FXL vs. EFIV ETF Comparison

Comparison of First Trust Technology AlphaDEX (FXL) to SPDR S&P 500 ESG ETF (EFIV)

FXL

First Trust Technology AlphaDEX

FXL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Technology Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the technology sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$154.02

Average Daily Volume

17,257

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	FXL	EFIV
30 Days	10.22%	2.81%
60 Days	12.16%	4.79%
90 Days	12.82%	5.59%
12 Months	31.26%	30.64%

17 Overlapping Holdings

Symbol	Grade	Weight in FXL	Weight in EFIV	Overlap
AAPL	C	0.91%	9.53%	0.91%
ADSK	A	0.66%	0.19%	0.19%
AKAM	D	1.04%	0.04%	0.04%
AMAT	F	0.86%	0.42%	0.42%
AMD	F	0.25%	0.63%	0.25%
CRM	B	0.72%	0.92%	0.72%
DAY	B	0.74%	0.03%	0.03%
GOOGL	C	0.63%	2.92%	0.63%
HPE	B	1.62%	0.08%	0.08%
HPQ	B	1.21%	0.1%	0.1%
INTC	D	1.26%	0.3%	0.3%
KLAC	D	0.25%	0.24%	0.24%
MSFT	F	0.29%	8.8%	0.29%
MU	D	0.28%	0.31%	0.28%
NVDA	C	1.43%	10.02%	1.43%
ON	D	1.44%	0.08%	0.08%
QCOM	F	0.9%	0.5%	0.5%

FXL Overweight 85 Positions Relative to EFIV

Symbol	Grade	Weight
APP	B	3.39%
PLTR	B	2.47%
TOST	B	2.22%
VRT	B	1.89%
DASH	A	1.89%
PEGA	A	1.88%
GWRE	A	1.66%
GFS	C	1.65%
CTSH	B	1.63%
DXC	B	1.62%
PAYC	B	1.6%
META	D	1.57%
SMAR	A	1.57%
IPGP	D	1.57%
DOCU	A	1.53%
AVT	C	1.52%
FTNT	C	1.44%
GDDY	A	1.4%
ZM	B	1.4%
TWLO	A	1.39%
NOW	A	1.38%
ARW	D	1.35%
AMKR	D	1.32%
SWKS	F	1.32%
ORCL	B	1.3%
JBL	B	1.28%
DNB	B	1.27%
TYL	B	1.25%
CNXC	F	1.21%
DT	C	1.19%
MANH	D	1.18%
AVGO	D	1.17%
DOX	D	1.16%
EPAM	C	1.15%
MSTR	C	1.15%
SNX	C	1.14%
NTNX	A	1.12%
PANW	C	1.08%
RNG	B	1.08%
S	B	1.07%
DELL	C	1.06%
FFIV	B	1.03%
DBX	B	1.01%
IT	C	0.99%
CRUS	D	0.97%
SSNC	B	0.93%
HCP	B	0.93%
CACI	D	0.91%
NTAP	C	0.89%
DLB	B	0.89%
SAIC	F	0.84%
MTCH	D	0.77%
MPWR	F	0.74%
DV	C	0.71%
GLOB	B	0.68%
APH	A	0.66%
ROP	B	0.6%
TXN	C	0.59%
LSCC	D	0.57%
VRSN	F	0.57%
IBM	C	0.56%
KBR	F	0.55%
IAC	D	0.52%
U	C	0.49%
MCHP	D	0.48%
OLED	D	0.47%
ONTO	D	0.47%
TER	D	0.47%
PYCR	C	0.36%
CRWD	B	0.36%
KD	B	0.36%
GTLB	B	0.35%
NET	B	0.34%
DDOG	A	0.34%
WDAY	B	0.33%
ANSS	B	0.32%
GEN	B	0.32%
GLW	B	0.31%
INFA	D	0.3%
APPF	B	0.29%
PSTG	D	0.29%
ADI	D	0.27%
SMCI	F	0.26%
ALGM	D	0.25%
CDW	F	0.24%

FXL Underweight 296 Positions Relative to EFIV

Symbol	Grade	Weight
TSLA	B	-2.55%
GOOG	C	-2.42%
JPM	A	-1.91%
LLY	F	-1.79%
UNH	C	-1.56%
XOM	B	-1.5%
V	A	-1.44%
MA	C	-1.2%
COST	B	-1.15%
HD	A	-1.13%
PG	A	-1.09%
WMT	A	-1.03%
BAC	A	-0.86%
ABBV	D	-0.84%
CVX	A	-0.75%
MRK	F	-0.7%
KO	D	-0.68%
ADBE	C	-0.66%
CSCO	B	-0.66%
ACN	C	-0.65%
PEP	F	-0.63%
LIN	D	-0.61%
MCD	D	-0.59%
ABT	B	-0.56%
GE	D	-0.55%
DIS	B	-0.52%
CAT	B	-0.52%
GS	A	-0.52%
CMCSA	B	-0.47%
MS	A	-0.46%
T	A	-0.45%
AXP	A	-0.45%
AMGN	D	-0.45%
SPGI	C	-0.45%
LOW	D	-0.43%
DHR	F	-0.43%
UBER	D	-0.42%
NEE	D	-0.42%
UNP	C	-0.41%
ETN	A	-0.41%
BLK	C	-0.4%
TJX	A	-0.38%
C	A	-0.37%
SYK	C	-0.37%
BSX	B	-0.36%
ADP	B	-0.35%
FI	A	-0.34%
SCHW	B	-0.33%
TMUS	B	-0.33%
BMY	B	-0.33%
SBUX	A	-0.32%
GILD	C	-0.32%
MMC	B	-0.31%
MDT	D	-0.31%
CB	C	-0.3%
PLD	D	-0.3%
DE	A	-0.28%
ELV	F	-0.27%
LRCX	F	-0.27%
UPS	C	-0.27%
NKE	D	-0.26%
CI	F	-0.26%
TT	A	-0.26%
MDLZ	F	-0.25%
PYPL	B	-0.25%
ICE	C	-0.25%
SHW	A	-0.25%
PH	A	-0.25%
AMT	D	-0.25%
REGN	F	-0.24%
EQIX	A	-0.24%
CMG	B	-0.23%
CME	A	-0.23%
WM	A	-0.23%
PNC	B	-0.23%
AON	A	-0.23%
WELL	A	-0.22%
USB	A	-0.22%
ZTS	D	-0.22%
ITW	B	-0.21%
CL	D	-0.21%
EMR	A	-0.21%
MCO	B	-0.21%
CTAS	B	-0.21%
CSX	B	-0.2%
COF	B	-0.2%
TGT	F	-0.2%
BDX	F	-0.19%
MAR	B	-0.19%
WMB	A	-0.19%
CVS	D	-0.19%
APD	A	-0.19%
ECL	D	-0.18%
OKE	A	-0.18%
CARR	D	-0.18%
GM	B	-0.18%
AJG	B	-0.18%
NSC	B	-0.17%
PCAR	B	-0.17%
SLB	C	-0.17%
FCX	D	-0.17%
HLT	A	-0.17%
TFC	A	-0.17%
AFL	B	-0.16%
BK	A	-0.16%
JCI	C	-0.16%
URI	B	-0.16%
TRV	B	-0.16%
SRE	A	-0.16%
ALL	A	-0.15%
GWW	B	-0.15%
PSA	D	-0.15%
MPC	D	-0.15%
PSX	C	-0.15%
DLR	B	-0.15%
AMP	A	-0.15%
RCL	A	-0.15%
FIS	C	-0.14%
MSCI	C	-0.14%
AIG	B	-0.14%
CMI	A	-0.14%
KMI	A	-0.14%
AME	A	-0.13%
PAYX	C	-0.13%
ROST	C	-0.13%
NEM	D	-0.13%
DHI	D	-0.13%
MET	A	-0.13%
PWR	A	-0.13%
DAL	C	-0.12%
IR	B	-0.12%
TRGP	B	-0.12%
BKR	B	-0.12%
PEG	A	-0.12%
COR	B	-0.12%
AXON	A	-0.12%
RSG	A	-0.12%
DFS	B	-0.12%
VLO	C	-0.12%
PRU	A	-0.12%
SYY	B	-0.11%
KDP	D	-0.11%
ACGL	D	-0.11%
YUM	B	-0.11%
EXC	C	-0.11%
A	D	-0.11%
EA	A	-0.11%
KR	B	-0.11%
HES	B	-0.11%
CTVA	C	-0.11%
EW	C	-0.11%
OTIS	C	-0.11%
CBRE	B	-0.11%
VRSK	A	-0.11%
HIG	B	-0.1%
OXY	D	-0.1%
RMD	C	-0.1%
WAB	B	-0.1%
EXR	D	-0.1%
HUM	C	-0.1%
MTB	A	-0.1%
IDXX	F	-0.1%
GIS	D	-0.1%
LULU	C	-0.1%
CNC	D	-0.09%
CAH	B	-0.09%
CSGP	D	-0.09%
DOW	F	-0.09%
ETR	B	-0.09%
EIX	B	-0.09%
FITB	A	-0.09%
WTW	B	-0.09%
ROK	B	-0.09%
AVB	B	-0.09%
ED	D	-0.09%
NDAQ	A	-0.09%
FANG	D	-0.09%
IRM	D	-0.09%
DECK	A	-0.08%
HSY	F	-0.08%
DOV	A	-0.08%
KHC	F	-0.08%
STT	A	-0.08%
PPG	F	-0.08%
TTWO	A	-0.08%
GPN	B	-0.08%
RJF	A	-0.08%
XYL	D	-0.08%
EBAY	D	-0.08%
TSCO	D	-0.08%
RF	A	-0.07%
HUBB	B	-0.07%
BIIB	F	-0.07%
DVN	F	-0.07%
CCL	B	-0.07%
ADM	D	-0.07%
SW	A	-0.07%
EQR	B	-0.07%
HBAN	A	-0.07%
SYF	B	-0.07%
EQT	B	-0.07%
MTD	D	-0.07%
AWK	D	-0.07%
CPAY	A	-0.07%
PHM	D	-0.07%
BR	A	-0.07%
TROW	B	-0.07%
HAL	C	-0.07%
VTR	C	-0.07%
FTV	C	-0.07%
OMC	C	-0.06%
CBOE	B	-0.06%
WDC	D	-0.06%
CFG	B	-0.06%
NTRS	A	-0.06%
LYB	F	-0.06%
ES	D	-0.06%
K	A	-0.06%
ZBH	C	-0.06%
WY	D	-0.06%
EXPE	B	-0.06%
IFF	D	-0.06%
WAT	B	-0.06%
SBAC	D	-0.06%
AVY	D	-0.05%
KIM	A	-0.05%
BAX	D	-0.05%
ARE	D	-0.05%
GPC	D	-0.05%
MAS	D	-0.05%
LVS	C	-0.05%
PNR	A	-0.05%
KEY	B	-0.05%
IEX	B	-0.05%
BBY	D	-0.05%
TSN	B	-0.05%
DGX	A	-0.05%
FDS	B	-0.05%
HOLX	D	-0.05%
PFG	D	-0.05%
ULTA	F	-0.05%
BALL	D	-0.05%
MKC	D	-0.05%
JKHY	D	-0.04%
ALB	C	-0.04%
INCY	C	-0.04%
POOL	C	-0.04%
CHRW	C	-0.04%
SWK	D	-0.04%
CAG	D	-0.04%
UDR	B	-0.04%
MRNA	F	-0.04%
AMCR	D	-0.04%
EL	F	-0.04%
RVTY	F	-0.04%
APTV	D	-0.04%
JBHT	C	-0.04%
DOC	D	-0.04%
CF	B	-0.04%
EG	C	-0.04%
TFX	F	-0.03%
GL	B	-0.03%
MKTX	D	-0.03%
LKQ	D	-0.03%
NWSA	B	-0.03%
CRL	C	-0.03%
IPG	D	-0.03%
AIZ	A	-0.03%
TAP	C	-0.03%
LW	C	-0.03%
BXP	D	-0.03%
SJM	D	-0.03%
TPR	B	-0.03%
NCLH	B	-0.03%
REG	B	-0.03%
KMX	B	-0.03%
ALLE	D	-0.03%
HST	C	-0.03%
WBA	F	-0.02%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
DVA	B	-0.02%
MHK	D	-0.02%
BWA	D	-0.02%
IVZ	B	-0.02%
WYNN	D	-0.02%
RL	B	-0.02%
HAS	D	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
FRT	B	-0.02%
CPB	D	-0.02%
MGM	D	-0.02%
HRL	D	-0.02%
NWS	B	-0.01%

FXL: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Software - Infrastructure Information Technology Services Internet Content & Information Semiconductor Equipment & Materials Computer Systems Data Storage Electronic Components Telecom Services Business Services Communication Equipment Computer Hardware Conglomerates Consumer Electronics Contract Manufacturers Diversified Industrials Electronics & Computer Distribution Electronics Distribution Engineering & Construction