01%
CE	F	-0.01%
SPB	C	-0.01%
IESC	A	-0.01%
PNC	B	-0.01%
ZION	B	-0.01%
BC	D	-0.01%
UPS	C	-0.01%
TFC	A	-0.01%
PH	B	-0.01%
NTAP	C	-0.01%
GEHC	D	-0.01%
BLDR	D	-0.01%
BBWI	C	-0.01%
MDU	D	-0.01%
NOV	D	-0.01%
JJSF	C	-0.01%
NVT	C	-0.01%
SNDR	B	-0.01%
RF	A	-0.01%
GMS	B	-0.01%
DGX	A	-0.01%
COLB	B	-0.01%
IFS	A	-0.01%
GWW	B	-0.01%
POOL	D	-0.01%
WTFC	B	-0.01%
MTG	D	-0.0%
FULT	B	-0.0%
VLY	B	-0.0%
IR	B	-0.0%
QLYS	C	-0.0%
FITB	B	-0.0%
KLAC	F	-0.0%