QABA vs. ESGX ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to Tuttle Capital Shareholders First Index ETF (ESGX)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.76

Average Daily Volume

15,664

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

ESGX

Tuttle Capital Shareholders First Index ETF

ESGX Description

ESGX invests in US-listed companies determined to have high shareholder value, unencumbered by ESG restrictions, such as political stances or conforming to a greater social goal of stakeholder capitalism. Using a proprietary methodology, the fund assigns stocks with shareholder value creation and financial metric scores. The shareholder value creation score considers information on corporate donations, advocacy, activities, and policies gathered from different data sources. The financial metrics score separately calculates a securitys one-year and five-year price performance, closing price, cash, revenue, debt-to-equity ratio, average dividend yield, profit margin, and market capitalization. Companies are ranked according to the highest shareholder value creation and financial metric scores. The fund selects and weights 50 companies from the resulting sets of filtered companies. The index is rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$25.79

Average Daily Volume

101

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	ESGX
30 Days	12.46%	-0.71%
60 Days	12.99%	0.93%
90 Days	12.33%
12 Months	45.21%

1 Overlapping Holdings

	Symbol	Grade	Weight in QABA	Weight in ESGX	Overlap
	IBOC	B	2.18%	2.11%	2.11%

QABA Overweight 120 Positions Relative to ESGX

Symbol	Grade	Weight
CBSH	B	4.51%
WTFC	A	4.24%
UMBF	B	2.92%
FFIN	B	2.88%
UBSI	B	2.79%
OZK	B	2.64%
HWC	B	2.5%
TCBI	C	2.0%
BANF	B	1.98%
TFSL	A	1.97%
FULT	A	1.86%
CATY	B	1.82%
FIBK	A	1.7%
FHB	B	1.7%
WSFS	B	1.66%
CVBF	A	1.54%
SFNC	C	1.5%
INDB	B	1.49%
WAFD	B	1.46%
FFBC	B	1.35%
PPBI	B	1.3%
TOWN	B	1.29%
TBBK	C	1.29%
FRME	B	1.24%
SBCF	B	1.23%
BANR	B	1.23%
WSBC	B	1.17%
TFIN	B	1.15%
TRMK	B	1.14%
NBTB	B	1.14%
EFSC	B	1.08%
SYBT	B	1.07%
CASH	B	0.97%
CLBK	C	0.95%
FBNC	B	0.94%
CHCO	B	0.94%
LKFN	B	0.92%
NWBI	B	0.91%
MBIN	F	0.9%
SASR	B	0.84%
HOPE	C	0.8%
STBA	B	0.79%
VBTX	B	0.78%
SRCE	B	0.78%
TCBK	C	0.77%
QCRH	B	0.75%
WABC	B	0.74%
BUSE	B	0.74%
GABC	B	0.66%
RBCAA	B	0.65%
DCOM	B	0.65%
PFBC	B	0.62%
PEBO	B	0.61%
OCFC	B	0.58%
BRKL	B	0.55%
AMAL	B	0.54%
CNOB	B	0.52%
CTBI	B	0.52%
BHRB	B	0.51%
BFC	B	0.5%
PFC	B	0.49%
CCB	A	0.48%
FMBH	B	0.48%
HFWA	C	0.44%
CFFN	C	0.44%
UVSP	B	0.44%
EGBN	B	0.42%
OSBC	A	0.41%
FCBC	B	0.41%
BFST	C	0.41%
CFB	B	0.41%
IBCP	B	0.39%
MBWM	B	0.39%
NBN	C	0.39%
HBNC	B	0.39%
ORRF	B	0.38%
SMBC	B	0.37%
HAFC	B	0.37%
GSBC	C	0.36%
CAC	C	0.34%
TRST	B	0.34%
FSBC	C	0.34%
MOFG	B	0.33%
HTBI	B	0.32%
CCBG	B	0.32%
HTBK	B	0.32%
WASH	C	0.32%
MPB	B	0.31%
SPFI	C	0.31%
PGC	B	0.31%
HIFS	C	0.3%
CASS	C	0.3%
CCNE	B	0.29%
THFF	B	0.29%
ESQ	B	0.29%
MSBI	B	0.28%
FMNB	B	0.28%
HONE	C	0.28%
NFBK	C	0.28%
BCAL	B	0.27%
AROW	B	0.27%
KRNY	C	0.26%
SHBI	B	0.26%
FFIC	B	0.25%
NRIM	A	0.23%
TCBX	B	0.23%
RBB	B	0.22%
CARE	C	0.22%
BSRR	B	0.22%
EBTC	C	0.22%
BMRC	B	0.21%
NECB	C	0.2%
BWB	B	0.2%
FISI	B	0.2%
NEWT	C	0.18%
INBK	B	0.17%
WSBF	C	0.15%
FRST	B	0.15%
FLIC	B	0.15%
SBSI	C	0.05%

QABA Underweight 48 Positions Relative to ESGX

Symbol	Grade	Weight
GTLS	A	-2.58%
WST	C	-2.51%
TYL	B	-2.4%
VTRS	B	-2.37%
SEIC	B	-2.33%
NWS	B	-2.33%
RLI	A	-2.33%
VNO	C	-2.3%
GEF	A	-2.27%
TPX	B	-2.26%
JBHT	C	-2.24%
EVRG	A	-2.21%
PNR	A	-2.19%
SLGN	A	-2.17%
VRSN	C	-2.16%
SYY	D	-2.14%
EHC	B	-2.1%
FFIV	B	-2.08%
KIM	A	-2.07%
SYNA	C	-2.06%
PNW	A	-2.06%
TDY	B	-2.05%
DCI	B	-2.04%
DXCM	C	-2.02%
ROL	B	-2.02%
MANH	D	-1.97%
RVTY	F	-1.95%
KEYS	A	-1.92%
FRT	B	-1.91%
LKQ	F	-1.88%
HST	C	-1.88%
MAA	B	-1.85%
STE	D	-1.82%
POOL	C	-1.82%
CNP	A	-1.81%
SWKS	F	-1.81%
O	C	-1.75%
GPC	D	-1.74%
POST	C	-1.73%
WEX	D	-1.7%
MCHP	F	-1.69%
KNSL	B	-1.67%
EGP	D	-1.67%
BCO	F	-1.54%
LNTH	D	-1.52%
HII	F	-1.45%
QRVO	F	-1.19%
ENPH	F	-1.09%