HSMV vs. GVLU ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to Gotham 1000 Value ETF (GVLU)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.41

Average Daily Volume

1,200

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

GVLU

Gotham 1000 Value ETF

GVLU Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by generally investing in equity securities of 400-600 mid- to large-capitalization companies chosen from a universe of the largest 1,400 companies listed on U.S. stock exchanges measured by market capitalization.

Grade (RS Rating)

Last Trade

$24.25

Average Daily Volume

27,618

Number of Holdings ^*

475

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	GVLU
30 Days	3.09%	1.64%
60 Days	3.71%	1.39%
90 Days	9.32%	5.42%
12 Months	19.61%	21.17%

72 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in GVLU	Overlap
ABM	D	0.32%	0.29%	0.29%
ACM	B	0.48%	0.08%	0.08%
AFG	B	0.5%	0.17%	0.17%
AGCO	D	0.42%	0.08%	0.08%
AGO	C	0.46%	0.51%	0.46%
ALE	B	0.51%	0.17%	0.17%
AM	B	0.48%	0.1%	0.1%
ARW	C	0.46%	0.45%	0.45%
ASH	D	0.42%	0.33%	0.33%
AVT	D	0.47%	0.34%	0.34%
BJ	D	0.55%	0.17%	0.17%
CACI	B	0.55%	0.02%	0.02%
CNO	B	0.57%	0.13%	0.13%
COLM	B	0.49%	0.41%	0.41%
CRI	C	0.47%	0.29%	0.29%
CRUS	D	0.42%	0.28%	0.28%
CSL	C	0.54%	0.36%	0.36%
CW	B	0.55%	0.07%	0.07%
DCI	D	0.46%	0.23%	0.23%
EME	A	0.55%	0.2%	0.2%
EXEL	A	0.56%	0.01%	0.01%
FELE	D	0.44%	0.18%	0.18%
FLO	C	0.45%	0.29%	0.29%
GNTX	F	0.4%	0.21%	0.21%
GPK	A	0.5%	0.42%	0.42%
IDCC	B	0.7%	0.4%	0.4%
INGR	B	0.56%	0.56%	0.56%
IOSP	D	0.41%	0.2%	0.2%
ITT	C	0.47%	0.03%	0.03%
JAZZ	D	0.39%	0.38%	0.38%
JJSF	D	0.57%	0.01%	0.01%
KFY	B	0.54%	0.2%	0.2%
LANC	D	0.5%	0.16%	0.16%
LECO	D	0.37%	0.14%	0.14%
LFUS	D	0.55%	0.03%	0.03%
LOPE	D	0.5%	0.17%	0.17%
MAN	D	0.44%	0.12%	0.12%
MDU	B	0.48%	0.06%	0.06%
MIDD	D	0.47%	0.34%	0.34%
MMS	D	0.51%	0.36%	0.36%
MSA	D	0.43%	0.15%	0.15%
MSGS	B	0.51%	0.03%	0.03%
MSM	D	0.4%	0.35%	0.35%
MTG	B	0.58%	0.0%	0.0%
MTN	D	0.52%	0.43%	0.43%
NFG	A	0.54%	0.28%	0.28%
NSIT	C	0.51%	0.45%	0.45%
NVT	D	0.41%	0.04%	0.04%
ONB	C	0.32%	0.05%	0.05%
PBH	B	0.48%	0.2%	0.2%
PLXS	B	0.62%	0.37%	0.37%
POST	C	0.51%	0.34%	0.34%
PRI	B	0.56%	0.08%	0.08%
RGA	B	0.52%	0.33%	0.33%
RGLD	B	0.42%	0.3%	0.3%
RNR	B	0.51%	0.58%	0.51%
RPM	B	0.52%	0.3%	0.3%
SAIC	B	0.49%	0.04%	0.04%
SNX	D	0.44%	0.38%	0.38%
SON	C	0.45%	0.42%	0.42%
SWX	C	0.54%	0.29%	0.29%
THG	A	0.53%	0.4%	0.4%
TTEK	B	0.57%	0.02%	0.02%
UNF	B	0.53%	0.03%	0.03%
USFD	A	0.53%	0.21%	0.21%
UTHR	C	0.68%	0.36%	0.36%
VNT	D	0.37%	0.07%	0.07%
VRRM	D	0.52%	0.07%	0.07%
VVV	D	0.43%	0.02%	0.02%
WEN	C	0.39%	0.06%	0.06%
WH	B	0.49%	0.12%	0.12%
WU	F	0.49%	0.38%	0.38%

HSMV Overweight 124 Positions Relative to GVLU

Symbol	Grade	Weight
CUBE	A	0.78%
LXP	B	0.72%
CVLT	B	0.69%
CPK	A	0.67%
EVR	B	0.67%
HRB	C	0.64%
FAF	A	0.64%
GMED	D	0.64%
ADC	B	0.63%
SFM	B	0.63%
OHI	B	0.62%
NMIH	B	0.61%
ENSG	A	0.61%
JEF	B	0.61%
INVA	B	0.6%
ELS	B	0.59%
SBRA	A	0.59%
FCPT	A	0.59%
BRX	B	0.59%
G	B	0.59%
GLPI	B	0.58%
FR	B	0.58%
CTRE	A	0.58%
MUSA	B	0.58%
EPRT	A	0.58%
CLH	B	0.58%
AWR	B	0.57%
EXP	A	0.57%
NNN	B	0.57%
NYT	C	0.57%
BCPC	C	0.57%
ESNT	B	0.56%
ORI	B	0.56%
EGP	B	0.56%
DTM	B	0.56%
STAG	B	0.55%
ACHC	C	0.55%
EPR	B	0.55%
PECO	B	0.55%
FNF	B	0.55%
OGE	B	0.55%
CASY	C	0.55%
ROIC	B	0.54%
RDN	C	0.54%
EFC	A	0.54%
PRGS	B	0.54%
CWT	A	0.54%
REXR	C	0.53%
POR	A	0.53%
WPC	B	0.53%
MAT	C	0.53%
LII	A	0.53%
PNM	B	0.53%
JHG	B	0.53%
MCRI	C	0.52%
OGS	A	0.52%
SR	A	0.52%
WTRG	D	0.52%
SCI	A	0.52%
NWE	A	0.52%
EHC	B	0.52%
IDA	B	0.52%
COOP	B	0.52%
AMH	B	0.52%
BKH	A	0.52%
AIN	F	0.51%
RLI	B	0.51%
AVA	B	0.51%
NJR	A	0.51%
PCH	C	0.5%
WERN	D	0.5%
SF	B	0.5%
FHI	B	0.5%
GATX	C	0.5%
SLGN	B	0.5%
NBIX	D	0.5%
LSTR	D	0.49%
VOYA	A	0.49%
MOG.A	B	0.49%
RYN	C	0.49%
ATR	A	0.49%
PFGC	B	0.49%
AMG	C	0.49%
CBSH	B	0.49%
KEX	C	0.49%
TXRH	D	0.48%
KNX	C	0.48%
SEIC	C	0.48%
CHH	C	0.48%
CHE	C	0.48%
FSS	D	0.47%
BWXT	D	0.47%
GGG	C	0.47%
LAMR	A	0.46%
EPC	F	0.46%
FLS	D	0.46%
FNB	D	0.46%
CHDN	B	0.45%
WTS	C	0.45%
KBR	D	0.44%
RS	D	0.44%
R	B	0.44%
NSA	A	0.42%
SIGI	C	0.42%
HXL	F	0.42%
PB	B	0.41%
TNC	D	0.41%
DLB	D	0.41%
OSK	D	0.4%
ENR	D	0.39%
EVTC	D	0.39%
IRT	A	0.37%
ALV	F	0.37%
ENOV	F	0.34%
AIR	C	0.33%
EXPO	B	0.32%
ORA	C	0.32%
CCOI	C	0.31%
FCN	C	0.3%
BLKB	B	0.3%
GO	F	0.25%
PDCO	D	0.23%
PZZA	D	0.22%
LEG	D	0.18%

HSMV Underweight 403 Positions Relative to GVLU

Symbol	Grade	Weight
K	A	-0.59%
ACGL	A	-0.55%
AIZ	C	-0.53%
PPC	D	-0.53%
HUM	F	-0.53%
GL	C	-0.52%
EG	B	-0.52%
ALL	A	-0.51%
MKL	C	-0.51%
CAG	B	-0.51%
LNTH	C	-0.5%
PGR	B	-0.5%
SKX	C	-0.48%
CNC	C	-0.47%
BALL	C	-0.46%
DINO	F	-0.46%
FTI	D	-0.46%
MO	C	-0.45%
SMPL	D	-0.45%
ESGR	D	-0.45%
TAP	C	-0.45%
MMM	A	-0.44%
VZ	A	-0.44%
KR	B	-0.44%
T	A	-0.44%
ARMK	B	-0.44%
ACI	D	-0.43%
THC	B	-0.43%
DVN	F	-0.43%
SWK	B	-0.42%
KHC	C	-0.42%
JBL	D	-0.42%
REYN	C	-0.42%
NRG	C	-0.42%
CCK	A	-0.41%
WHD	C	-0.41%
MRO	D	-0.41%
LEA	F	-0.41%
VLO	F	-0.41%
MOH	C	-0.4%
CMI	C	-0.4%
BCO	B	-0.39%
TPR	C	-0.39%
CBT	B	-0.38%
NKE	D	-0.38%
UA	C	-0.38%
LEVI	C	-0.38%
TKO	B	-0.38%
IP	B	-0.37%
CHX	D	-0.37%
CI	B	-0.37%
DOX	C	-0.37%
MHK	B	-0.37%
ALKS	C	-0.37%
DAL	C	-0.37%
EEFT	F	-0.37%
FOXA	C	-0.37%
PRMW	B	-0.37%
URBN	D	-0.37%
LDOS	B	-0.37%
LNG	C	-0.37%
CNA	C	-0.37%
KTB	A	-0.37%
EOG	D	-0.36%
CMCSA	D	-0.36%
COP	F	-0.36%
KMB	C	-0.36%
HP	F	-0.36%
MUR	F	-0.36%
INCY	C	-0.36%
GILD	B	-0.36%
PYPL	B	-0.36%
ALSN	B	-0.35%
SNA	B	-0.35%
CROX	C	-0.35%
ASO	C	-0.35%
RL	B	-0.35%
GAP	F	-0.35%
OGN	C	-0.35%
SMG	C	-0.34%
DORM	B	-0.34%
BKR	D	-0.34%
CME	B	-0.34%
SEE	D	-0.34%
UNM	B	-0.34%
L	C	-0.34%
TRV	A	-0.34%
GFS	F	-0.34%
GPN	C	-0.33%
SLVM	B	-0.33%
ADTN	F	-0.33%
GFF	C	-0.33%
DXC	C	-0.32%
HAL	F	-0.32%
TMUS	A	-0.32%
FTDR	B	-0.32%
CVS	D	-0.32%
BWA	F	-0.32%
VFC	C	-0.32%
IPG	C	-0.32%
AXTA	C	-0.32%
ZM	C	-0.32%
CB	B	-0.32%
WRB	C	-0.32%
TGT	C	-0.31%
SOLV	C	-0.31%
BG	F	-0.31%
ANF	D	-0.31%
DAR	F	-0.31%
BBY	B	-0.31%
HIG	B	-0.31%
FANG	F	-0.3%
PVH	D	-0.3%
HRL	C	-0.3%
RRX	C	-0.3%
VMI	D	-0.29%
CEIX	C	-0.29%
MTCH	C	-0.29%
GOLF	D	-0.29%
WCC	D	-0.29%
ELV	B	-0.29%
HPQ	D	-0.29%
CIEN	C	-0.29%
TGNA	C	-0.28%
QRVO	F	-0.28%
J	D	-0.28%
NVST	D	-0.28%
CAT	C	-0.27%
SYY	C	-0.27%
CNK	B	-0.27%
LRN	B	-0.27%
CPRI	D	-0.27%
KNSL	C	-0.26%
HSIC	D	-0.26%
OVV	F	-0.26%
APTV	F	-0.26%
OTEX	D	-0.26%
IFF	B	-0.26%
SIRI	C	-0.25%
AMCR	B	-0.25%
AFL	B	-0.25%
OMC	B	-0.25%
LCII	C	-0.25%
BYD	C	-0.25%
PRIM	C	-0.24%
UHS	B	-0.24%
AYI	B	-0.24%
CTRA	F	-0.24%
TKR	D	-0.24%
ASGN	D	-0.23%
GTES	C	-0.23%
XRAY	D	-0.23%
FUL	D	-0.23%
NEU	C	-0.23%
GIS	B	-0.23%
WEX	C	-0.22%
KWR	D	-0.22%
JWN	C	-0.22%
SIG	C	-0.22%
DIS	D	-0.22%
SKYW	C	-0.21%
DOOO	F	-0.21%
GM	C	-0.21%
HOG	C	-0.21%
ACLS	F	-0.21%
DBX	D	-0.21%
HPE	F	-0.21%
EQH	C	-0.21%
GMS	C	-0.21%
QCOM	D	-0.2%
MWA	C	-0.2%
UNH	C	-0.2%
AXS	B	-0.2%
CALM	B	-0.2%
JNJ	B	-0.2%
CBOE	B	-0.2%
FMC	C	-0.2%
ADM	D	-0.2%
AVNT	B	-0.19%
LAD	C	-0.19%
NWL	C	-0.19%
TDY	B	-0.19%
CNM	F	-0.19%
BAX	C	-0.19%
TEL	D	-0.19%
NSP	F	-0.19%
ATI	D	-0.18%
LMT	B	-0.18%
MDLZ	B	-0.18%
SSNC	A	-0.18%
FDX	C	-0.18%
TNET	D	-0.18%
SEM	D	-0.18%
MCY	C	-0.18%
ENS	D	-0.18%
RMD	B	-0.18%
VRSN	D	-0.18%
BERY	B	-0.17%
MRK	D	-0.17%
HUBG	C	-0.17%
FDS	C	-0.17%
AAL	D	-0.17%
MPC	F	-0.17%
FN	D	-0.16%
CAH	B	-0.16%
ULTA	D	-0.16%
CSX	D	-0.16%
PRU	C	-0.16%
GRMN	D	-0.16%
MTZ	B	-0.16%
SWKS	F	-0.16%
EBAY	A	-0.15%
BDC	B	-0.15%
VTRS	C	-0.15%
EL	F	-0.15%
WSM	C	-0.15%
KDP	B	-0.15%
QGEN	B	-0.15%
WMG	D	-0.15%
LBRT	D	-0.15%
LNC	D	-0.15%
SAM	F	-0.15%
LULU	D	-0.15%
CLF	F	-0.15%
LYB	F	-0.15%
LOW	B	-0.15%
FFIV	A	-0.15%
UI	B	-0.15%
PSX	F	-0.14%
DLTR	F	-0.14%
CVX	D	-0.14%
BRC	B	-0.14%
CHTR	D	-0.14%
TEX	D	-0.14%
MDT	B	-0.13%
BDX	D	-0.13%
SM	F	-0.13%
WSC	D	-0.13%
AIT	C	-0.13%
DRI	C	-0.13%
CMC	D	-0.13%
SLB	F	-0.13%
JCI	B	-0.13%
ESAB	C	-0.13%
BIIB	F	-0.13%
SXT	D	-0.13%
PAYC	D	-0.12%
GPI	B	-0.12%
OXY	F	-0.12%
ACIW	B	-0.12%
IGT	D	-0.12%
ATGE	D	-0.12%
RYAN	C	-0.12%
DVA	A	-0.11%
ICFI	B	-0.11%
BMY	C	-0.11%
ACT	A	-0.11%
STE	B	-0.11%
CLX	B	-0.11%
VC	F	-0.11%
MCK	F	-0.11%
KVUE	B	-0.11%
USM	B	-0.11%
SSD	C	-0.1%
FG	C	-0.1%
ATKR	F	-0.1%
COKE	C	-0.1%
IBOC	C	-0.1%
NXST	D	-0.1%
V	A	-0.1%
MAR	D	-0.1%
IRDM	D	-0.1%
HAYW	D	-0.09%
BR	B	-0.09%
SBAC	B	-0.09%
CL	C	-0.09%
PEP	B	-0.09%
EXPE	C	-0.09%
CZR	D	-0.09%
SANM	D	-0.09%
KNF	B	-0.09%
OC	C	-0.09%
DOV	B	-0.09%
LKQ	D	-0.09%
PNR	A	-0.09%
AEO	F	-0.08%
HAFN	D	-0.08%
CE	D	-0.08%
DDS	D	-0.08%
LPX	B	-0.08%
EWBC	D	-0.08%
AON	B	-0.08%
NOV	F	-0.08%
AVY	B	-0.08%
WFG	A	-0.08%
ALLE	A	-0.07%
CPAY	C	-0.07%
PM	B	-0.07%
AZEK	C	-0.07%
WOR	F	-0.07%
URI	C	-0.07%
JNPR	B	-0.07%
WFRD	D	-0.07%
AN	D	-0.07%
OZK	D	-0.07%
MMC	A	-0.06%
WYNN	D	-0.06%
RBA	B	-0.06%
HALO	B	-0.06%
HAS	B	-0.06%
MKC	B	-0.06%
GWW	B	-0.06%
JBHT	D	-0.05%
BHF	F	-0.05%
ITW	B	-0.05%
CHK	D	-0.05%
FOUR	C	-0.05%
BBWI	F	-0.05%
MASI	D	-0.05%
RBC	D	-0.05%
SHOO	B	-0.05%
NOC	B	-0.05%
AA	D	-0.05%
BIO	C	-0.05%
IPGP	F	-0.05%
PPG	C	-0.05%
BKNG	B	-0.05%
QLYS	F	-0.04%
GEHC	C	-0.04%
LVS	D	-0.04%
CACC	F	-0.04%
MTX	F	-0.04%
BC	D	-0.04%
GNRC	D	-0.04%
NFLX	B	-0.04%
JKHY	A	-0.04%
KO	B	-0.04%
HON	D	-0.04%
DPZ	D	-0.04%
CPB	B	-0.04%
TDC	F	-0.04%
COLB	C	-0.03%
HSY	B	-0.03%
GPOR	C	-0.03%
REZI	D	-0.03%
MCD	B	-0.03%
WDFC	C	-0.03%
IEX	D	-0.03%
HBAN	B	-0.03%
ELAN	D	-0.03%
HOLX	B	-0.03%
CVI	F	-0.03%
FIZZ	F	-0.03%
ARCH	D	-0.03%
CFR	C	-0.03%
BRBR	C	-0.03%
H	D	-0.02%
TPX	C	-0.02%
VLTO	B	-0.02%
SHW	A	-0.02%
YUM	B	-0.02%
TSN	C	-0.02%
MKTX	C	-0.02%
M	D	-0.02%
DKS	D	-0.02%
PAG	D	-0.02%
MNST	C	-0.02%
ACN	C	-0.02%
NPO	D	-0.02%
PNC	B	-0.02%
STRA	D	-0.01%
BLD	D	-0.01%
ZION	D	-0.01%
IBP	C	-0.01%
SPB	B	-0.01%
PH	B	-0.01%
OTIS	C	-0.01%
AVTR	B	-0.01%
TFC	D	-0.01%
FIVE	D	-0.01%
AMR	F	-0.01%
RF	C	-0.01%
IFS	C	-0.01%
VRT	C	-0.01%
DGX	B	-0.01%
WTFC	C	-0.01%
ICUI	B	-0.01%
CATY	C	-0.01%
EMN	A	-0.01%
BLDR	C	-0.0%
FULT	D	-0.0%
BOOT	B	-0.0%
VLY	C	-0.0%
IR	D	-0.0%
CSCO	C	-0.0%
AOS	D	-0.0%
FITB	B	-0.0%
PARA	F	-0.0%
ABG	F	-0.0%
CSWI	B	-0.0%
KLAC	D	-0.0%
IESC	C	-0.0%
SNV	C	-0.0%