QABA vs. SCAP ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to InfraCap Small Cap Income ETF (SCAP)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.07

Average Daily Volume

9,793

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

SCAP

InfraCap Small Cap Income ETF

SCAP Description

The investment seeks to provide total return through long-term capital appreciation and current income. The fund seeks to achieve its investment objective by investing in a diversified group of U.S.-traded equity securities consisting of common and preferred stock, ADRs, and REITs. Under normal circumstances, it invests at least 80% of its net assets (plus any borrowings for investment purposes) in small cap securities. The fund's sub-advisor generally defines a small cap company as one having a market capitalization less than the market cap of the largest company in the Russell 2000 Index at the time of acquisition.

Grade (RS Rating)

Last Trade

$34.72

Average Daily Volume

3,647

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	SCAP
30 Days	6.34%	-1.51%
60 Days	-0.22%	-0.99%
90 Days	6.38%	3.77%
12 Months	36.11%

1 Overlapping Holdings

	Symbol	Grade	Weight in QABA	Weight in SCAP	Overlap
	PFBC	B	0.62%	2.14%	0.62%

QABA Overweight 120 Positions Relative to SCAP

Symbol	Grade	Weight
CBSH	A	4.31%
WTFC	B	4.13%
FFIN	D	2.87%
UMBF	A	2.81%
UBSI	A	2.74%
OZK	B	2.74%
HWC	A	2.43%
IBOC	B	2.09%
TFSL	B	1.97%
TCBI	B	1.96%
BANF	B	1.96%
FIBK	B	1.82%
CATY	A	1.79%
FULT	B	1.76%
FHB	A	1.67%
WSFS	D	1.64%
SFNC	A	1.6%
WAFD	D	1.51%
CVBF	B	1.49%
TBBK	D	1.46%
INDB	B	1.45%
TOWN	D	1.34%
FFBC	A	1.32%
PPBI	B	1.31%
SBCF	B	1.26%
BANR	A	1.21%
FRME	C	1.15%
TRMK	B	1.15%
TFIN	B	1.14%
NBTB	D	1.14%
MBIN	F	1.1%
EFSC	B	1.08%
SYBT	B	1.06%
WSBC	A	0.98%
CLBK	D	0.97%
CASH	A	0.95%
FBNC	D	0.93%
CHCO	A	0.93%
NWBI	C	0.92%
LKFN	B	0.91%
HOPE	D	0.84%
VBTX	B	0.81%
SASR	A	0.8%
STBA	D	0.8%
TCBK	C	0.79%
SRCE	C	0.79%
BUSE	D	0.76%
WABC	B	0.75%
QCRH	B	0.72%
DCOM	B	0.65%
RBCAA	B	0.64%
GABC	A	0.64%
PEBO	B	0.6%
OCFC	A	0.57%
AMAL	B	0.56%
SBSI	D	0.54%
BHRB	C	0.52%
FMBH	D	0.51%
BRKL	A	0.51%
CTBI	B	0.51%
CNOB	D	0.51%
BFC	B	0.5%
CFFN	A	0.48%
PFC	A	0.47%
UVSP	B	0.45%
CCB	A	0.44%
EGBN	A	0.44%
FCBC	D	0.42%
HFWA	A	0.42%
CFB	D	0.42%
ORRF	A	0.4%
BFST	A	0.4%
OSBC	B	0.4%
HAFC	A	0.38%
HBNC	A	0.38%
MBWM	D	0.38%
NBN	A	0.37%
IBCP	D	0.37%
GSBC	C	0.37%
SMBC	B	0.36%
FSBC	B	0.35%
TRST	D	0.34%
CAC	A	0.33%
MOFG	C	0.33%
HTBI	D	0.32%
HTBK	D	0.32%
WASH	B	0.32%
CCBG	A	0.32%
PGC	A	0.31%
HIFS	B	0.31%
CASS	B	0.31%
ESQ	A	0.3%
SPFI	C	0.3%
CCNE	B	0.29%
NFBK	C	0.28%
HONE	D	0.28%
FMNB	D	0.28%
MPB	B	0.28%
MSBI	A	0.27%
THFF	B	0.27%
AROW	A	0.26%
SHBI	B	0.26%
KRNY	B	0.25%
BCAL	B	0.25%
FFIC	B	0.24%
CARE	B	0.23%
NECB	B	0.22%
EBTC	B	0.22%
TCBX	A	0.22%
RBB	D	0.22%
BWB	C	0.22%
BSRR	D	0.22%
FISI	D	0.21%
NRIM	D	0.2%
NEWT	B	0.19%
BMRC	A	0.19%
FLIC	C	0.16%
FRST	F	0.16%
WSBF	B	0.16%
INBK	C	0.16%

QABA Underweight 40 Positions Relative to SCAP

Symbol	Grade	Weight
HRI	A	-2.95%
EWBC	A	-2.78%
AES	F	-2.45%
KRC	B	-2.22%
MUR	F	-2.21%
CASY	A	-2.14%
DKL	D	-2.1%
SM	F	-2.05%
NTB	C	-2.03%
AGNC	D	-1.97%
BRX	C	-1.96%
PNFP	A	-1.96%
CHRD	F	-1.94%
REXR	F	-1.93%
PAGP	D	-1.84%
AVNT	D	-1.81%
BLMN	F	-1.8%
MKSI	F	-1.75%
AB	B	-1.74%
WWD	D	-1.72%
CELH	F	-1.66%
GATX	A	-1.64%
NTST	F	-1.58%
POR	C	-1.57%
EPRT	C	-1.56%
MCBS	C	-1.51%
JEF	B	-1.45%
SLM	C	-1.35%
PK	F	-1.29%
NYT	A	-1.22%
STAG	D	-1.18%
AIZ	D	-1.18%
ASIX	C	-1.16%
CHCT	B	-1.12%
WAL	C	-1.11%
SBLK	F	-1.1%
BPOP	F	-1.02%
KRT	C	-0.94%
ESI	A	-0.93%
VLYPP	B	-0.47%