FNK vs. TMSL ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Small-Mid Cap ETF (TMSL)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$55.23

Average Daily Volume

9,201

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

TMSL

T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Small-Mid Cap ETF

TMSL Description

The fund normally invests at least 80% of its net assets (including any borrowings for investment purposes) in assets issued by small- or mid-cap companies. The fund may at times invest significantly in certain sectors, such as the information technology sector.

Grade (RS Rating)

Last Trade

$33.43

Average Daily Volume

72,290

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	FNK	TMSL
30 Days	0.96%	1.00%
60 Days	1.84%	2.55%
90 Days	5.82%	7.34%
12 Months	23.74%	32.41%

42 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in TMSL	Overlap
AGCO	D	0.26%	0.5%	0.26%
ALKS	C	0.3%	0.21%	0.21%
ASGN	F	0.3%	0.28%	0.28%
AVNT	B	0.15%	0.16%	0.15%
BBWI	C	0.56%	0.38%	0.38%
BERY	C	0.46%	0.28%	0.28%
BJ	B	0.15%	0.28%	0.15%
BPOP	D	0.14%	1.14%	0.14%
COOP	B	0.62%	0.47%	0.47%
CRL	D	0.32%	0.22%	0.22%
ENS	D	0.41%	0.17%	0.17%
ESNT	D	0.61%	0.13%	0.13%
EVRG	A	0.57%	0.2%	0.2%
FMC	F	0.63%	0.41%	0.41%
HII	F	0.33%	0.75%	0.33%
HST	D	0.58%	0.25%	0.25%
JBL	C	0.48%	0.42%	0.42%
KFY	B	0.3%	0.41%	0.3%
KRC	C	0.6%	0.26%	0.26%
LPX	A	0.29%	0.3%	0.29%
LSTR	D	0.14%	0.28%	0.14%
MIDD	C	0.28%	0.44%	0.28%
NFG	A	0.57%	0.19%	0.19%
NXST	D	0.44%	0.35%	0.35%
OMF	A	0.5%	0.45%	0.45%
OPCH	F	0.1%	0.54%	0.1%
PFGC	B	0.16%	0.25%	0.16%
POR	C	0.56%	0.3%	0.3%
RNR	D	0.68%	0.95%	0.68%
RRC	B	0.63%	0.43%	0.43%
RYN	D	0.13%	0.39%	0.13%
SEM	B	0.16%	1.35%	0.16%
SUM	B	0.54%	0.5%	0.5%
TKR	F	0.26%	0.42%	0.26%
TTC	D	0.14%	0.45%	0.14%
UFPI	C	0.3%	0.22%	0.22%
UHS	D	0.51%	0.34%	0.34%
VNT	C	0.34%	0.26%	0.26%
VOYA	A	0.15%	0.67%	0.15%
WAL	B	0.15%	1.15%	0.15%
WBS	A	0.54%	0.8%	0.54%
WU	F	0.38%	0.62%	0.38%

FNK Overweight 181 Positions Relative to TMSL

Symbol	Grade	Weight
JXN	B	0.87%
CNX	A	0.86%
HP	C	0.85%
MTDR	B	0.82%
NOG	A	0.82%
ATKR	C	0.8%
PTEN	C	0.8%
CMC	B	0.8%
HCC	B	0.79%
OSK	B	0.79%
AGO	A	0.79%
SM	C	0.78%
OVV	C	0.78%
NFE	F	0.76%
AL	A	0.75%
TEX	D	0.74%
AMG	A	0.74%
TAP	B	0.74%
CIVI	C	0.73%
NOV	D	0.73%
TMHC	B	0.73%
AMR	C	0.72%
PVH	C	0.72%
URBN	C	0.72%
LBRDK	C	0.72%
CHRD	D	0.71%
RDN	D	0.7%
MUR	D	0.7%
PBF	D	0.7%
MTG	C	0.69%
CADE	B	0.69%
LAD	A	0.68%
RUSHA	B	0.68%
MHO	D	0.68%
UNM	A	0.67%
LBRT	F	0.67%
DINO	D	0.67%
G	A	0.67%
TPH	D	0.67%
BWA	B	0.67%
UGI	C	0.67%
MATX	B	0.66%
DAR	B	0.65%
MTH	D	0.65%
MGY	A	0.64%
OZK	A	0.64%
APA	F	0.64%
R	B	0.64%
CNO	A	0.64%
LNC	B	0.64%
JAZZ	B	0.64%
LEA	F	0.63%
DXC	D	0.62%
GPI	B	0.61%
ASO	F	0.61%
ADTN	A	0.6%
BEN	C	0.6%
HRI	B	0.6%
HOG	D	0.6%
AAP	C	0.59%
OTTR	C	0.59%
MOS	D	0.59%
CNXC	F	0.59%
BKH	A	0.58%
AVT	C	0.58%
SOLV	C	0.58%
PNW	A	0.58%
DDS	B	0.57%
BCC	A	0.57%
GBDC	A	0.57%
FHN	A	0.55%
M	D	0.55%
CLF	F	0.55%
SR	A	0.55%
SIG	C	0.54%
ZION	A	0.54%
KBH	D	0.54%
WCC	B	0.53%
MDU	D	0.53%
ARW	D	0.51%
COLB	B	0.51%
SANM	B	0.51%
AMKR	F	0.5%
FNB	A	0.5%
VLY	A	0.48%
GMS	B	0.48%
BYD	B	0.48%
ALK	A	0.48%
ABG	B	0.47%
INGR	B	0.46%
WHR	A	0.45%
RIG	D	0.45%
OGE	A	0.45%
SWX	A	0.44%
THO	B	0.44%
AXS	A	0.44%
OGS	A	0.43%
SNX	C	0.43%
GL	B	0.43%
LKQ	F	0.42%
PAG	B	0.42%
BC	D	0.42%
SJM	D	0.4%
AN	D	0.4%
POST	D	0.4%
EMN	C	0.39%
OLN	F	0.39%
SON	D	0.39%
ASH	F	0.38%
OGN	F	0.36%
MLI	B	0.36%
WTFC	A	0.35%
PII	F	0.35%
BECN	A	0.34%
AEO	F	0.34%
UBSI	A	0.33%
HGV	C	0.33%
SEIC	A	0.33%
HWC	B	0.33%
CMA	B	0.33%
ACA	A	0.32%
BOKF	A	0.32%
CRC	A	0.32%
IDA	A	0.32%
ABCB	B	0.32%
PB	A	0.32%
KNX	B	0.31%
AR	B	0.31%
MSM	D	0.3%
AIZ	A	0.3%
CUZ	B	0.3%
SLGN	A	0.29%
WTRG	B	0.29%
PNM	B	0.29%
SLM	A	0.29%
ORI	A	0.29%
MMS	D	0.28%
TNET	F	0.28%
COLM	B	0.28%
JWN	C	0.28%
DIOD	F	0.27%
SKX	F	0.26%
UHAL	D	0.26%
IPG	F	0.26%
FIVE	F	0.26%
REYN	D	0.25%
WPC	D	0.25%
PNFP	A	0.18%
JEF	A	0.17%
UMBF	B	0.17%
EPAM	B	0.17%
UCB	A	0.16%
RHI	C	0.16%
SSB	B	0.16%
AUB	A	0.16%
GXO	B	0.16%
IVZ	B	0.15%
FLR	B	0.15%
FELE	B	0.15%
AFG	A	0.15%
MUSA	A	0.15%
TPR	A	0.15%
DNB	B	0.15%
STWD	C	0.14%
CZR	F	0.14%
FAF	C	0.14%
LFUS	D	0.14%
FUL	F	0.14%
WD	D	0.14%
SEE	D	0.14%
NJR	A	0.14%
ALIT	C	0.14%
PRGO	C	0.14%
MAT	D	0.14%
SKY	A	0.14%
WTS	A	0.14%
IAC	F	0.14%
NSP	F	0.13%
HSIC	C	0.13%
MGM	D	0.13%
FBIN	F	0.12%

FNK Underweight 214 Positions Relative to TMSL

Symbol	Grade	Weight
SWK	F	-1.44%
FTI	A	-1.23%
CPAY	A	-1.23%
MKSI	C	-1.19%
TXT	D	-1.17%
THC	C	-1.13%
DT	C	-0.87%
REXR	F	-0.84%
ESAB	B	-0.81%
LAMR	D	-0.79%
RPM	A	-0.77%
SSNC	C	-0.75%
GDDY	A	-0.75%
DOCU	B	-0.71%
LDOS	C	-0.65%
BFAM	F	-0.65%
GEN	B	-0.64%
RL	B	-0.63%
TFX	F	-0.61%
RS	B	-0.61%
TOL	B	-0.6%
INSM	D	-0.59%
CUBE	C	-0.59%
NTNX	B	-0.59%
BDC	B	-0.59%
NI	A	-0.59%
VNO	C	-0.58%
CRBG	B	-0.58%
ZBRA	B	-0.57%
SAIA	C	-0.56%
HBAN	A	-0.56%
PATK	C	-0.56%
SITE	D	-0.55%
EME	B	-0.54%
STLD	B	-0.54%
CF	A	-0.53%
BURL	A	-0.53%
ENTG	F	-0.52%
FBP	B	-0.52%
XPRO	F	-0.52%
STNG	F	-0.52%
RGA	A	-0.51%
MNDY	C	-0.51%
WYNN	D	-0.51%
MWA	B	-0.51%
WING	F	-0.5%
CVNA	A	-0.5%
VTRS	A	-0.5%
CW	B	-0.49%
IOT	B	-0.49%
CLH	C	-0.48%
APG	C	-0.48%
EWBC	A	-0.48%
WSC	F	-0.48%
DUOL	B	-0.47%
ST	F	-0.46%
BLX	B	-0.46%
EQH	B	-0.46%
EXAS	F	-0.45%
TYL	B	-0.45%
EHC	B	-0.45%
MORN	B	-0.44%
TOST	A	-0.43%
BRX	A	-0.43%
HUBB	B	-0.43%
PLNT	A	-0.41%
LRN	A	-0.41%
NVR	D	-0.41%
HOLX	D	-0.4%
TNL	A	-0.4%
EG	D	-0.4%
VFC	C	-0.39%
AEE	A	-0.39%
AWI	B	-0.39%
FND	F	-0.39%
DKNG	B	-0.39%
BCO	F	-0.39%
SUI	D	-0.38%
DPZ	C	-0.38%
NCLH	B	-0.37%
PHIN	A	-0.37%
VRRM	F	-0.37%
PR	B	-0.36%
REG	A	-0.36%
PTC	B	-0.36%
FITB	A	-0.35%
NWS	B	-0.35%
PCVX	D	-0.34%
RNA	C	-0.34%
UPWK	C	-0.33%
STGW	B	-0.33%
FLO	D	-0.33%
ULTA	F	-0.33%
DRH	B	-0.32%
BPMC	C	-0.32%
GEO	A	-0.32%
KMPR	A	-0.32%
DOLE	D	-0.32%
USFD	B	-0.32%
MAIN	A	-0.31%
DOX	D	-0.31%
SKWD	A	-0.31%
RVTY	D	-0.31%
MANH	D	-0.3%
MOH	F	-0.3%
OC	A	-0.3%
HWM	A	-0.29%
EVRI	A	-0.29%
NBIX	D	-0.29%
SHOO	D	-0.29%
TECH	F	-0.28%
OFG	B	-0.28%
ARMK	C	-0.28%
FCN	F	-0.28%
AYI	B	-0.27%
LPLA	A	-0.27%
FTDR	B	-0.27%
ATEN	A	-0.27%
PAYO	A	-0.27%
ELS	B	-0.26%
CASY	B	-0.26%
CPA	A	-0.26%
STEP	B	-0.26%
ELF	C	-0.26%
ELAN	D	-0.26%
PLAB	D	-0.25%
KYMR	C	-0.25%
SCI	A	-0.25%
CHDN	C	-0.25%
NTRA	B	-0.25%
BLDR	D	-0.25%
VRTS	B	-0.25%
AZEK	B	-0.24%
PCTY	B	-0.24%
MTX	B	-0.24%
MCB	A	-0.24%
GLOB	C	-0.24%
RVMD	B	-0.24%
BLBD	F	-0.24%
BOX	B	-0.24%
CBOE	C	-0.23%
CRNX	C	-0.23%
BLD	F	-0.23%
OIS	B	-0.23%
RDDT	A	-0.23%
EEFT	C	-0.23%
CTLT	D	-0.23%
TREX	C	-0.23%
WFRD	F	-0.22%
TDW	F	-0.22%
CELH	F	-0.22%
ESS	A	-0.22%
ALV	C	-0.22%
EPR	D	-0.21%
ONON	B	-0.21%
LSCC	D	-0.21%
VRNT	D	-0.21%
BRZE	C	-0.21%
RGEN	F	-0.21%
WFG	C	-0.21%
LPRO	C	-0.21%
PK	D	-0.2%
SWN	C	-0.2%
PRDO	B	-0.2%
KEX	A	-0.2%
THG	A	-0.2%
TXRH	B	-0.2%
CWEN	C	-0.2%
NWE	C	-0.19%
OLLI	D	-0.19%
HAFC	A	-0.19%
BGNE	D	-0.18%
AHH	C	-0.18%
LUV	A	-0.18%
LEGN	F	-0.18%
RARE	F	-0.18%
PBH	A	-0.17%
TW	A	-0.17%
WDC	F	-0.17%
PLUS	F	-0.16%
BFS	C	-0.16%
AVY	D	-0.16%
REPL	C	-0.16%
SRPT	F	-0.16%
BWXT	A	-0.16%
VERA	B	-0.16%
FIX	A	-0.16%
GMRE	F	-0.15%
HIG	A	-0.15%
XRAY	F	-0.15%
CVLT	B	-0.15%
CNP	A	-0.15%
WTTR	A	-0.15%
NRIX	C	-0.14%
TDC	F	-0.14%
AMAL	B	-0.14%
ACM	B	-0.12%
XNCR	B	-0.12%
ASND	F	-0.12%
NTLA	F	-0.11%
MDGL	C	-0.11%
ACAD	C	-0.11%
CLDX	F	-0.11%
IONS	F	-0.11%
AKRO	C	-0.11%
IDYA	F	-0.1%
ANET	C	-0.1%
APPF	C	-0.08%
RCKT	F	-0.08%
BXC	A	-0.08%
PRTA	F	-0.07%
SRRK	C	-0.06%
PLRX	D	-0.06%
SWTX	C	-0.04%