AUSF vs. HSMV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$40.53

Average Daily Volume

28,456

Number of Holdings ^*

187

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.92

Average Daily Volume

1,208

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	HSMV
30 Days	4.96%	7.00%
60 Days	4.16%	5.60%
90 Days	6.39%	7.44%
12 Months	29.36%	12.66%

22 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in HSMV	Overlap
AGCO	F	0.41%	0.48%	0.41%
AM	C	0.5%	0.51%	0.5%
ARW	C	0.46%	0.46%	0.46%
ATR	A	0.08%	0.48%	0.08%
AVT	D	0.52%	0.51%	0.51%
CACI	A	0.18%	0.53%	0.18%
CASY	B	0.11%	0.56%	0.11%
CHE	B	0.52%	0.46%	0.46%
DLB	F	0.07%	0.48%	0.07%
DTM	A	0.64%	0.57%	0.57%
EME	D	0.15%	0.56%	0.15%
FNB	B	0.56%	0.49%	0.49%
MAN	B	0.5%	0.45%	0.45%
MTG	B	0.59%	0.54%	0.54%
NSIT	C	1.18%	0.56%	0.56%
ONB	B	0.6%	0.34%	0.34%
ORI	A	0.09%	0.52%	0.09%
PB	B	0.57%	0.39%	0.39%
RDN	B	0.58%	0.55%	0.55%
SAIC	C	0.1%	0.45%	0.1%
SNX	D	0.47%	0.47%	0.47%
SON	D	0.07%	0.43%	0.07%

AUSF Overweight 165 Positions Relative to HSMV

Symbol	Grade	Weight
IBM	B	1.97%
VZ	C	1.85%
T	A	1.85%
WMT	B	1.65%
LMT	A	1.61%
AJG	A	1.56%
JNJ	B	1.55%
BRK.A	C	1.54%
TMUS	A	1.54%
MMC	A	1.52%
GD	C	1.44%
RSG	B	1.41%
MRK	F	1.41%
ACI	F	1.4%
ROP	D	1.4%
LIN	B	1.39%
WM	C	1.36%
DOX	B	1.31%
V	D	1.31%
EA	B	1.27%
CME	F	1.27%
CSCO	C	1.21%
MCD	C	1.17%
VRSN	C	1.13%
KO	A	1.13%
PEP	B	0.96%
CBOE	B	0.89%
PG	B	0.88%
BR	A	0.81%
GILD	B	0.68%
WAL	C	0.68%
MO	A	0.66%
GLW	C	0.65%
COLB	C	0.65%
KMI	B	0.64%
KBH	B	0.63%
JXN	B	0.63%
CFG	B	0.62%
ZION	C	0.62%
HPQ	C	0.62%
IP	A	0.61%
WMB	B	0.6%
SYF	C	0.6%
CADE	C	0.59%
OGN	B	0.58%
MTB	B	0.58%
FITB	B	0.57%
PNC	B	0.57%
PFE	B	0.56%
FHN	C	0.56%
TXN	C	0.56%
ALLY	B	0.56%
RF	B	0.56%
UBSI	B	0.55%
ABG	B	0.55%
LBRDK	B	0.55%
AME	D	0.54%
USB	B	0.54%
HPE	D	0.54%
HBAN	B	0.54%
KEY	C	0.53%
BBY	C	0.53%
C	B	0.52%
OZK	C	0.52%
OMF	C	0.52%
CRBG	D	0.52%
BKR	B	0.52%
COF	B	0.51%
KRC	C	0.51%
BMY	B	0.51%
AGNC	B	0.51%
VTRS	B	0.5%
BG	C	0.5%
UNM	A	0.5%
WBS	C	0.5%
STWD	B	0.49%
RPRX	C	0.49%
ADM	D	0.49%
WFC	C	0.49%
CMC	B	0.49%
OKE	B	0.49%
FMC	B	0.49%
CMA	B	0.49%
NOV	B	0.48%
X	B	0.48%
GM	D	0.48%
MDT	C	0.47%
GPS	D	0.47%
HP	C	0.47%
EMN	B	0.47%
MCK	A	0.46%
CAG	A	0.46%
LAD	B	0.46%
CMCSA	C	0.46%
BCC	C	0.46%
AL	C	0.46%
UAL	F	0.45%
CHRD	D	0.45%
CIVI	D	0.45%
LYB	B	0.45%
MOS	D	0.45%
PRGO	C	0.44%
F	F	0.44%
PTEN	D	0.44%
CE	F	0.42%
KHC	B	0.42%
M	D	0.41%
INTC	F	0.41%
CHK	F	0.41%
TAP	C	0.4%
CVS	C	0.4%
SIG	F	0.4%
ALB	F	0.37%
AMGN	B	0.33%
YUM	C	0.27%
PSX	C	0.24%
DGX	A	0.24%
LLY	D	0.18%
PGR	B	0.17%
ABBV	A	0.15%
COST	D	0.12%
KR	B	0.12%
TW	A	0.12%
CHD	D	0.12%
SNA	B	0.12%
DUK	A	0.11%
SO	A	0.11%
AFL	A	0.1%
LDOS	C	0.1%
ED	A	0.1%
TRV	B	0.1%
RTX	A	0.1%
PNW	A	0.09%
VRTX	A	0.09%
HII	C	0.09%
WRB	B	0.09%
GRMN	B	0.09%
AAPL	C	0.09%
AKAM	C	0.08%
CVX	C	0.08%
BDX	C	0.08%
MSI	A	0.08%
HON	D	0.08%
REGN	A	0.08%
NOC	A	0.08%
KMB	B	0.08%
UNH	A	0.08%
TJX	A	0.08%
VRSK	C	0.08%
XOM	B	0.08%
ICE	A	0.08%
CAH	B	0.08%
MA	C	0.07%
DRI	D	0.07%
ORLY	A	0.07%
FDS	F	0.07%
HIG	A	0.07%
QGEN	A	0.07%
ADP	A	0.07%
BSX	D	0.07%
MDLZ	C	0.07%
L	B	0.07%
PKG	A	0.07%
PCAR	F	0.06%
NEU	B	0.06%

AUSF Underweight 174 Positions Relative to HSMV

Symbol	Grade	Weight
LXP	B	-0.74%
CUBE	B	-0.7%
EVR	B	-0.69%
GMED	B	-0.68%
CPK	A	-0.66%
IDCC	A	-0.66%
UTHR	B	-0.66%
BJ	C	-0.64%
PLXS	B	-0.62%
CVLT	B	-0.61%
LFUS	B	-0.61%
NBIX	A	-0.61%
JEF	B	-0.6%
VRRM	B	-0.6%
NYT	B	-0.6%
BCPC	B	-0.6%
JJSF	B	-0.59%
EGP	A	-0.58%
HRB	A	-0.58%
MUSA	A	-0.58%
NMIH	C	-0.58%
CSL	C	-0.58%
SWX	B	-0.57%
CLH	A	-0.57%
SBRA	B	-0.56%
EPRT	B	-0.56%
FR	A	-0.56%
OHI	A	-0.56%
FAF	B	-0.56%
JHG	B	-0.55%
ADC	A	-0.55%
UNF	A	-0.55%
GATX	C	-0.55%
ENSG	B	-0.55%
PRI	A	-0.55%
KFY	B	-0.55%
STAG	A	-0.55%
EXP	B	-0.54%
MAT	B	-0.54%
AIN	C	-0.54%
LII	B	-0.54%
BRX	B	-0.54%
CNO	B	-0.54%
MMS	B	-0.54%
ESNT	B	-0.54%
GLPI	B	-0.54%
AWR	B	-0.54%
FSS	B	-0.54%
EFC	B	-0.54%
RGA	A	-0.54%
NNN	A	-0.54%
FCPT	A	-0.54%
LOPE	A	-0.54%
KEX	C	-0.54%
INVA	A	-0.54%
COOP	C	-0.53%
MTN	D	-0.53%
LANC	B	-0.53%
PRGS	B	-0.53%
ELS	A	-0.53%
WTRG	A	-0.53%
AMG	B	-0.52%
FLS	B	-0.52%
CBSH	B	-0.52%
TTEK	A	-0.52%
ALE	A	-0.52%
OGE	A	-0.52%
TXRH	A	-0.52%
POR	A	-0.52%
NFG	A	-0.52%
REXR	B	-0.52%
EPR	B	-0.52%
SFM	A	-0.52%
WU	D	-0.52%
CTRE	A	-0.52%
CW	A	-0.52%
PNM	A	-0.52%
WPC	C	-0.51%
FNF	A	-0.51%
CHH	B	-0.51%
BKH	A	-0.51%
NJR	A	-0.51%
ITT	B	-0.51%
OGS	B	-0.51%
NVT	D	-0.51%
VVV	B	-0.51%
MDU	B	-0.51%
FHI	C	-0.51%
SR	B	-0.51%
EPC	C	-0.51%
G	B	-0.51%
BWXT	C	-0.51%
CWT	A	-0.51%
PECO	B	-0.51%
MSGS	B	-0.5%
VOYA	F	-0.5%
LSTR	B	-0.5%
NWE	B	-0.5%
AVA	A	-0.5%
INGR	A	-0.5%
MOG.A	B	-0.5%
RPM	B	-0.5%
WERN	B	-0.5%
IOSP	C	-0.5%
EXEL	A	-0.49%
THG	A	-0.49%
AGO	C	-0.49%
SF	B	-0.49%
ROIC	B	-0.49%
RS	C	-0.49%
EHC	A	-0.49%
POST	A	-0.49%
PCH	C	-0.49%
MSA	C	-0.49%
SCI	B	-0.49%
KBR	B	-0.49%
MIDD	B	-0.48%
SEIC	B	-0.48%
GPK	B	-0.48%
COLM	D	-0.48%
MCRI	B	-0.48%
GGG	C	-0.48%
IDA	A	-0.48%
PBH	B	-0.48%
WH	C	-0.48%
TNC	C	-0.48%
FELE	B	-0.48%
DCI	B	-0.48%
ASH	D	-0.48%
USFD	C	-0.48%
AMH	C	-0.48%
AFG	B	-0.47%
RLI	A	-0.47%
RYN	B	-0.47%
ACHC	D	-0.47%
KNX	B	-0.47%
WTS	B	-0.47%
GNTX	F	-0.46%
CHDN	B	-0.46%
VNT	F	-0.46%
SLGN	A	-0.46%
ACM	B	-0.46%
PFGC	D	-0.46%
RNR	A	-0.45%
OSK	D	-0.45%
HXL	D	-0.45%
R	B	-0.45%
LAMR	B	-0.45%
LECO	C	-0.44%
CRUS	C	-0.44%
RGLD	A	-0.43%
FLO	C	-0.43%
MSM	C	-0.43%
EVTC	C	-0.42%
CRI	F	-0.42%
ENR	C	-0.41%
WEN	C	-0.41%
JAZZ	C	-0.4%
ALV	D	-0.39%
NSA	C	-0.39%
SIGI	D	-0.39%
ENOV	C	-0.37%
ABM	A	-0.36%
IRT	A	-0.35%
ORA	A	-0.34%
AIR	F	-0.34%
EXPO	B	-0.33%
GO	F	-0.31%
FCN	C	-0.31%
BLKB	C	-0.29%
CCOI	B	-0.29%
PDCO	C	-0.28%
LEG	D	-0.2%
PZZA	F	-0.19%