HSMV vs. GVLU ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to Gotham 1000 Value ETF (GVLU)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.49

Average Daily Volume

1,339

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

GVLU

Gotham 1000 Value ETF

GVLU Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by generally investing in equity securities of 400-600 mid- to large-capitalization companies chosen from a universe of the largest 1,400 companies listed on U.S. stock exchanges measured by market capitalization.

Grade (RS Rating)

Last Trade

$24.86

Average Daily Volume

26,014

Number of Holdings ^*

475

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	GVLU
30 Days	0.45%	-0.44%
60 Days	2.77%	1.39%
90 Days	6.22%	4.55%
12 Months	24.59%	24.28%

56 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in GVLU	Overlap
ABM	B	0.37%	0.39%	0.37%
ACM	B	0.57%	0.11%	0.11%
AFG	A	1.08%	0.22%	0.22%
AGCO	D	0.29%	0.16%	0.16%
AGO	A	0.64%	0.49%	0.49%
AM	A	1.19%	0.1%	0.1%
ARW	D	0.46%	0.42%	0.42%
ASH	F	0.36%	0.31%	0.31%
AVT	C	0.5%	0.36%	0.36%
BJ	B	0.37%	0.06%	0.06%
CNO	A	0.44%	0.12%	0.12%
COLM	B	0.55%	0.13%	0.13%
CSL	C	0.33%	0.36%	0.33%
CW	B	0.72%	0.02%	0.02%
DCI	B	1.34%	0.23%	0.23%
EXEL	B	0.39%	0.22%	0.22%
FCN	F	0.5%	0.42%	0.42%
FELE	B	0.57%	0.2%	0.2%
FLO	D	1.12%	0.24%	0.24%
FLS	A	0.52%	0.12%	0.12%
FSS	B	0.23%	0.01%	0.01%
GNTX	D	0.98%	0.06%	0.06%
GPK	D	0.36%	0.14%	0.14%
IDCC	A	0.77%	0.51%	0.51%
INGR	B	1.74%	0.56%	0.56%
IOSP	C	0.36%	0.06%	0.06%
JAZZ	B	0.35%	0.4%	0.35%
JJSF	C	0.33%	0.01%	0.01%
KFY	B	0.29%	0.18%	0.18%
LANC	D	0.49%	0.03%	0.03%
LECO	C	0.35%	0.14%	0.14%
LII	A	0.25%	0.02%	0.02%
LOPE	B	0.76%	0.19%	0.19%
MAN	F	0.32%	0.06%	0.06%
MDU	D	0.61%	0.01%	0.01%
MIDD	C	0.28%	0.35%	0.28%
MMS	D	1.01%	0.39%	0.39%
MSA	D	0.81%	0.12%	0.12%
MSM	D	0.47%	0.34%	0.34%
MTG	C	0.54%	0.0%	0.0%
MTN	C	0.29%	0.18%	0.18%
NFG	A	1.14%	0.26%	0.26%
ONB	B	0.32%	0.06%	0.06%
ORI	A	1.69%	0.21%	0.21%
OSK	B	0.29%	0.2%	0.2%
PBH	A	0.74%	0.18%	0.18%
PLXS	B	0.27%	0.49%	0.27%
POST	D	1.53%	0.34%	0.34%
PRI	A	0.76%	0.08%	0.08%
RGA	A	0.65%	0.14%	0.14%
RGLD	A	0.33%	0.22%	0.22%
RLI	A	1.38%	0.05%	0.05%
RNR	D	0.66%	0.55%	0.55%
RPM	A	0.66%	0.23%	0.23%
SAIC	D	0.44%	0.03%	0.03%
SLGN	A	0.66%	0.26%	0.26%

HSMV Overweight 91 Positions Relative to GVLU

Symbol	Grade	Weight
ATR	B	2.16%
DTM	A	1.97%
SEIC	A	1.86%
CACI	C	1.62%
IDA	A	1.59%
OGE	A	1.57%
CTRE	D	1.53%
MSGS	B	1.41%
ADC	A	1.29%
FHI	A	1.23%
AMH	C	1.21%
NJR	A	1.19%
CHE	D	1.15%
OHI	C	1.11%
NWE	C	1.09%
POR	C	1.06%
GGG	A	1.02%
NNN	C	0.99%
NYT	D	0.97%
GLPI	C	0.96%
EHC	B	0.92%
KBR	D	0.91%
DLB	D	0.88%
BKH	A	0.87%
FCPT	C	0.82%
ELS	B	0.81%
CBSH	A	0.81%
EPR	D	0.79%
LSTR	D	0.78%
ENSG	D	0.75%
EFC	C	0.75%
PECO	A	0.73%
SF	A	0.73%
AWR	A	0.72%
AVA	C	0.72%
OGS	A	0.69%
CDP	C	0.67%
ESNT	D	0.66%
JHG	A	0.65%
CPK	A	0.64%
EGP	D	0.63%
EPRT	C	0.63%
AMG	A	0.62%
SCI	A	0.61%
PRGS	B	0.59%
SBRA	C	0.58%
GATX	A	0.56%
RS	B	0.55%
CHH	A	0.55%
NMIH	D	0.54%
BCPC	B	0.53%
CWT	D	0.51%
FNF	C	0.49%
EPC	D	0.49%
BRX	A	0.47%
BWXT	A	0.47%
MUSA	A	0.46%
CHDN	C	0.45%
JEF	A	0.45%
PFGC	B	0.45%
PB	A	0.44%
FR	D	0.44%
LAMR	D	0.43%
BLKB	C	0.42%
ENR	A	0.42%
RYN	D	0.41%
CLH	C	0.4%
RDN	D	0.39%
ITT	A	0.38%
FNB	A	0.38%
FAF	C	0.38%
EVR	B	0.36%
G	A	0.36%
LXP	D	0.35%
COOP	B	0.35%
KEX	A	0.31%
R	B	0.3%
ALV	C	0.29%
EVTC	C	0.28%
ORA	B	0.27%
HRB	D	0.26%
LFUS	D	0.25%
CASY	B	0.25%
CUBE	C	0.24%
AIN	C	0.24%
HXL	F	0.23%
IRT	A	0.22%
CRI	F	0.21%
PCH	D	0.19%
REXR	F	0.19%
NSA	C	0.13%

HSMV Underweight 419 Positions Relative to GVLU

Symbol	Grade	Weight
PPC	B	-0.58%
MOH	F	-0.51%
ACGL	D	-0.5%
EG	D	-0.5%
FTI	A	-0.5%
PGR	B	-0.5%
MKL	A	-0.5%
SKYW	B	-0.49%
K	B	-0.49%
ALL	A	-0.49%
THC	C	-0.48%
GL	B	-0.48%
AIZ	A	-0.48%
DG	F	-0.48%
ALKS	C	-0.47%
SLB	C	-0.47%
NRG	B	-0.47%
D	C	-0.46%
CCK	D	-0.46%
ESGR	B	-0.45%
MMM	D	-0.44%
VZ	C	-0.44%
CMI	A	-0.44%
UNM	A	-0.44%
ARMK	C	-0.44%
WHD	B	-0.44%
THG	A	-0.43%
CAG	F	-0.43%
MRO	A	-0.42%
KTB	A	-0.42%
MO	A	-0.42%
TAP	B	-0.41%
TRV	A	-0.41%
CI	D	-0.41%
GILD	B	-0.41%
EOG	A	-0.4%
SON	D	-0.4%
ACI	C	-0.4%
KHC	F	-0.4%
T	A	-0.4%
SLVM	B	-0.4%
DORM	B	-0.39%
PRU	A	-0.39%
TKO	C	-0.39%
HP	C	-0.38%
PRMW	C	-0.38%
DVA	C	-0.38%
PRIM	A	-0.37%
URBN	C	-0.37%
REYN	D	-0.37%
VMI	B	-0.37%
FOXA	B	-0.37%
CBT	C	-0.37%
CEG	D	-0.36%
ADTN	A	-0.36%
CNA	C	-0.36%
TPR	A	-0.36%
J	D	-0.36%
L	A	-0.36%
IPG	F	-0.36%
CMCSA	B	-0.36%
CB	C	-0.36%
FTDR	B	-0.36%
UA	B	-0.36%
CNK	A	-0.35%
SNA	A	-0.35%
EEFT	C	-0.35%
ZM	B	-0.35%
LNG	A	-0.35%
DAL	A	-0.35%
CME	A	-0.35%
GOLF	B	-0.35%
VFC	C	-0.35%
STZ	D	-0.35%
GFF	B	-0.34%
CNC	F	-0.34%
KR	B	-0.34%
LDOS	C	-0.34%
CHX	C	-0.34%
WRB	A	-0.34%
SMPL	B	-0.34%
SWK	F	-0.34%
NKE	F	-0.34%
CVX	A	-0.34%
RRX	B	-0.33%
SOLV	C	-0.33%
MET	A	-0.33%
HIG	A	-0.33%
TTC	D	-0.33%
DAR	B	-0.33%
LKQ	F	-0.33%
PYPL	A	-0.33%
LNTH	F	-0.33%
KMB	C	-0.33%
JCI	A	-0.33%
CVS	D	-0.32%
WEX	F	-0.32%
SMG	D	-0.32%
ANF	C	-0.32%
AXTA	A	-0.32%
BCO	F	-0.32%
SAM	C	-0.32%
CMC	B	-0.32%
BALL	D	-0.32%
GPN	B	-0.31%
JBL	C	-0.31%
ALSN	A	-0.31%
POWL	C	-0.31%
DOX	D	-0.31%
TGT	C	-0.31%
HPQ	A	-0.3%
HSIC	C	-0.3%
IP	A	-0.3%
CINF	A	-0.3%
OPCH	F	-0.3%
BIIB	F	-0.3%
SEE	D	-0.3%
BKR	A	-0.3%
GAP	C	-0.3%
UHS	D	-0.3%
HPE	B	-0.29%
ASO	F	-0.29%
CAT	B	-0.29%
WBA	F	-0.29%
UTHR	C	-0.29%
DXC	D	-0.28%
WU	F	-0.28%
DIS	B	-0.28%
EME	B	-0.28%
SNX	C	-0.28%
CROX	F	-0.28%
TMUS	A	-0.28%
GM	B	-0.28%
GIS	D	-0.28%
CEIX	A	-0.28%
SYY	B	-0.28%
MWA	B	-0.27%
FMC	F	-0.27%
NSIT	F	-0.27%
CLX	A	-0.27%
PVH	C	-0.27%
AAL	B	-0.27%
SWKS	F	-0.27%
PPG	D	-0.27%
CBOE	C	-0.27%
FDX	A	-0.27%
KNSL	B	-0.27%
CTRA	A	-0.27%
OTEX	F	-0.26%
NWL	B	-0.26%
OGN	F	-0.26%
ATGE	B	-0.25%
MTZ	B	-0.25%
OMC	C	-0.25%
ASGN	F	-0.25%
VLO	C	-0.25%
WCC	B	-0.25%
CALM	A	-0.25%
SEM	B	-0.24%
MCY	A	-0.24%
RL	B	-0.24%
NEU	D	-0.24%
BYD	B	-0.24%
GEN	B	-0.24%
ADM	D	-0.24%
AVNT	B	-0.24%
LCII	D	-0.24%
LRN	A	-0.23%
AFL	C	-0.23%
BBY	D	-0.23%
BRC	C	-0.23%
QCOM	F	-0.23%
DBX	C	-0.23%
KDP	F	-0.23%
IFF	F	-0.22%
VRSN	F	-0.22%
TAC	B	-0.22%
JWN	C	-0.22%
USFD	B	-0.22%
HAS	D	-0.22%
SM	C	-0.21%
FUL	F	-0.21%
GVA	A	-0.21%
HRL	F	-0.21%
WSC	F	-0.21%
UI	A	-0.21%
SWX	A	-0.21%
MTCH	F	-0.21%
MAS	D	-0.2%
CHTR	B	-0.2%
NVST	C	-0.2%
CRUS	F	-0.2%
CL	C	-0.2%
QGEN	D	-0.2%
BAX	F	-0.19%
AYI	B	-0.19%
BWA	B	-0.19%
UNH	B	-0.19%
KMX	B	-0.19%
COP	B	-0.19%
IPGP	D	-0.19%
MHK	D	-0.19%
SSNC	C	-0.19%
PEP	F	-0.19%
INCY	B	-0.19%
NBIX	D	-0.19%
AXS	A	-0.19%
COR	B	-0.19%
LMT	D	-0.18%
MCK	A	-0.18%
MDLZ	F	-0.18%
LNC	B	-0.17%
TDC	F	-0.17%
BERY	C	-0.17%
GTES	A	-0.17%
HUBG	A	-0.16%
CSX	B	-0.16%
PAYC	B	-0.16%
UNF	B	-0.16%
OVV	C	-0.16%
FN	C	-0.16%
SXT	C	-0.16%
JBHT	C	-0.16%
WMG	B	-0.15%
LOW	A	-0.15%
H	B	-0.15%
NOC	D	-0.15%
CAH	A	-0.15%
HCA	F	-0.15%
KWR	C	-0.15%
GTLS	A	-0.15%
ATI	D	-0.15%
WSM	D	-0.14%
LTH	D	-0.14%
AZO	A	-0.14%
TEX	D	-0.14%
CLF	F	-0.14%
TDY	B	-0.14%
ACIW	B	-0.14%
SANM	B	-0.14%
LULU	C	-0.14%
TKR	F	-0.14%
HAYW	A	-0.14%
PSN	C	-0.14%
AIT	A	-0.13%
MMC	C	-0.13%
BDX	F	-0.13%
VTRS	A	-0.13%
WH	B	-0.13%
LEVI	F	-0.13%
EXPE	A	-0.13%
JNJ	D	-0.13%
LYB	F	-0.12%
ICFI	F	-0.12%
TGNA	B	-0.12%
XRAY	F	-0.12%
KNF	B	-0.12%
AMT	D	-0.12%
WYNN	D	-0.12%
DRI	B	-0.12%
MATX	B	-0.12%
USM	B	-0.12%
IRDM	D	-0.11%
IBOC	A	-0.11%
TSN	A	-0.11%
LAD	A	-0.11%
CIEN	B	-0.11%
APG	C	-0.11%
MRK	F	-0.11%
KD	A	-0.11%
HSY	F	-0.11%
STE	D	-0.11%
CNM	C	-0.1%
BDC	B	-0.1%
FFIV	B	-0.1%
ESAB	B	-0.1%
PII	F	-0.1%
SBAC	C	-0.1%
ACT	D	-0.1%
MASI	B	-0.1%
FG	B	-0.1%
BLD	F	-0.1%
ALLE	D	-0.1%
FOUR	A	-0.1%
OLN	F	-0.1%
ACLS	F	-0.1%
CF	A	-0.1%
PAYO	A	-0.09%
LBRT	F	-0.09%
RMD	C	-0.09%
CZR	F	-0.09%
AOS	F	-0.09%
HOG	D	-0.09%
COKE	D	-0.09%
EBAY	D	-0.09%
IGT	F	-0.09%
KVUE	A	-0.09%
EMN	C	-0.09%
ATKR	C	-0.09%
PNR	A	-0.08%
WEN	C	-0.08%
PSX	C	-0.08%
PTEN	C	-0.08%
APTV	F	-0.08%
LEA	F	-0.08%
ELAN	D	-0.08%
DDS	B	-0.08%
GFS	C	-0.08%
TPX	A	-0.08%
NOG	A	-0.08%
OZK	A	-0.08%
MORN	B	-0.08%
ZBH	C	-0.08%
NXST	D	-0.08%
LPX	A	-0.08%
ULTA	F	-0.08%
ENS	D	-0.08%
AZEK	B	-0.08%
SO	C	-0.08%
KMPR	A	-0.07%
WFG	C	-0.07%
ST	F	-0.07%
BKNG	A	-0.07%
OXY	D	-0.07%
PG	C	-0.07%
FDS	A	-0.07%
HOLX	D	-0.07%
URI	B	-0.07%
AA	A	-0.06%
BIO	D	-0.06%
BR	A	-0.06%
BMY	B	-0.06%
RBA	A	-0.06%
AN	D	-0.06%
PFE	F	-0.06%
ELV	F	-0.06%
PM	A	-0.06%
ROST	D	-0.05%
GNRC	B	-0.05%
BHF	B	-0.05%
WFRD	F	-0.05%
HALO	D	-0.05%
WOR	F	-0.05%
KO	D	-0.05%
VRRM	F	-0.05%
CXT	D	-0.04%
ETSY	D	-0.04%
ALE	A	-0.04%
MTX	B	-0.04%
MPC	C	-0.04%
BRBR	A	-0.04%
MAR	A	-0.04%
SHOO	D	-0.04%
HON	A	-0.04%
UFPI	C	-0.04%
LRCX	F	-0.04%
CPB	D	-0.03%
CPAY	A	-0.03%
MCD	D	-0.03%
JNPR	D	-0.03%
TFX	F	-0.03%
DINO	D	-0.03%
CFR	B	-0.03%
FIZZ	B	-0.03%
HBAN	A	-0.03%
ITW	B	-0.03%
AVY	D	-0.03%
YUM	D	-0.03%
V	A	-0.02%
CATY	A	-0.02%
CHD	A	-0.02%
UNP	D	-0.02%
DKS	D	-0.02%
HAL	C	-0.02%
VRT	A	-0.02%
TTEK	F	-0.02%
THO	B	-0.02%
MSCI	A	-0.02%
ABG	B	-0.02%
JKHY	D	-0.02%
ICUI	D	-0.02%
MUR	D	-0.02%
EWBC	A	-0.02%
CSWI	A	-0.01%
SNV	B	-0.01%
VNT	C	-0.01%
CE	F	-0.01%
SPB	C	-0.01%
IESC	B	-0.01%
PNC	A	-0.01%
IBP	F	-0.01%
ZION	A	-0.01%
BC	D	-0.01%
UPS	C	-0.01%
TFC	A	-0.01%
PH	B	-0.01%
NTAP	D	-0.01%
GEHC	D	-0.01%
BLDR	D	-0.01%
BBWI	C	-0.01%
NOV	D	-0.01%
NVT	C	-0.01%
SNDR	B	-0.01%
RF	A	-0.01%
GMS	B	-0.01%
DGX	A	-0.01%
COLB	B	-0.01%
IFS	A	-0.01%
GWW	B	-0.01%
LNW	F	-0.01%
POOL	D	-0.01%
WTFC	A	-0.01%
FULT	A	-0.0%
BOOT	C	-0.0%
VLY	A	-0.0%
IR	B	-0.0%
QLYS	C	-0.0%
FITB	A	-0.0%
KLAC	F	-0.0%