FYT vs. REK ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to ProShares Short Real Estate (REK)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.53

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

REK

ProShares Short Real Estate

REK Description

The investment seeks daily investment results, before fees and expenses, that correspond to the inverse (-1x) of the daily performance of the Dow Jones U.S. Real EstateSM Index. The fund invests in derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as the inverse (-1x) of the daily return of the index. The index measures the performance of the real estate sector of the U.S. equity market. Component companies include, among others, real estate holding and development and real estate services companies and real estate investment trusts ("REITs"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.57

Average Daily Volume

10,551

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	REK
30 Days	7.02%	0.78%
60 Days	5.29%	2.27%
90 Days	4.45%	0.37%
12 Months	23.16%	-14.63%

12 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in REK	Overlap
APLE	B	0.64%	0.26%	0.26%
DEI	B	0.13%	0.54%	0.13%
EQC	B	0.49%	0.31%	0.31%
HIW	C	0.46%	0.41%	0.41%
JBGS	F	0.11%	0.37%	0.11%
LXP	D	0.11%	0.21%	0.11%
PEB	D	0.33%	0.26%	0.26%
PGRE	F	0.12%	0.22%	0.12%
PK	C	0.64%	0.46%	0.46%
RLJ	C	0.64%	0.23%	0.23%
SHO	D	0.6%	0.24%	0.24%
XHR	B	0.37%	0.18%	0.18%

FYT Overweight 244 Positions Relative to REK

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
BFH	C	0.73%
JBT	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	B	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TGNA	B	0.7%
TALO	C	0.69%
DNOW	B	0.69%
ULH	C	0.69%
PINC	B	0.69%
KMT	B	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	B	0.65%
HELE	C	0.65%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
GIII	D	0.62%
VAC	C	0.62%
WS	C	0.62%
BTU	B	0.62%
KOS	D	0.62%
CRGY	B	0.62%
SPNT	B	0.62%
PARR	F	0.61%
PLAB	C	0.61%
INVA	D	0.61%
UVV	B	0.61%
AVA	A	0.59%
TRMK	C	0.59%
EPC	F	0.59%
VC	F	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	B	0.58%
ZD	B	0.58%
PRDO	B	0.58%
RES	D	0.57%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
CAL	F	0.56%
FFBC	B	0.56%
WKC	C	0.55%
USM	B	0.55%
PHIN	A	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	C	0.54%
DBRG	F	0.54%
WMK	C	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	D	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
AMWD	C	0.51%
GES	F	0.51%
SBH	C	0.5%
GEO	B	0.5%
CVI	F	0.5%
SCSC	C	0.5%
VSCO	C	0.5%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
OEC	C	0.47%
MLKN	F	0.47%
CVBF	A	0.46%
ANDE	D	0.46%
VSTS	C	0.46%
SASR	B	0.44%
CASH	B	0.44%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	B	0.43%
CATY	B	0.43%
CRK	B	0.43%
FULT	A	0.42%
FRME	B	0.42%
PFBC	B	0.42%
WSFS	B	0.41%
HY	D	0.41%
RNST	B	0.41%
SFNC	C	0.41%
EFSC	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
BKU	A	0.4%
TCBK	C	0.4%
VBTX	B	0.4%
KALU	C	0.4%
SNDR	B	0.39%
ALG	B	0.39%
DAN	D	0.39%
HOPE	C	0.39%
FIBK	B	0.39%
FCF	B	0.39%
SRCE	B	0.39%
HUBG	A	0.39%
NX	C	0.39%
XRX	F	0.39%
WGO	C	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
BUSE	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
WERN	C	0.37%
UNF	B	0.36%
KLG	B	0.36%
IPGP	D	0.36%
MRTN	D	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	C	0.32%
LC	A	0.32%
CAR	C	0.3%
GRBK	D	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	B	0.29%
HMN	B	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	B	0.28%
DFH	D	0.28%
NWBI	B	0.27%
SBCF	B	0.27%
GOGO	C	0.27%
CSGS	B	0.27%
FBNC	B	0.27%
ABM	B	0.26%
MTX	B	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	C	0.26%
HTH	C	0.25%
STBA	B	0.25%
DK	C	0.25%
ROCK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
OFG	B	0.24%
SCL	C	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
PSMT	D	0.23%
ROG	D	0.22%
PATK	C	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	C	0.15%
MGPI	F	0.15%
TCBI	C	0.15%
FDP	B	0.14%
BHF	C	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	C	0.14%
MTRN	C	0.13%
XPEL	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
PPBI	C	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	C	0.12%
CNMD	C	0.12%
OI	C	0.12%
MSEX	C	0.12%
UPBD	B	0.12%
EVTC	B	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	F	0.11%
AIN	C	0.11%
MSGE	F	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CNXN	C	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 75 Positions Relative to REK

Symbol	Grade	Weight
AMT	C	-8.05%
CCI	C	-4.7%
PLD	F	-4.64%
EQIX	A	-3.91%
SPG	A	-3.53%
WELL	A	-2.73%
PSA	C	-2.58%
AVB	B	-2.35%
EQR	C	-2.24%
SBAC	D	-2.21%
DLR	B	-2.02%
O	C	-1.94%
CSGP	D	-1.85%
WY	F	-1.8%
VTR	B	-1.71%
ESS	B	-1.59%
CBRE	B	-1.59%
BXP	C	-1.56%
ARE	F	-1.46%
DOC	C	-1.4%
INVH	D	-1.28%
MAA	B	-1.19%
EXR	C	-1.13%
WPC	C	-1.12%
SUI	C	-1.12%
NLY	C	-1.08%
UDR	B	-1.08%
HST	C	-1.0%
ELS	C	-1.0%
MPW	F	-0.9%
VNO	C	-0.83%
CPT	B	-0.83%
REG	A	-0.82%
AGNC	C	-0.77%
VICI	C	-0.76%
OHI	C	-0.74%
NNN	C	-0.74%
GLPI	C	-0.72%
FRT	B	-0.71%
IRM	C	-0.7%
JLL	D	-0.69%
KIM	A	-0.67%
KRC	B	-0.63%
LAMR	C	-0.62%
AIV	C	-0.61%
SLG	B	-0.58%
STWD	C	-0.56%
AMH	C	-0.54%
COLD	D	-0.53%
CUZ	B	-0.48%
BRX	A	-0.48%
CUBE	C	-0.47%
HPP	F	-0.45%
EPR	C	-0.44%
HHH	B	-0.42%
FR	D	-0.42%
EGP	D	-0.41%
REXR	F	-0.41%
BXMT	C	-0.39%
RHP	B	-0.37%
HR	B	-0.36%
SBRA	C	-0.33%
TWO	F	-0.32%
OUT	A	-0.32%
RYN	D	-0.32%
CIM	D	-0.31%
SVC	F	-0.31%
NHI	D	-0.29%
DSS	F	-0.28%
MFA	D	-0.28%
PDM	D	-0.23%
PCH	F	-0.23%
BDN	C	-0.22%
MAC	B	-0.22%
IVR	F	-0.19%