NULC vs. ROUS ETF Comparison

Comparison of Nuveen ESG Large-Cap ETF (NULC) to Lattice U.S. Equity Strategy ETF (ROUS)

NULC

Nuveen ESG Large-Cap ETF

NULC Description

The investment seeks to track the investment results, before fees and expenses, of the ICE BofAML Enhanced Yield 1-5 Year US Broad Bond Index (the "index"). Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in component securities of the index. The index is designed to broadly capture the 1-5 year U.S. investment grade fixed income market, as represented by a modified version of the ICE BofAML 1-5 Year US Broad Market Index.

Grade (RS Rating)

Last Trade

$47.40

Average Daily Volume

1,083

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$52.45

Average Daily Volume

58,956

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

Performance

Period	NULC	ROUS
30 Days	2.53%	1.51%
60 Days	5.93%	4.74%
90 Days	8.29%	6.55%
12 Months	31.11%	29.38%

65 Overlapping Holdings

Symbol	Grade	Weight in NULC	Weight in ROUS	Overlap
ACGL	C	0.12%	0.24%	0.12%
ADBE	C	0.47%	0.15%	0.15%
ADM	F	0.48%	0.03%	0.03%
AKAM	F	0.07%	0.05%	0.05%
AMAT	F	0.99%	0.29%	0.29%
AMGN	F	0.98%	0.39%	0.39%
AZO	B	0.04%	0.31%	0.04%
BKNG	A	0.43%	0.25%	0.25%
C	B	0.94%	0.34%	0.34%
CAH	B	0.13%	0.16%	0.13%
CBOE	D	0.4%	0.09%	0.09%
CDNS	B	0.57%	0.29%	0.29%
CI	D	0.08%	0.23%	0.08%
CMCSA	B	0.75%	0.38%	0.38%
DOV	A	0.01%	0.13%	0.01%
EA	A	0.35%	0.73%	0.35%
EBAY	C	0.45%	0.32%	0.32%
ECL	C	1.21%	0.18%	0.18%
ED	D	0.64%	0.24%	0.24%
EME	B	0.18%	0.4%	0.18%
EXC	C	0.73%	0.08%	0.08%
FDX	B	0.22%	0.34%	0.22%
GILD	B	0.72%	0.69%	0.69%
GOOGL	C	3.13%	1.26%	1.26%
HCA	D	1.21%	0.19%	0.19%
HD	B	0.2%	0.77%	0.2%
HPE	B	0.54%	0.86%	0.54%
HPQ	B	0.69%	1.07%	0.69%
IBM	D	1.62%	0.84%	0.84%
IRM	D	0.44%	0.18%	0.18%
IT	B	0.07%	0.55%	0.07%
JNPR	D	0.24%	0.4%	0.24%
KEYS	C	0.53%	0.26%	0.26%
KO	F	1.55%	0.09%	0.09%
KR	A	0.44%	0.85%	0.44%
LLY	F	2.26%	0.74%	0.74%
LNG	B	0.93%	0.31%	0.31%
LOW	B	0.79%	0.3%	0.3%
LYB	F	0.41%	0.18%	0.18%
MA	B	2.14%	0.39%	0.39%
MCD	C	1.2%	0.14%	0.14%
MCK	B	1.46%	0.49%	0.49%
MMM	C	0.57%	0.15%	0.15%
MSFT	C	6.83%	1.11%	1.11%
NTAP	D	0.47%	1.02%	0.47%
NVDA	A	8.29%	0.98%	0.98%
NXPI	F	0.09%	0.39%	0.09%
PANW	B	0.18%	0.13%	0.13%
PEP	D	0.75%	0.27%	0.27%
PG	C	1.41%	0.61%	0.61%
PGR	A	1.57%	0.23%	0.23%
PNC	B	1.3%	0.21%	0.21%
SNPS	C	0.9%	0.18%	0.18%
STLD	C	0.41%	0.33%	0.33%
STX	D	0.38%	0.17%	0.17%
T	A	0.85%	0.88%	0.85%
TGT	C	1.02%	0.11%	0.11%
TJX	A	1.27%	0.27%	0.27%
TRV	B	0.48%	0.38%	0.38%
TXN	B	0.65%	0.67%	0.65%
USB	B	0.06%	0.13%	0.06%
V	A	2.2%	0.39%	0.39%
VRTX	B	0.32%	0.36%	0.32%
VZ	D	0.21%	0.84%	0.21%
WELL	B	0.07%	0.09%	0.07%

NULC Overweight 56 Positions Relative to ROUS

Symbol	Grade	Weight
GOOG	C	1.92%
TSLA	B	1.88%
ETN	B	1.72%
FI	A	1.71%
CRM	B	1.6%
MS	A	1.53%
SPGI	C	1.48%
DIS	B	1.45%
MMC	D	1.38%
DHR	F	1.33%
MELI	D	1.31%
OKE	A	1.2%
CARR	C	1.16%
INTC	C	1.05%
UPS	C	1.04%
CMG	B	0.97%
ADP	A	0.97%
AMT	F	0.96%
MRVL	B	0.95%
BKR	B	0.83%
AXON	B	0.81%
AMD	F	0.76%
EW	F	0.72%
VEEV	B	0.69%
ZTS	D	0.55%
TEAM	B	0.51%
URI	B	0.49%
WST	B	0.45%
FTV	C	0.42%
AWK	D	0.41%
WDC	D	0.4%
EQIX	B	0.4%
TRU	D	0.38%
TFC	B	0.37%
HOLX	D	0.36%
J	D	0.35%
FSLR	F	0.35%
TRMB	B	0.34%
BALL	D	0.33%
HOOD	B	0.33%
DECK	B	0.31%
MCO	C	0.3%
GS	B	0.23%
SOLV	C	0.2%
A	F	0.19%
NEM	F	0.18%
MKTX	C	0.17%
MOS	D	0.16%
LPLA	A	0.13%
DINO	D	0.13%
WTW	A	0.05%
IDXX	F	0.05%
UNP	D	0.04%
DXCM	C	0.03%
FBIN	F	0.02%
BG	D	0.01%

NULC Underweight 280 Positions Relative to ROUS

Symbol	Grade	Weight
AAPL	C	-1.18%
JNJ	D	-1.12%
WMT	A	-1.07%
UNH	B	-1.02%
ABBV	F	-1.0%
DELL	C	-0.9%
MRK	F	-0.86%
CSCO	A	-0.83%
XOM	B	-0.82%
JPM	A	-0.82%
MSI	B	-0.78%
CVLT	B	-0.78%
META	B	-0.77%
TMUS	A	-0.74%
AVT	C	-0.74%
CTSH	A	-0.73%
BRK.A	B	-0.71%
AVGO	C	-0.66%
ORCL	A	-0.62%
MTB	A	-0.62%
MUSA	B	-0.61%
GWW	B	-0.6%
FICO	B	-0.6%
EOG	A	-0.59%
MO	A	-0.58%
APH	B	-0.57%
GLW	B	-0.55%
FOXA	A	-0.55%
COST	B	-0.54%
QCOM	F	-0.54%
HUM	D	-0.53%
NRG	C	-0.51%
AMZN	A	-0.51%
HRB	D	-0.51%
SHW	A	-0.5%
FAST	B	-0.5%
CINF	A	-0.5%
GDDY	B	-0.49%
CVS	F	-0.49%
BK	B	-0.48%
ALSN	B	-0.48%
VLO	C	-0.46%
CMI	A	-0.46%
INCY	B	-0.45%
ELV	F	-0.44%
RPM	A	-0.43%
DBX	B	-0.43%
ACN	B	-0.43%
CTAS	B	-0.43%
UTHR	B	-0.43%
MLI	B	-0.42%
CL	F	-0.42%
RS	C	-0.41%
FFIV	B	-0.41%
SANM	C	-0.4%
UNM	A	-0.4%
SW	B	-0.4%
ACI	C	-0.4%
LMT	D	-0.39%
KMB	D	-0.38%
VRSN	C	-0.37%
VNT	C	-0.37%
CDW	F	-0.37%
ORLY	A	-0.37%
NYT	C	-0.36%
ETR	B	-0.36%
NSIT	F	-0.36%
AXS	A	-0.36%
CHRW	A	-0.36%
TER	F	-0.34%
TSCO	D	-0.34%
ANET	C	-0.34%
BBY	C	-0.34%
BMI	B	-0.33%
GPC	D	-0.33%
CRUS	F	-0.33%
PM	B	-0.33%
AFL	C	-0.32%
CB	C	-0.32%
RMD	C	-0.32%
SYF	B	-0.32%
BMY	B	-0.31%
WM	A	-0.31%
PCAR	B	-0.31%
VICI	D	-0.31%
EXEL	B	-0.3%
DUK	D	-0.3%
GRMN	A	-0.3%
ORI	A	-0.3%
MKL	A	-0.3%
RHI	B	-0.29%
PHM	D	-0.29%
KLAC	F	-0.29%
YUM	B	-0.29%
CACI	C	-0.28%
WTM	A	-0.28%
OTIS	D	-0.28%
GPI	B	-0.28%
ITW	B	-0.27%
DGX	B	-0.27%
SNX	C	-0.27%
RF	A	-0.27%
ALKS	C	-0.27%
COR	B	-0.27%
DLB	D	-0.26%
SO	D	-0.26%
MAS	D	-0.26%
XEL	A	-0.26%
SYY	D	-0.26%
CASY	B	-0.26%
HSY	F	-0.26%
SNA	A	-0.25%
PRU	B	-0.25%
NFG	D	-0.25%
CRBG	C	-0.25%
MPC	D	-0.25%
EG	D	-0.25%
STT	B	-0.25%
DTE	D	-0.24%
LSTR	B	-0.24%
DCI	A	-0.24%
GPK	D	-0.24%
MCHP	F	-0.24%
MANH	C	-0.24%
LOPE	B	-0.24%
AEP	D	-0.23%
R	B	-0.23%
PEG	C	-0.23%
PKG	B	-0.23%
HBAN	A	-0.23%
WFC	A	-0.22%
WSM	F	-0.22%
AYI	A	-0.22%
TT	B	-0.22%
AN	C	-0.22%
AIT	A	-0.22%
DKS	D	-0.21%
CVX	A	-0.21%
OGN	F	-0.21%
CAT	B	-0.21%
RSG	B	-0.2%
FLO	F	-0.2%
ROP	A	-0.2%
BAH	C	-0.2%
ARW	F	-0.2%
SON	F	-0.2%
NVR	D	-0.2%
GEN	B	-0.2%
VRSK	A	-0.19%
WSO	B	-0.19%
RDN	C	-0.19%
DHI	D	-0.19%
UFPI	B	-0.18%
MDT	D	-0.18%
PPL	A	-0.18%
ASGN	D	-0.18%
OC	A	-0.18%
KD	A	-0.18%
PPG	F	-0.17%
RNR	D	-0.17%
JBL	C	-0.17%
FITB	A	-0.17%
FE	D	-0.17%
DY	C	-0.17%
CBT	C	-0.17%
LRCX	F	-0.17%
REGN	F	-0.17%
SWKS	F	-0.16%
ADC	A	-0.16%
SKX	F	-0.16%
FCN	F	-0.15%
OMC	A	-0.15%
GIS	F	-0.15%
CMC	B	-0.15%
SFM	B	-0.14%
RL	B	-0.14%
MTG	C	-0.14%
ROL	C	-0.14%
ABT	C	-0.14%
O	D	-0.14%
BSX	A	-0.14%
RGA	A	-0.14%
BPOP	C	-0.14%
FLEX	B	-0.14%
VST	B	-0.14%
PSTG	D	-0.13%
ALL	B	-0.13%
AEE	B	-0.13%
LAMR	D	-0.13%
WEC	B	-0.13%
COKE	C	-0.12%
AVB	B	-0.12%
EQR	C	-0.12%
LII	B	-0.12%
FANG	C	-0.12%
POR	D	-0.12%
MTD	F	-0.12%
CHE	D	-0.12%
LDOS	C	-0.12%
BAC	A	-0.11%
EIX	C	-0.11%
BLDR	C	-0.11%
BJ	B	-0.1%
HUBB	C	-0.1%
UMBF	B	-0.1%
ADI	D	-0.1%
AMCR	D	-0.1%
L	A	-0.1%
FSS	C	-0.1%
VMI	B	-0.1%
DVN	F	-0.1%
CNC	F	-0.1%
INTU	A	-0.1%
MMS	F	-0.09%
CHRD	D	-0.09%
OGE	B	-0.08%
KNF	C	-0.08%
GLPI	D	-0.08%
ACIW	B	-0.08%
INGR	B	-0.08%
AIZ	A	-0.08%
COP	C	-0.08%
NOC	D	-0.08%
NEE	D	-0.08%
APPF	B	-0.07%
PSA	D	-0.07%
SRE	B	-0.07%
NNN	F	-0.07%
GD	C	-0.07%
JHG	A	-0.07%
ATR	A	-0.07%
CSWI	B	-0.06%
SPSC	F	-0.06%
PTC	B	-0.06%
FTNT	B	-0.06%
LNC	B	-0.06%
GWRE	A	-0.06%
SPG	A	-0.06%
AWI	B	-0.05%
ITCI	B	-0.05%
ADSK	B	-0.05%
BR	A	-0.05%
MOG.A	B	-0.05%
NOW	A	-0.05%
NXST	C	-0.05%
HON	B	-0.05%
FELE	B	-0.04%
EPRT	C	-0.04%
CCI	F	-0.04%
LFUS	D	-0.04%
COF	B	-0.04%
IP	B	-0.04%
ANF	C	-0.04%
BCO	F	-0.04%
D	D	-0.04%
LIN	D	-0.03%
JCI	A	-0.03%
CF	B	-0.03%
NWSA	B	-0.03%
CIEN	B	-0.02%
SYK	A	-0.02%
PAYX	B	-0.02%
VTR	C	-0.02%
SEE	C	-0.02%
MSA	D	-0.02%
AAON	B	-0.02%
EHC	B	-0.02%
CHTR	B	-0.02%
OHI	C	-0.02%
FHN	A	-0.02%
ITRI	B	-0.02%
PSX	C	-0.02%
SLGN	B	-0.02%
AIG	B	-0.02%
AVY	F	-0.01%
MPWR	F	-0.01%
MTH	D	-0.01%
ONB	B	-0.01%
WPC	F	-0.01%
AOS	F	-0.01%