ESGU vs. SHRT ETF Comparison

Comparison of iShares MSCI USA ESG Optimized ETF (ESGU) to Gotham Short Strategies ETF (SHRT)

ESGU

iShares MSCI USA ESG Optimized ETF

ESGU Description

The iShares MSCI USA ESG Optimized ETF seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider while exhibiting risk and return characteristics similar to those of the parent index.

Grade (RS Rating)

Last Trade

$131.23

Average Daily Volume

490,830

Number of Holdings ^*

284

* may have additional holdings in another (foreign) market

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.55

Average Daily Volume

2,487

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

Performance

Period	ESGU	SHRT
30 Days	3.53%	-7.59%
60 Days	4.75%	-8.76%
90 Days	6.66%	-8.43%
12 Months	32.83%	-6.99%

53 Overlapping Holdings

Symbol	Grade	Weight in ESGU	Weight in SHRT	Overlap
ABBV	D	0.41%	0.48%	0.41%
AMAT	F	0.46%	0.31%	0.31%
ANET	C	0.2%	0.51%	0.2%
AVTR	F	0.08%	0.49%	0.08%
BALL	D	0.09%	0.62%	0.09%
BIIB	F	0.07%	1.36%	0.07%
CEG	D	0.11%	0.69%	0.11%
CHD	B	0.21%	0.07%	0.07%
CI	F	0.28%	0.31%	0.28%
CL	D	0.09%	0.63%	0.09%
CLX	B	0.26%	0.46%	0.26%
CVX	A	0.61%	1.31%	0.61%
D	C	0.15%	0.8%	0.15%
DVA	B	0.1%	0.01%	0.01%
ECL	D	0.4%	0.5%	0.4%
EME	C	0.13%	0.5%	0.13%
EW	C	0.25%	0.19%	0.19%
GDDY	A	0.11%	0.16%	0.11%
HES	B	0.32%	0.3%	0.3%
HOLX	D	0.1%	0.58%	0.1%
IDXX	F	0.23%	0.11%	0.11%
IPG	D	0.08%	0.1%	0.08%
IQV	D	0.12%	0.33%	0.12%
ISRG	A	0.33%	0.12%	0.12%
J	F	0.13%	0.63%	0.13%
JBHT	C	0.1%	0.9%	0.1%
JCI	C	0.18%	0.81%	0.18%
LII	A	0.13%	0.84%	0.13%
LKQ	D	0.23%	0.3%	0.23%
LRCX	F	0.29%	1.84%	0.29%
MOH	F	0.08%	0.63%	0.08%
MRO	B	0.1%	0.59%	0.1%
MRVL	B	0.16%	0.2%	0.16%
MU	D	0.18%	0.82%	0.18%
NOC	D	0.19%	0.81%	0.19%
OVV	B	0.14%	0.69%	0.14%
PFE	D	0.24%	0.65%	0.24%
PNR	A	0.32%	0.1%	0.1%
PTC	A	0.15%	0.07%	0.07%
PWR	A	0.11%	0.02%	0.02%
REGN	F	0.15%	0.08%	0.08%
STX	D	0.09%	0.66%	0.09%
SYK	C	0.11%	0.23%	0.11%
TGT	F	0.23%	2.05%	0.23%
TMO	F	0.2%	0.12%	0.12%
TWLO	A	0.15%	0.29%	0.15%
UBER	D	0.23%	0.03%	0.03%
UPS	C	0.16%	0.8%	0.16%
VLTO	D	0.19%	0.14%	0.14%
WDC	D	0.09%	0.65%	0.09%
WSM	B	0.13%	0.23%	0.13%
ZBH	C	0.1%	0.01%	0.01%
ZTS	D	0.34%	0.33%	0.33%

ESGU Overweight 231 Positions Relative to SHRT

Symbol	Grade	Weight
NVDA	C	6.91%
AAPL	C	6.22%
MSFT	F	5.77%
AMZN	C	3.61%
GOOG	C	2.34%
META	D	2.19%
TSLA	B	1.78%
AVGO	D	1.37%
JPM	A	1.34%
LLY	F	1.21%
GOOGL	C	1.19%
V	A	1.05%
HD	A	1.02%
MA	C	0.95%
UNH	C	0.95%
KO	D	0.85%
COST	B	0.79%
CRM	B	0.72%
TXN	C	0.7%
ADP	B	0.69%
PG	A	0.69%
NOW	A	0.66%
BAC	A	0.65%
JNJ	D	0.62%
INTU	C	0.61%
NFLX	A	0.6%
ORCL	B	0.59%
XOM	B	0.58%
ADBE	C	0.56%
MS	A	0.54%
PRU	A	0.54%
IBM	C	0.52%
PEG	A	0.48%
GILD	C	0.48%
K	A	0.48%
MRK	F	0.47%
TT	A	0.47%
DIS	B	0.47%
SPGI	C	0.47%
CSCO	B	0.47%
CMI	A	0.46%
GE	D	0.45%
BR	A	0.45%
AXP	A	0.44%
AMD	F	0.44%
ACN	C	0.43%
BK	A	0.42%
PGR	A	0.42%
RTX	C	0.42%
BRK.A	B	0.41%
NEE	D	0.41%
GS	A	0.4%
LOW	D	0.39%
OKE	A	0.39%
CRH	A	0.39%
HON	B	0.39%
NI	A	0.38%
PEP	F	0.38%
AMGN	D	0.37%
GWW	B	0.37%
VZ	C	0.37%
ADSK	A	0.37%
COP	C	0.36%
PNC	B	0.36%
GIS	D	0.35%
ELV	F	0.34%
BKNG	A	0.34%
C	A	0.34%
LIN	D	0.34%
EQIX	A	0.33%
MCK	B	0.32%
VRTX	F	0.32%
CAT	B	0.32%
MMM	D	0.32%
KMI	A	0.32%
MCD	D	0.31%
MET	A	0.31%
AMT	D	0.31%
DHR	F	0.31%
CCI	D	0.31%
MCO	B	0.3%
INTC	D	0.29%
UNP	C	0.29%
QCOM	F	0.28%
TRGP	B	0.28%
PANW	C	0.27%
HIG	B	0.26%
NXPI	D	0.26%
FLUT	A	0.25%
EXPD	D	0.25%
SBUX	A	0.24%
WELL	A	0.24%
DFS	B	0.24%
DAL	C	0.23%
DLR	B	0.23%
DE	A	0.22%
CDNS	B	0.22%
AXON	A	0.22%
XYL	D	0.22%
COR	B	0.22%
KR	B	0.22%
SYF	B	0.22%
TRV	B	0.21%
PPG	F	0.21%
SNPS	B	0.21%
ANSS	B	0.21%
SCHW	B	0.2%
CMCSA	B	0.2%
LNG	B	0.2%
FERG	B	0.2%
DECK	A	0.2%
KEYS	A	0.2%
NDAQ	A	0.2%
CHRW	C	0.2%
TAP	C	0.19%
ETN	A	0.19%
CBRE	B	0.18%
BG	F	0.18%
CMS	C	0.18%
HPE	B	0.17%
EA	A	0.17%
HBAN	A	0.17%
GEV	B	0.17%
COO	D	0.17%
MELI	D	0.17%
MMC	B	0.17%
CARR	D	0.17%
USB	A	0.17%
WAT	B	0.17%
WDAY	B	0.17%
BMY	B	0.17%
BBY	D	0.16%
FDS	B	0.16%
T	A	0.16%
IT	C	0.16%
EXC	C	0.16%
KHC	F	0.16%
TEAM	A	0.15%
NEM	D	0.15%
BKR	B	0.15%
STE	F	0.15%
IRM	D	0.15%
CAH	B	0.15%
KMB	D	0.15%
FTV	C	0.14%
RCL	A	0.14%
DGX	A	0.14%
PYPL	B	0.14%
TSCO	D	0.14%
WFC	A	0.13%
CMG	B	0.13%
FIS	C	0.13%
TFC	A	0.13%
HUBS	A	0.13%
SBAC	D	0.13%
PLD	D	0.13%
HCA	F	0.13%
PSX	C	0.13%
URI	B	0.13%
LULU	C	0.12%
NUE	C	0.12%
BLK	C	0.12%
NTRS	A	0.12%
AFL	B	0.12%
AIZ	A	0.12%
TRMB	B	0.12%
CNH	C	0.12%
ACGL	D	0.12%
EQT	B	0.12%
FICO	B	0.12%
ADI	D	0.12%
FI	A	0.12%
COF	B	0.12%
KKR	A	0.12%
WTW	B	0.11%
FDX	B	0.11%
PFG	D	0.11%
IR	B	0.11%
EIX	B	0.11%
PAYX	C	0.11%
IEX	B	0.11%
HLT	A	0.11%
VEEV	C	0.11%
HWM	A	0.11%
AJG	B	0.11%
HUBB	B	0.11%
DELL	C	0.11%
STLD	B	0.11%
A	D	0.11%
OC	A	0.11%
FOX	A	0.11%
IP	B	0.11%
MKC	D	0.1%
JNPR	F	0.1%
PHM	D	0.1%
POOL	C	0.1%
ES	D	0.1%
DXCM	D	0.1%
LH	C	0.1%
WST	C	0.1%
FBIN	D	0.1%
SLB	C	0.1%
HPQ	B	0.1%
LDOS	C	0.1%
ODFL	B	0.1%
WY	D	0.1%
MDB	C	0.1%
DHI	D	0.09%
KDP	D	0.09%
HRL	D	0.09%
ADM	D	0.09%
AKAM	D	0.09%
FANG	D	0.09%
ED	D	0.09%
SNOW	C	0.09%
WTRG	B	0.09%
SYY	B	0.09%
ULTA	F	0.09%
PARA	C	0.09%
VLO	C	0.09%
TFX	F	0.08%
MTD	D	0.08%
ALNY	D	0.08%
FSLR	F	0.08%
IFF	D	0.08%
NTAP	C	0.08%
CPB	D	0.08%
HII	D	0.07%
CNC	D	0.07%
DLTR	F	0.06%
MRNA	F	0.04%

ESGU Underweight 147 Positions Relative to SHRT

Symbol	Grade	Weight
GM	B	-2.09%
THC	D	-1.9%
LPX	B	-1.65%
FMC	D	-1.45%
CHWY	B	-1.34%
CRUS	D	-1.26%
SWKS	F	-1.21%
TSN	B	-1.15%
ELAN	D	-1.13%
EOG	A	-1.12%
RVTY	F	-1.12%
PPC	C	-1.09%
GTLS	B	-1.08%
QGEN	D	-1.01%
ZBRA	B	-1.0%
WBA	F	-0.92%
QRVO	F	-0.88%
MATX	C	-0.83%
CHTR	C	-0.82%
MTZ	B	-0.8%
KLAC	D	-0.8%
UHS	D	-0.8%
TKO	B	-0.78%
CTLT	B	-0.75%
INGR	B	-0.73%
FCX	D	-0.71%
MKSI	C	-0.71%
ICUI	D	-0.67%
LHX	C	-0.65%
CROX	D	-0.64%
MUR	D	-0.61%
ENPH	F	-0.57%
KMX	B	-0.56%
EL	F	-0.56%
RGEN	D	-0.55%
POST	C	-0.55%
AVNT	B	-0.5%
CNX	A	-0.5%
NCLH	B	-0.48%
FSS	B	-0.47%
EXEL	B	-0.46%
SCCO	F	-0.45%
TPX	B	-0.44%
HALO	F	-0.44%
GNRC	B	-0.43%
BMRN	D	-0.42%
CCK	C	-0.4%
MAS	D	-0.39%
SLGN	A	-0.38%
LTH	C	-0.37%
VMC	B	-0.36%
HAS	D	-0.35%
NSC	B	-0.35%
DD	D	-0.35%
CF	B	-0.34%
TRU	D	-0.34%
GD	F	-0.33%
MSGS	A	-0.32%
VMI	B	-0.32%
XRAY	F	-0.31%
JAZZ	B	-0.3%
BLD	D	-0.29%
MMS	F	-0.29%
CTRA	B	-0.27%
SO	D	-0.27%
EMR	A	-0.26%
UI	A	-0.26%
ONTO	D	-0.26%
TXRH	C	-0.25%
ASH	D	-0.24%
BPMC	C	-0.24%
SKYW	B	-0.23%
ILMN	D	-0.22%
NFG	A	-0.22%
LEVI	F	-0.22%
ALLE	D	-0.21%
FLS	B	-0.21%
PSN	D	-0.21%
BAH	F	-0.2%
HIMS	B	-0.2%
EFX	F	-0.2%
COTY	F	-0.2%
TYL	B	-0.19%
CHDN	B	-0.18%
FOXA	B	-0.18%
H	B	-0.17%
NBIX	C	-0.17%
ALKS	B	-0.17%
GFS	C	-0.16%
ACIW	B	-0.16%
ESI	A	-0.16%
EMN	D	-0.16%
ADMA	B	-0.15%
APPF	B	-0.15%
KTB	B	-0.15%
VTRS	A	-0.14%
SHAK	C	-0.14%
RKLB	B	-0.13%
SWX	B	-0.13%
LYFT	C	-0.13%
INFA	D	-0.12%
PODD	C	-0.11%
GMED	A	-0.11%
CNI	D	-0.11%
AWI	A	-0.09%
FCN	D	-0.09%
SEM	B	-0.09%
OLED	D	-0.09%
TPL	A	-0.09%
KEX	C	-0.09%
PEN	B	-0.09%
SPOT	B	-0.08%
RGLD	C	-0.08%
PLXS	B	-0.08%
IGT	F	-0.08%
NOV	C	-0.08%
CWAN	B	-0.07%
ABG	B	-0.07%
VRSN	F	-0.07%
ROST	C	-0.06%
PRIM	A	-0.06%
SNDR	B	-0.05%
NXST	C	-0.05%
QTWO	A	-0.05%
FTDR	A	-0.04%
DTM	B	-0.04%
NTRA	B	-0.03%
MPWR	F	-0.03%
CMC	B	-0.03%
AOS	F	-0.02%
TER	D	-0.02%
DNB	B	-0.02%
BFAM	D	-0.02%
HSIC	B	-0.02%
APG	B	-0.02%
MTCH	D	-0.02%
TTEK	F	-0.02%
BLDR	D	-0.02%
R	B	-0.01%
RUSHA	C	-0.01%
GEHC	F	-0.01%
IAC	D	-0.01%
SITM	B	-0.01%
DOX	D	-0.01%
EHC	B	-0.01%
OPCH	D	-0.01%
CRVL	A	-0.0%