IYF vs. FTC ETF Comparison

Comparison of iShares U.S. Financial ETF (IYF) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

IYF

iShares U.S. Financial ETF

IYF Description

The investment seeks to track the investment results of an index composed of U.S. equities in the financial sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Financials Index (the "underlying index"), which measures the performance of the financial sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$115.04

Average Daily Volume

284,521

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$142.02

Average Daily Volume

32,111

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	IYF	FTC
30 Days	5.52%	4.65%
60 Days	11.19%	9.33%
90 Days	15.37%	12.77%
12 Months	49.24%	37.96%

28 Overlapping Holdings

Symbol	Grade	Weight in IYF	Weight in FTC	Overlap
ACGL	D	0.61%	0.74%	0.61%
AJG	A	1.07%	0.51%	0.51%
ALL	A	0.86%	0.86%	0.86%
AMP	A	0.94%	0.8%	0.8%
AON	A	1.24%	0.18%	0.18%
APO	A	1.43%	0.64%	0.64%
ARES	B	0.51%	0.36%	0.36%
BK	A	0.97%	0.9%	0.9%
BR	A	0.45%	0.51%	0.45%
BRK.A	A	11.69%	0.49%	0.49%
BRO	B	0.44%	0.7%	0.44%
CBOE	C	0.35%	0.32%	0.32%
COIN	A	1.01%	0.52%	0.52%
FCNCA	A	0.45%	0.78%	0.45%
GS	A	3.13%	0.99%	0.99%
HOOD	A	0.36%	0.92%	0.36%
ICE	C	1.48%	0.47%	0.47%
JPM	A	9.82%	0.76%	0.76%
KKR	A	1.69%	0.96%	0.96%
LPLA	A	0.39%	0.22%	0.22%
MCO	D	1.25%	0.49%	0.49%
MKL	A	0.37%	0.18%	0.18%
MMC	C	1.83%	0.33%	0.33%
MSCI	A	0.76%	0.17%	0.17%
NDAQ	A	0.54%	0.52%	0.52%
NTRS	A	0.36%	0.78%	0.36%
PGR	B	2.5%	0.85%	0.85%
SPGI	C	2.63%	0.48%	0.48%

IYF Overweight 107 Positions Relative to FTC

Symbol	Grade	Weight
BAC	A	4.69%
WFC	A	4.36%
MS	A	2.6%
BLK	A	2.59%
C	A	2.2%
BX	A	2.14%
SCHW	A	2.01%
CB	C	1.95%
PNC	A	1.38%
CME	A	1.35%
USB	A	1.3%
AFL	C	1.04%
TFC	A	1.04%
TRV	A	1.0%
MET	A	0.82%
AIG	A	0.82%
PRU	A	0.77%
DFS	B	0.74%
MTB	A	0.6%
HIG	A	0.58%
FITB	A	0.54%
WTW	B	0.53%
RJF	A	0.51%
STT	A	0.48%
TROW	A	0.44%
HBAN	A	0.43%
RF	A	0.41%
CINF	A	0.39%
CFG	A	0.35%
PFG	A	0.33%
IBKR	A	0.32%
FDS	A	0.31%
KEY	A	0.3%
WRB	A	0.3%
EG	D	0.27%
L	A	0.26%
RGA	A	0.26%
FNF	C	0.25%
TW	A	0.25%
SOFI	A	0.24%
EWBC	A	0.24%
JEF	A	0.22%
RNR	D	0.22%
UNM	A	0.21%
SF	A	0.2%
EQH	B	0.2%
CG	B	0.19%
FHN	A	0.19%
AIZ	A	0.19%
OWL	A	0.19%
WBS	A	0.18%
PRI	A	0.18%
EVR	B	0.18%
ALLY	C	0.17%
GL	B	0.17%
NLY	C	0.17%
AFG	A	0.17%
KNSL	B	0.17%
PNFP	A	0.16%
ORI	A	0.16%
HLI	B	0.16%
MKTX	D	0.16%
WAL	B	0.16%
WTFC	A	0.15%
MORN	B	0.15%
CFR	B	0.14%
VOYA	A	0.14%
SNV	B	0.14%
CMA	B	0.14%
CBSH	A	0.14%
ZION	A	0.14%
RYAN	B	0.13%
SEIC	A	0.13%
AXS	A	0.12%
AGNC	C	0.12%
BPOP	D	0.12%
RLI	A	0.12%
PB	A	0.12%
MTG	C	0.11%
BEN	C	0.11%
COLB	B	0.11%
OMF	A	0.11%
FAF	C	0.11%
IVZ	B	0.11%
TPG	A	0.1%
RITM	D	0.1%
THG	A	0.1%
AMG	A	0.1%
JHG	A	0.1%
STWD	C	0.1%
FNB	A	0.1%
LAZ	B	0.1%
WTM	A	0.09%
OZK	A	0.09%
SLM	A	0.09%
KMPR	A	0.08%
AGO	A	0.08%
LNC	B	0.07%
BHF	B	0.06%
FHB	B	0.06%
CACC	D	0.05%
VIRT	A	0.05%
BOKF	A	0.04%
RKT	F	0.03%
CNA	C	0.02%
UWMC	F	0.01%
TFSL	B	0.01%

IYF Underweight 158 Positions Relative to FTC

Symbol	Grade	Weight
APP	A	-1.81%
PLTR	A	-1.32%
AXON	A	-1.26%
CVNA	A	-1.15%
RCL	A	-1.09%
TRGP	A	-1.08%
EXPE	A	-1.03%
VRT	A	-1.01%
DASH	A	-1.01%
FICO	A	-1.0%
GDDY	A	-0.98%
VST	A	-0.97%
EME	B	-0.96%
HWM	A	-0.94%
UTHR	C	-0.9%
WAB	B	-0.9%
PWR	A	-0.9%
AXP	B	-0.89%
CCL	A	-0.88%
TT	A	-0.88%
HEI	A	-0.88%
URI	B	-0.87%
CPNG	D	-0.86%
BURL	A	-0.85%
NRG	B	-0.84%
THC	C	-0.82%
VTR	C	-0.82%
NVDA	B	-0.81%
GRMN	B	-0.8%
LYV	A	-0.79%
IRM	D	-0.79%
RBLX	B	-0.79%
FI	A	-0.78%
TMUS	A	-0.77%
NOW	B	-0.77%
TPL	A	-0.75%
PH	B	-0.74%
GEN	B	-0.73%
ORCL	A	-0.73%
MSI	A	-0.73%
CEG	D	-0.72%
PCG	A	-0.71%
HCA	F	-0.71%
BSX	A	-0.7%
CTAS	B	-0.7%
PM	A	-0.7%
COST	B	-0.69%
SHW	C	-0.68%
LII	A	-0.68%
ANET	C	-0.67%
META	C	-0.67%
AVGO	C	-0.66%
CAT	B	-0.66%
PEG	C	-0.65%
FSLR	D	-0.65%
ERIE	F	-0.63%
IBM	D	-0.63%
GE	D	-0.63%
RMD	C	-0.63%
BAH	D	-0.63%
ALNY	D	-0.62%
FTNT	B	-0.59%
NEE	C	-0.59%
TDG	D	-0.59%
NFLX	A	-0.57%
BKNG	A	-0.57%
TTD	B	-0.56%
GWW	B	-0.55%
DECK	A	-0.54%
CASY	B	-0.53%
HLT	A	-0.53%
ISRG	A	-0.53%
WSO	A	-0.52%
WELL	A	-0.51%
TYL	B	-0.51%
TJX	A	-0.5%
HUBB	B	-0.5%
CSL	C	-0.49%
MANH	D	-0.48%
NTAP	D	-0.47%
SO	C	-0.47%
LVS	B	-0.47%
ECL	D	-0.47%
UBER	F	-0.46%
TSCO	D	-0.46%
VLTO	D	-0.45%
XYL	D	-0.44%
PSA	C	-0.44%
CL	C	-0.43%
EFX	F	-0.43%
WMB	A	-0.41%
AMT	D	-0.41%
TSLA	A	-0.4%
CPAY	A	-0.39%
DELL	B	-0.38%
MAR	A	-0.38%
AMZN	B	-0.38%
PANW	B	-0.38%
ADSK	B	-0.37%
APH	B	-0.37%
MO	A	-0.36%
ETN	B	-0.36%
RSG	B	-0.35%
IR	B	-0.35%
DOV	B	-0.35%
SPG	A	-0.35%
IT	B	-0.35%
ORLY	B	-0.35%
AAPL	C	-0.33%
MCD	D	-0.33%
ROL	A	-0.33%
AZO	A	-0.33%
ROST	D	-0.32%
MSTR	A	-0.32%
OTIS	C	-0.32%
AMGN	F	-0.31%
RIVN	F	-0.31%
VICI	C	-0.31%
LLY	F	-0.3%
BLD	F	-0.3%
EXR	C	-0.3%
KO	D	-0.29%
O	D	-0.29%
WSM	D	-0.28%
MPWR	F	-0.21%
CRM	B	-0.2%
CRWD	B	-0.2%
FAST	B	-0.19%
PAYX	B	-0.18%
ADP	B	-0.18%
DLR	A	-0.18%
WDAY	C	-0.18%
GPN	B	-0.18%
ESS	A	-0.17%
ITW	B	-0.17%
CHD	A	-0.17%
CMG	B	-0.17%
VRTX	C	-0.17%
WAT	B	-0.17%
DKNG	B	-0.17%
MA	A	-0.17%
GOOGL	B	-0.17%
SYK	A	-0.17%
WM	B	-0.17%
MU	D	-0.16%
QCOM	F	-0.16%
PG	C	-0.16%
EQIX	A	-0.16%
AVB	B	-0.16%
SBAC	C	-0.15%
KMB	C	-0.15%
GLPI	C	-0.15%
LIN	D	-0.15%
CCI	C	-0.14%
A	F	-0.14%
ZTS	D	-0.14%
MTD	F	-0.13%
KLAC	F	-0.13%