MIDE vs. SHRT ETF Comparison

Comparison of Xtrackers S&P MidCap 400 ESG ETF (MIDE) to Gotham Short Strategies ETF (SHRT)

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.43

Average Daily Volume

541

Number of Holdings ^*

265

* may have additional holdings in another (foreign) market

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.57

Average Daily Volume

2,510

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

Performance

Period	MIDE	SHRT
30 Days	4.63%	-6.95%
60 Days	5.96%	-8.41%
90 Days	5.99%	-8.30%
12 Months	27.86%	-6.87%

45 Overlapping Holdings

Symbol	Grade	Weight in MIDE	Weight in SHRT	Overlap
ASH	F	0.19%	0.24%	0.19%
AVNT	B	0.23%	0.5%	0.23%
BLD	D	0.52%	0.29%	0.29%
CCK	D	0.53%	0.4%	0.4%
CHDN	B	0.5%	0.18%	0.18%
CMC	B	0.34%	0.03%	0.03%
CNX	A	0.28%	0.5%	0.28%
COTY	F	0.13%	0.2%	0.13%
CRUS	D	0.26%	1.26%	0.26%
DTM	A	0.45%	0.04%	0.04%
EHC	B	0.5%	0.01%	0.01%
EME	A	1.12%	0.5%	0.5%
EXEL	B	0.49%	0.46%	0.46%
FCN	F	0.34%	0.09%	0.09%
FLS	B	0.37%	0.21%	0.21%
GTLS	A	0.35%	1.08%	0.35%
H	B	0.35%	0.17%	0.17%
HALO	F	0.35%	0.44%	0.35%
INGR	C	0.48%	0.73%	0.48%
JAZZ	B	0.38%	0.3%	0.3%
KEX	B	0.36%	0.09%	0.09%
LII	A	0.95%	0.84%	0.84%
LPX	B	0.34%	1.65%	0.34%
MMS	F	0.26%	0.29%	0.26%
MTZ	B	0.42%	0.8%	0.42%
MUR	D	0.22%	0.61%	0.22%
NBIX	C	0.61%	0.17%	0.17%
NFG	A	0.27%	0.22%	0.22%
NOV	C	0.3%	0.08%	0.08%
NXST	C	0.24%	0.05%	0.05%
OLED	F	0.35%	0.09%	0.09%
ONTO	F	0.39%	0.26%	0.26%
OPCH	D	0.18%	0.01%	0.01%
OVV	B	0.54%	0.69%	0.54%
POST	C	0.25%	0.55%	0.25%
PPC	C	0.1%	1.09%	0.1%
R	B	0.35%	0.01%	0.01%
RGEN	D	0.37%	0.55%	0.37%
RGLD	C	0.45%	0.08%	0.08%
THC	D	0.75%	1.9%	0.75%
TPX	B	0.47%	0.44%	0.44%
TTEK	F	0.61%	0.02%	0.02%
TXRH	B	0.64%	0.25%	0.25%
VMI	B	0.33%	0.32%	0.32%
WSM	C	0.8%	0.23%	0.23%

MIDE Overweight 220 Positions Relative to SHRT

Symbol	Grade	Weight
CSL	C	1.02%
WSO	A	0.92%
UTHR	C	0.85%
XPO	B	0.84%
RPM	A	0.84%
MANH	D	0.84%
OC	A	0.82%
BURL	B	0.81%
USFD	A	0.79%
DT	D	0.77%
COHR	B	0.76%
FIX	A	0.76%
FNF	B	0.76%
TOL	B	0.75%
PSTG	D	0.74%
EQH	C	0.74%
RGA	A	0.73%
SFM	A	0.7%
EWBC	A	0.69%
ELS	C	0.65%
RNR	C	0.65%
CLH	C	0.63%
ITT	A	0.61%
NVT	B	0.61%
JLL	D	0.61%
SCI	B	0.6%
UNM	A	0.59%
WPC	C	0.59%
LECO	C	0.58%
JEF	A	0.58%
BJ	A	0.57%
SF	B	0.57%
AMH	C	0.57%
DKS	D	0.55%
RRX	B	0.55%
ATR	B	0.55%
EVR	B	0.53%
CUBE	C	0.52%
FHN	A	0.52%
FND	D	0.52%
OHI	C	0.5%
WBS	A	0.5%
AA	A	0.5%
EXP	B	0.5%
LAD	A	0.49%
AYI	B	0.49%
CIEN	C	0.49%
PRI	B	0.49%
ARMK	B	0.49%
ALLY	C	0.48%
WTRG	B	0.47%
FBIN	D	0.45%
WMS	F	0.45%
KNX	C	0.45%
WCC	B	0.45%
PNFP	B	0.45%
DCI	B	0.45%
AR	B	0.44%
REXR	F	0.44%
WTFC	A	0.43%
CFR	B	0.43%
TTC	C	0.42%
AXTA	B	0.42%
ZION	B	0.42%
CBSH	B	0.41%
CR	A	0.41%
EGP	D	0.41%
X	B	0.41%
BRX	A	0.41%
GPK	C	0.41%
PLNT	A	0.4%
SNV	C	0.4%
RRC	B	0.4%
HQY	A	0.4%
HRB	D	0.4%
CVLT	B	0.38%
NNN	C	0.38%
SEIC	B	0.38%
TREX	C	0.38%
VOYA	B	0.38%
ADC	A	0.37%
WH	B	0.37%
FYBR	C	0.37%
SSD	F	0.37%
BERY	C	0.37%
RLI	A	0.36%
WEX	D	0.36%
EXLS	B	0.36%
G	B	0.36%
TMHC	C	0.35%
ESAB	C	0.35%
ALV	C	0.35%
MTSI	B	0.35%
MSA	F	0.34%
ELF	C	0.34%
CADE	B	0.34%
VNO	C	0.34%
ONB	C	0.34%
GXO	B	0.34%
DBX	B	0.33%
DINO	D	0.33%
KD	B	0.32%
COLB	B	0.32%
FAF	A	0.32%
CYTK	F	0.32%
STAG	D	0.32%
DAR	C	0.32%
LSTR	D	0.32%
MTG	C	0.31%
WHR	B	0.31%
GBCI	B	0.31%
DOCS	C	0.31%
LFUS	D	0.3%
CBT	D	0.3%
WFRD	D	0.3%
VNT	C	0.29%
FNB	A	0.29%
KRG	B	0.29%
ESNT	F	0.29%
SIGI	C	0.29%
NOVT	D	0.29%
ARW	D	0.29%
STWD	C	0.29%
LITE	B	0.29%
WTS	B	0.28%
RMBS	B	0.28%
THO	B	0.28%
PVH	C	0.28%
THG	A	0.28%
AGCO	D	0.27%
LEA	F	0.27%
JHG	B	0.27%
AMG	B	0.27%
UMBF	B	0.27%
KBH	D	0.27%
CLF	F	0.27%
LNTH	D	0.27%
BC	C	0.26%
GATX	A	0.26%
VVV	D	0.26%
BDC	C	0.25%
AM	A	0.25%
BYD	B	0.25%
ST	F	0.24%
SON	F	0.24%
SLM	A	0.24%
UGI	C	0.24%
GAP	C	0.24%
OZK	B	0.24%
CUZ	B	0.23%
NJR	A	0.23%
VLY	B	0.23%
AVT	C	0.23%
LOPE	C	0.23%
SBRA	C	0.22%
TKR	D	0.22%
CIVI	D	0.22%
HAE	C	0.22%
OGS	A	0.21%
ORA	B	0.21%
EEFT	B	0.21%
BCO	F	0.21%
KRC	B	0.21%
WLK	D	0.21%
DLB	B	0.21%
AN	C	0.21%
CNO	B	0.2%
M	F	0.2%
RYN	D	0.2%
ASB	B	0.2%
ASGN	F	0.2%
MSM	C	0.19%
TCBI	C	0.19%
ENS	F	0.19%
TNL	A	0.18%
POWI	F	0.18%
SR	A	0.18%
ACHC	F	0.18%
HOG	D	0.18%
BLKB	B	0.17%
PII	F	0.17%
TEX	F	0.17%
NVST	B	0.17%
WU	F	0.17%
CDP	C	0.17%
VAL	F	0.16%
SLAB	F	0.16%
CHH	A	0.16%
PCH	F	0.15%
AMED	F	0.15%
ALGM	D	0.15%
NEOG	F	0.15%
BHF	C	0.15%
PK	C	0.15%
SMG	C	0.15%
WEN	D	0.15%
FHI	B	0.15%
NSP	F	0.14%
VAC	C	0.14%
LIVN	F	0.14%
PAG	B	0.14%
ZI	D	0.14%
AMKR	D	0.14%
MAN	F	0.14%
SYNA	C	0.14%
ENOV	C	0.13%
GT	C	0.13%
TDC	D	0.13%
VC	F	0.12%
RCM	A	0.11%
CPRI	F	0.11%
CNXC	F	0.1%
AZTA	D	0.1%
JWN	D	0.1%
CAR	C	0.09%
CRI	F	0.09%
GEF	A	0.08%
UAA	C	0.08%
UA	C	0.06%
MDY	A	0.04%

MIDE Underweight 155 Positions Relative to SHRT

Symbol	Grade	Weight
GM	C	-2.09%
TGT	F	-2.05%
LRCX	F	-1.84%
FMC	D	-1.45%
BIIB	F	-1.36%
CHWY	B	-1.34%
CVX	A	-1.31%
SWKS	F	-1.21%
TSN	B	-1.15%
ELAN	D	-1.13%
EOG	A	-1.12%
RVTY	F	-1.12%
QGEN	D	-1.01%
ZBRA	B	-1.0%
WBA	F	-0.92%
JBHT	C	-0.9%
QRVO	F	-0.88%
MATX	C	-0.83%
MU	D	-0.82%
CHTR	C	-0.82%
JCI	B	-0.81%
NOC	D	-0.81%
D	C	-0.8%
KLAC	F	-0.8%
UPS	C	-0.8%
UHS	D	-0.8%
TKO	A	-0.78%
CTLT	C	-0.75%
FCX	F	-0.71%
MKSI	C	-0.71%
CEG	C	-0.69%
ICUI	D	-0.67%
STX	C	-0.66%
WDC	D	-0.65%
LHX	C	-0.65%
PFE	F	-0.65%
CROX	D	-0.64%
J	D	-0.63%
CL	D	-0.63%
MOH	F	-0.63%
BALL	F	-0.62%
MRO	B	-0.59%
HOLX	D	-0.58%
ENPH	F	-0.57%
KMX	B	-0.56%
EL	F	-0.56%
ANET	C	-0.51%
ECL	D	-0.5%
AVTR	F	-0.49%
ABBV	F	-0.48%
NCLH	B	-0.48%
FSS	B	-0.47%
CLX	A	-0.46%
SCCO	F	-0.45%
GNRC	C	-0.43%
BMRN	F	-0.42%
MAS	D	-0.39%
SLGN	A	-0.38%
LTH	C	-0.37%
VMC	B	-0.36%
HAS	D	-0.35%
NSC	B	-0.35%
DD	C	-0.35%
CF	A	-0.34%
TRU	D	-0.34%
ZTS	D	-0.33%
IQV	F	-0.33%
GD	D	-0.33%
MSGS	A	-0.32%
AMAT	F	-0.31%
CI	D	-0.31%
XRAY	F	-0.31%
LKQ	F	-0.3%
HES	B	-0.3%
TWLO	A	-0.29%
CTRA	B	-0.27%
SO	C	-0.27%
EMR	B	-0.26%
UI	B	-0.26%
BPMC	B	-0.24%
SYK	B	-0.23%
SKYW	C	-0.23%
ILMN	C	-0.22%
LEVI	F	-0.22%
ALLE	C	-0.21%
PSN	D	-0.21%
BAH	F	-0.2%
HIMS	B	-0.2%
EFX	F	-0.2%
MRVL	B	-0.2%
EW	C	-0.19%
TYL	B	-0.19%
FOXA	A	-0.18%
ALKS	C	-0.17%
GFS	C	-0.16%
GDDY	A	-0.16%
ACIW	B	-0.16%
ESI	B	-0.16%
EMN	C	-0.16%
ADMA	B	-0.15%
APPF	B	-0.15%
KTB	B	-0.15%
VTRS	A	-0.14%
VLTO	C	-0.14%
SHAK	C	-0.14%
RKLB	A	-0.13%
SWX	B	-0.13%
LYFT	C	-0.13%
ISRG	A	-0.12%
INFA	D	-0.12%
TMO	F	-0.12%
PODD	C	-0.11%
GMED	A	-0.11%
CNI	F	-0.11%
IDXX	F	-0.11%
PNR	A	-0.1%
IPG	D	-0.1%
AWI	A	-0.09%
SEM	B	-0.09%
TPL	A	-0.09%
PEN	B	-0.09%
SPOT	B	-0.08%
PLXS	B	-0.08%
IGT	F	-0.08%
REGN	F	-0.08%
PTC	B	-0.07%
CHD	A	-0.07%
CWAN	B	-0.07%
ABG	C	-0.07%
VRSN	C	-0.07%
ROST	D	-0.06%
PRIM	A	-0.06%
SNDR	B	-0.05%
QTWO	A	-0.05%
FTDR	B	-0.04%
NTRA	A	-0.03%
MPWR	F	-0.03%
UBER	F	-0.03%
PWR	A	-0.02%
AOS	F	-0.02%
TER	F	-0.02%
DNB	B	-0.02%
BFAM	D	-0.02%
HSIC	C	-0.02%
APG	B	-0.02%
MTCH	D	-0.02%
BLDR	D	-0.02%
RUSHA	C	-0.01%
GEHC	D	-0.01%
IAC	F	-0.01%
SITM	B	-0.01%
DOX	D	-0.01%
ZBH	C	-0.01%
DVA	C	-0.01%
CRVL	B	-0.0%