SMIZ vs. FYT ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to First Trust Small Cap Value AlphaDEX Fund (FYT)
SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$32.79

Average Daily Volume

14,307

Number of Holdings *

10

* may have additional holdings in another (foreign) market
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.67

Average Daily Volume

19,158

Number of Holdings *

251

* may have additional holdings in another (foreign) market
Performance
Period SMIZ FYT
30 Days 1.82% -1.97%
60 Days 7.40% 0.41%
90 Days 8.01% 6.79%
12 Months 19.45%
4 Overlapping Holdings
Symbol Grade Weight in SMIZ Weight in FYT Overlap
ICUI B 1.07% 0.36% 0.36%
MCY B 1.03% 0.29% 0.29%
MSGE B 1.11% 0.43% 0.43%
SLVM C 1.09% 0.44% 0.44%
SMIZ Overweight 6 Positions Relative to FYT
Symbol Grade Weight
EME C 1.8%
ADMA B 1.42%
AIT A 1.04%
KW C 1.03%
MUSA D 1.02%
BRBR B 1.01%
SMIZ Underweight 247 Positions Relative to FYT
Symbol Grade Weight
PRG C -0.86%
CNX A -0.77%
UAA B -0.76%
CCS C -0.75%
BZH B -0.73%
NMIH C -0.73%
BNL B -0.72%
PHIN D -0.72%
GHC B -0.7%
EBC D -0.7%
INVA B -0.7%
LZB C -0.69%
NWE A -0.69%
HE F -0.68%
NWN B -0.68%
EIG B -0.68%
AVA B -0.68%
ATSG C -0.67%
SR A -0.67%
GEF C -0.66%
UVV C -0.66%
TGNA B -0.66%
WMK D -0.66%
IMKTA F -0.65%
SPB B -0.65%
ENVA C -0.63%
HIW C -0.62%
LGIH C -0.62%
EFSC D -0.61%
STBA D -0.61%
CNO C -0.61%
RLJ D -0.61%
GDEN D -0.61%
SBH B -0.6%
NX F -0.6%
CXW F -0.6%
KOP F -0.6%
JBT B -0.6%
CALM A -0.59%
FCF D -0.59%
BKU D -0.59%
RYI F -0.59%
CABO F -0.59%
AAT C -0.59%
HPP F -0.59%
INDB D -0.57%
GES F -0.57%
ALGT D -0.57%
RC F -0.57%
DNOW F -0.56%
CUBI F -0.56%
SNDR C -0.56%
HTZ F -0.56%
ADNT D -0.55%
OCFC C -0.55%
FRME D -0.54%
OLPX C -0.54%
FFBC D -0.54%
CATY D -0.54%
VSCO C -0.53%
REVG D -0.53%
ARCH D -0.53%
ABR B -0.52%
CRI D -0.52%
KSS D -0.52%
WERN D -0.51%
SCHL D -0.51%
HUBG D -0.51%
SAH D -0.51%
PFBC D -0.51%
WGO D -0.51%
CRK C -0.51%
PRDO D -0.5%
NAVI D -0.5%
IBOC D -0.5%
VSH F -0.49%
ABM D -0.49%
USM C -0.49%
REZI F -0.48%
LILAK D -0.48%
ANDE D -0.48%
PEBO D -0.48%
FBNC D -0.47%
CENTA F -0.47%
CRC B -0.47%
SASR C -0.46%
PATK B -0.46%
CENX C -0.44%
EPC F -0.44%
MATW F -0.44%
VBTX C -0.44%
SSTK F -0.44%
BANR C -0.43%
PDCO F -0.43%
SFNC C -0.43%
TOWN D -0.43%
DAN F -0.42%
PARR F -0.42%
PNM B -0.42%
LGND D -0.42%
TALO F -0.42%
OFG D -0.42%
MCRI B -0.41%
NWBI D -0.41%
BKE C -0.41%
HOPE D -0.41%
JELD D -0.41%
CASH D -0.41%
ADV F -0.4%
CTOS F -0.4%
BXC D -0.4%
UNF B -0.4%
OI D -0.4%
FHI C -0.4%
FIBK D -0.39%
OMI F -0.39%
KMT C -0.39%
APOG B -0.39%
AMN F -0.39%
AX D -0.39%
FHB D -0.39%
RNST D -0.38%
WSBC D -0.38%
WSFS D -0.38%
NBHC D -0.38%
SJW D -0.38%
OMCL C -0.38%
EQC D -0.37%
KN D -0.37%
CBRL D -0.37%
NMRK B -0.37%
ARCB D -0.37%
ODP F -0.36%
ECVT F -0.36%
KOS F -0.35%
HTLD F -0.35%
CMCO D -0.35%
MRTN D -0.34%
VRTS F -0.33%
MLKN F -0.33%
CHGG F -0.32%
DEI A -0.32%
PLUS C -0.32%
MODG F -0.32%
DORM C -0.31%
ROIC B -0.31%
ZD D -0.31%
GEO F -0.31%
BDC B -0.3%
VAC D -0.3%
HELE D -0.3%
WAFD D -0.29%
GTY B -0.29%
DIOD F -0.29%
AUB D -0.28%
NIC D -0.28%
LCII B -0.28%
CSGS C -0.28%
VCTR C -0.28%
TCBI C -0.28%
CNXN C -0.28%
ALEX D -0.28%
CPK B -0.28%
NHC D -0.28%
PRIM C -0.28%
SRCE D -0.27%
CWT D -0.27%
SNEX C -0.27%
SAFT D -0.27%
PSMT B -0.27%
DEA D -0.27%
DFIN D -0.27%
SBCF D -0.27%
OEC F -0.27%
UCBI C -0.27%
TRMK D -0.26%
FULT D -0.26%
EAT A -0.26%
PTVE D -0.26%
TCBK D -0.26%
BUSE D -0.26%
KLG D -0.26%
HTH D -0.25%
GOGO F -0.25%
CVBF D -0.25%
PBH D -0.25%
HLF F -0.25%
XHR C -0.25%
PCRX F -0.24%
LNN B -0.24%
TRS D -0.24%
MTX D -0.22%
SHEN F -0.22%
FOXF F -0.21%
BLMN F -0.21%
KALU D -0.2%
STRA F -0.2%
LTH C -0.16%
FDP B -0.16%
CBU D -0.15%
CVCO A -0.15%
BMBL F -0.15%
CWEN A -0.15%
PFS D -0.15%
PLXS B -0.15%
BOOT B -0.15%
FBP D -0.14%
SHOO A -0.14%
NBTB D -0.14%
ADUS C -0.14%
HNI B -0.14%
WD C -0.14%
BHLB D -0.14%
JBGS C -0.14%
FBK D -0.14%
MWA B -0.14%
STC C -0.14%
ATUS C -0.14%
OII D -0.13%
PPBI D -0.13%
KFY C -0.13%
PGRE D -0.13%
HMN C -0.13%
NNI C -0.13%
THS C -0.13%
LXP D -0.13%
GNW C -0.13%
KFRC F -0.12%
NVEE F -0.12%
ASB F -0.12%
CAKE B -0.12%
AIN D -0.12%
APAM C -0.12%
WOR F -0.11%
SCL D -0.11%
CTS D -0.11%
ENOV F -0.11%
CMTG F -0.11%
VSAT F -0.11%
THRM F -0.11%
OXM F -0.1%
ROG D -0.1%
XRX F -0.1%
GO F -0.09%
DK F -0.09%
HI F -0.08%
IART F -0.07%
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