FDM vs. PIO ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to PowerShares Global Water Portfolio (PIO)
FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$69.30

Average Daily Volume

14,048

Number of Holdings *

131

* may have additional holdings in another (foreign) market
PIO

PowerShares Global Water Portfolio

PIO Description The PowerShares Global Water Portfolio (Fund) is based on the NASDAQ OMX Global Water Index. The Fund generally will invest at least 90% of its total assets in companies listed on a global exchange that create products designed to conserve and purify water for homes, businesses and industries. The Fund and the Index are rebalanced quarterly and reconstituted annually in April.

Grade (RS Rating)

Last Trade

$40.73

Average Daily Volume

9,785

Number of Holdings *

12

* may have additional holdings in another (foreign) market
Performance
Period FDM PIO
30 Days 4.62% -3.89%
60 Days 8.47% -3.51%
90 Days 11.48% -2.07%
12 Months 26.15% 15.58%
1 Overlapping Holdings
Symbol Grade Weight in FDM Weight in PIO Overlap
CWCO C 0.64% 0.25% 0.25%
FDM Overweight 130 Positions Relative to PIO
Symbol Grade Weight
LEU C 1.98%
TPB A 1.79%
VMEO C 1.78%
LMB A 1.59%
ASTE C 1.48%
BJRI C 1.47%
CPF B 1.46%
GLDD B 1.42%
IBCP B 1.38%
ASIX C 1.38%
HCKT B 1.35%
HAYN A 1.34%
MLR C 1.34%
NBN B 1.16%
ETD D 1.15%
ANET C 1.14%
RGR F 1.13%
PTLO F 1.13%
IMXI B 1.13%
MCB B 1.1%
SMBC B 1.08%
EZPW A 1.08%
SPTN F 1.06%
SNCY C 1.05%
SWBI C 1.02%
PLOW D 1.01%
DAKT B 1.01%
UVE A 1.0%
WLFC C 0.99%
LQDT A 0.97%
EGY F 0.96%
WLDN C 0.96%
NWPX A 0.92%
CCBG B 0.92%
LYTS A 0.92%
MPB B 0.88%
SHBI B 0.86%
KELYA F 0.85%
CSV B 0.85%
KE C 0.85%
AROW B 0.84%
EE A 0.82%
DHIL A 0.82%
ESQ B 0.82%
MOFG B 0.82%
NRIM A 0.81%
ARKO D 0.8%
TIPT B 0.8%
LINC C 0.79%
TTI B 0.79%
LXU C 0.78%
TRDA C 0.77%
CCSI C 0.77%
HNRG B 0.75%
FISI B 0.73%
FC F 0.71%
FMAO B 0.7%
ITIC A 0.7%
PLPC B 0.69%
BSRR C 0.69%
WRLD D 0.68%
CMPO B 0.68%
NPK C 0.68%
NECB B 0.67%
USAP A 0.67%
DCGO B 0.65%
GLRE B 0.65%
TCMD B 0.65%
SD F 0.65%
LGTY B 0.63%
ODC C 0.62%
RMR F 0.62%
OPY B 0.62%
CENT C 0.61%
NGVC A 0.6%
NEWT B 0.6%
KODK B 0.59%
INBK B 0.57%
ARTNA F 0.56%
REPX A 0.55%
ACIC B 0.55%
CCRN F 0.55%
SENEA A 0.53%
LOCO D 0.53%
MOV D 0.53%
HVT D 0.52%
LEGH D 0.5%
RM D 0.48%
MCFT C 0.47%
VPG F 0.46%
PKOH B 0.46%
SIGA F 0.45%
AMPY D 0.44%
HRTG C 0.44%
CRCT F 0.44%
FSTR B 0.43%
TASK C 0.41%
NGS A 0.41%
PWOD A 0.37%
VLGEA C 0.37%
KRT B 0.36%
FLXS B 0.35%
MITT D 0.35%
NATR B 0.34%
JILL D 0.33%
SGC C 0.33%
LSEA F 0.33%
JRVR F 0.31%
REI F 0.3%
EML F 0.29%
RCKY F 0.28%
EARN C 0.28%
ACTG F 0.28%
ESOA A 0.27%
AVNW F 0.27%
BTMD B 0.26%
VIRC C 0.25%
FF F 0.24%
ACU C 0.24%
PEBK B 0.24%
TAYD F 0.24%
LAKE B 0.24%
TWIN F 0.23%
BBCP F 0.23%
HBB F 0.21%
LWAY C 0.2%
FEIM B 0.19%
INTT D 0.16%
KEQU B 0.14%
CSPI C 0.14%
FDM Underweight 11 Positions Relative to PIO
Symbol Grade Weight
PNR B -9.8%
ROP C -8.36%
ECL D -8.03%
WAT C -3.76%
XYL D -3.62%
VLTO C -3.58%
AWK C -2.95%
IEX B -2.91%
CNM C -2.64%
WMS F -1.91%
AOS F -1.72%
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