QABA vs. KBWD ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to PowerShares KBW High Dividend Yield Financial Portfolio ETF (KBWD)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$61.27

Average Daily Volume

14,614

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

KBWD

PowerShares KBW High Dividend Yield Financial Portfolio ETF

KBWD Description

The PowerShares KBW High Dividend Yield Financial Portfolio (Fund) is based on the KBW Financial Sector Dividend Yield Index (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index. The Index is calculated using a dividend yield weighted methodology that seeks to reflect the performance of approximately 24 to 40 publicly listed financial companies that are principally engaged in the business of providing financial services and products, including banking, insurance and diversified financial services, in the United States. The Index may also include securities of BDCs and equity and mortgage REITs. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$15.25

Average Daily Volume

168,309

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	KBWD
30 Days	13.20%	1.84%
60 Days	16.64%	1.01%
90 Days	21.34%	4.26%
12 Months	44.53%	16.58%

4 Overlapping Holdings

Symbol	Grade	Weight in QABA	Weight in KBWD	Overlap
EGBN	B	0.43%	3.01%	0.43%
FIBK	B	1.69%	1.8%	1.69%
NWBI	B	0.91%	1.7%	0.91%
WASH	B	0.32%	2.22%	0.32%

QABA Overweight 117 Positions Relative to KBWD

Symbol	Grade	Weight
CBSH	A	4.4%
WTFC	B	4.21%
UMBF	B	2.93%
FFIN	B	2.9%
UBSI	B	2.77%
OZK	B	2.59%
HWC	B	2.49%
IBOC	B	2.17%
BANF	B	1.99%
TFSL	A	1.93%
TCBI	B	1.91%
FULT	B	1.85%
CATY	B	1.81%
FHB	B	1.71%
WSFS	B	1.63%
SFNC	B	1.52%
INDB	B	1.51%
CVBF	B	1.51%
WAFD	B	1.46%
FFBC	B	1.34%
PPBI	B	1.33%
TOWN	B	1.31%
TBBK	B	1.31%
FRME	B	1.24%
BANR	B	1.24%
SBCF	B	1.23%
TRMK	B	1.16%
NBTB	B	1.15%
TFIN	B	1.1%
EFSC	B	1.07%
SYBT	B	1.06%
WSBC	B	1.03%
CASH	B	0.97%
CHCO	B	0.95%
CLBK	B	0.94%
FBNC	B	0.92%
LKFN	B	0.91%
MBIN	D	0.89%
SASR	A	0.83%
HOPE	B	0.8%
SRCE	B	0.79%
VBTX	B	0.79%
STBA	B	0.79%
TCBK	B	0.77%
QCRH	B	0.74%
BUSE	B	0.74%
WABC	B	0.74%
GABC	A	0.66%
RBCAA	B	0.65%
DCOM	B	0.64%
PFBC	B	0.62%
PEBO	B	0.6%
OCFC	B	0.58%
AMAL	B	0.54%
BRKL	B	0.53%
SBSI	B	0.53%
BFC	B	0.52%
BHRB	B	0.51%
CNOB	B	0.51%
CTBI	B	0.51%
FMBH	B	0.49%
PFC	B	0.49%
CCB	A	0.47%
HFWA	B	0.45%
CFFN	B	0.45%
UVSP	B	0.44%
FCBC	B	0.42%
BFST	B	0.42%
CFB	B	0.41%
OSBC	A	0.4%
NBN	B	0.4%
HBNC	B	0.39%
ORRF	B	0.38%
IBCP	B	0.38%
MBWM	B	0.38%
GSBC	B	0.37%
HAFC	B	0.37%
SMBC	B	0.36%
TRST	B	0.34%
FSBC	B	0.34%
CAC	B	0.34%
MOFG	B	0.33%
PGC	A	0.32%
SPFI	B	0.32%
HTBK	A	0.32%
HTBI	B	0.32%
CCBG	B	0.32%
HIFS	B	0.31%
ESQ	B	0.3%
CASS	B	0.3%
HONE	B	0.29%
CCNE	B	0.29%
NFBK	B	0.29%
MSBI	B	0.28%
THFF	B	0.28%
FMNB	B	0.28%
BCAL	B	0.27%
AROW	B	0.27%
KRNY	B	0.26%
MPB	B	0.26%
SHBI	B	0.26%
FFIC	B	0.25%
TCBX	B	0.24%
EBTC	B	0.23%
BSRR	B	0.23%
CARE	B	0.22%
FISI	B	0.21%
RBB	B	0.21%
BWB	B	0.2%
NECB	B	0.2%
BMRC	B	0.2%
NRIM	A	0.2%
NEWT	B	0.18%
INBK	B	0.17%
FRST	B	0.15%
WSBF	C	0.15%
FLIC	B	0.15%

QABA Underweight 26 Positions Relative to KBWD

Symbol	Grade	Weight
FSK	A	-3.8%
TRIN	A	-3.78%
TCPC	C	-3.7%
PSEC	F	-3.65%
ACRE	C	-3.48%
AGNC	C	-3.46%
RC	D	-3.26%
PNNT	B	-3.25%
DX	C	-3.24%
GSBD	F	-3.17%
FDUS	A	-3.05%
ARI	D	-3.04%
EFC	C	-2.9%
TRTX	C	-2.76%
BBDC	B	-2.69%
OMF	A	-2.48%
KREF	D	-2.26%
CSWC	D	-2.2%
APAM	B	-2.15%
TPVG	C	-1.93%
WU	F	-1.83%
LNC	B	-1.72%
KEY	B	-1.5%
JHG	B	-1.31%
PRU	B	-1.21%
JXN	B	-1.05%