SMHB vs. RZV ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to Guggenheim S&P Smallcap 600 Pure Value ETF (RZV)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.58

Average Daily Volume

40,001

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$114.85

Average Daily Volume

5,815

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	RZV
30 Days	-9.80%	6.71%
60 Days	-10.51%	5.38%
90 Days	-1.80%	5.78%
12 Months	14.54%	25.84%

6 Overlapping Holdings

Symbol	Grade	Weight in SMHB	Weight in RZV	Overlap
BDN	C	2.41%	0.57%	0.57%
BGS	F	2.41%	0.51%	0.51%
RC	D	0.65%	0.23%	0.23%
SLG	B	4.87%	0.59%	0.59%
UVV	B	0.54%	0.49%	0.49%
XRX	F	4.09%	0.72%	0.72%

SMHB Overweight 84 Positions Relative to RZV

Symbol	Grade	Weight
DTM	A	3.81%
BXMT	C	3.43%
DSS	F	2.87%
TWO	F	2.87%
CIM	D	2.62%
SBRA	C	2.38%
EPR	C	2.34%
ABR	C	2.21%
APAM	B	2.02%
PAGP	A	1.88%
UNIT	B	1.86%
UWMC	D	1.84%
ARR	D	1.65%
NHI	D	1.64%
ORC	B	1.51%
CCOI	B	1.51%
PSEC	D	1.47%
IVR	F	1.43%
DEA	D	1.35%
PMT	C	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	C	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	C	1.02%
GNL	F	1.01%
FCPT	C	1.0%
EFC	C	1.0%
PDM	D	0.99%
GSBD	F	0.94%
NEWT	C	0.94%
NYMT	C	0.93%
LTC	B	0.91%
DX	B	0.89%
KREF	C	0.8%
VGR	B	0.79%
NWBI	B	0.77%
GBDC	D	0.73%
CODI	B	0.72%
VNOM	A	0.65%
SCS	C	0.65%
ACRE	B	0.64%
LADR	B	0.62%
TSLX	C	0.62%
HESM	B	0.59%
OCSL	F	0.54%
AROC	A	0.53%
GMRE	F	0.5%
ILPT	F	0.49%
BRSP	C	0.49%
WSR	A	0.46%
ALX	D	0.45%
GTY	A	0.44%
OPI	F	0.4%
RMR	F	0.38%
NMFC	D	0.38%
UHT	D	0.36%
GPMT	C	0.34%
CSWC	D	0.34%
GOOD	B	0.33%
FSP	B	0.29%
TRTX	C	0.29%
TCPC	C	0.27%
AHH	D	0.27%
CGBD	C	0.25%
BCSF	C	0.24%
TPVG	B	0.23%
PFLT	D	0.23%
SLRC	A	0.23%
UVE	B	0.22%
BBDC	A	0.22%
KRO	C	0.2%
EBF	F	0.18%
GAIN	B	0.17%
PNNT	C	0.16%
OLP	B	0.16%
FDUS	A	0.16%
GLAD	B	0.15%
BFS	C	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 126 Positions Relative to RZV

Symbol	Grade	Weight
PHIN	A	-2.17%
LUMN	C	-2.11%
CRGY	B	-2.08%
FDP	B	-1.99%
JBLU	F	-1.86%
BFH	C	-1.86%
UNFI	A	-1.85%
SATS	D	-1.84%
BHE	C	-1.8%
WKC	C	-1.75%
JXN	C	-1.71%
GDOT	D	-1.67%
GBX	A	-1.51%
GEO	B	-1.49%
DXPE	C	-1.47%
MD	C	-1.46%
NATL	B	-1.46%
SCSC	C	-1.43%
GNW	A	-1.38%
EZPW	B	-1.35%
HTZ	C	-1.34%
CWK	C	-1.32%
SNEX	B	-1.23%
HZO	F	-1.13%
ADNT	F	-1.11%
SANM	B	-1.1%
FL	F	-1.1%
REZI	A	-1.03%
NVRI	D	-1.02%
KELYA	F	-1.0%
AHCO	F	-0.95%
KSS	F	-0.87%
CENX	B	-0.87%
KALU	C	-0.86%
PRA	C	-0.85%
SBH	C	-0.85%
CHEF	A	-0.83%
VYX	B	-0.82%
WWW	A	-0.81%
SXC	A	-0.79%
SAH	C	-0.79%
ABM	B	-0.78%
UFCS	A	-0.78%
SPTN	D	-0.77%
TILE	B	-0.74%
MPW	F	-0.71%
PAHC	C	-0.7%
PENN	C	-0.7%
DLX	B	-0.69%
ALK	B	-0.69%
STC	B	-0.68%
AXL	C	-0.66%
ASIX	B	-0.66%
VSCO	C	-0.66%
AAP	D	-0.66%
HOPE	C	-0.65%
PRAA	D	-0.64%
ALGT	B	-0.64%
DNOW	B	-0.62%
SFNC	C	-0.62%
HSII	B	-0.62%
CAL	F	-0.61%
NWL	C	-0.61%
MODG	F	-0.61%
OI	C	-0.61%
GIII	D	-0.6%
MCY	A	-0.59%
TGNA	B	-0.59%
VTOL	B	-0.58%
SCVL	F	-0.58%
EGBN	B	-0.56%
TTMI	C	-0.56%
AOSL	C	-0.56%
HBI	B	-0.55%
PEB	D	-0.53%
MATV	D	-0.52%
CMA	B	-0.51%
RUN	F	-0.51%
LNC	C	-0.5%
DAN	D	-0.5%
SNDR	B	-0.49%
VSTO	A	-0.48%
DCOM	B	-0.48%
NBR	C	-0.46%
IBTX	B	-0.46%
VBTX	B	-0.46%
JBGS	F	-0.45%
BANC	B	-0.45%
VIRT	A	-0.45%
DXC	B	-0.43%
SEM	B	-0.42%
ASTE	C	-0.42%
HAFC	B	-0.42%
ODP	F	-0.42%
VFC	C	-0.42%
MDU	D	-0.41%
PFS	B	-0.41%
HCSG	C	-0.39%
RNST	B	-0.39%
HUBG	A	-0.37%
HFWA	C	-0.37%
NAVI	F	-0.37%
ECPG	C	-0.37%
PUMP	C	-0.37%
NTCT	C	-0.37%
HPP	F	-0.36%
BRKL	B	-0.36%
OMI	F	-0.36%
BKU	A	-0.35%
PSMT	D	-0.33%
WERN	C	-0.33%
WNC	C	-0.32%
SMP	C	-0.32%
MLKN	F	-0.31%
PPBI	C	-0.29%
LEG	F	-0.28%
CNSL	C	-0.26%
PDCO	F	-0.26%
AVNS	F	-0.26%
TALO	C	-0.26%
HAIN	D	-0.2%
FLGT	F	-0.2%
THS	D	-0.19%
VSAT	F	-0.19%
TWI	F	-0.17%
SVC	F	-0.15%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers