FTQI vs. DSI ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to iShares KLD 400 Social Index Fund (DSI)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.48

Average Daily Volume

107,493

Number of Holdings ^*

194

* may have additional holdings in another (foreign) market

DSI

iShares KLD 400 Social Index Fund

DSI Description

The investment seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the MSCI KLD 400 Social Index (the "underlying index"), which is a free float-adjusted market capitalization weighted index designed to provide exposure to U.S. companies that have positive environmental, social and governance (ESG) characteristics.

Grade (RS Rating)

Last Trade

$108.21

Average Daily Volume

95,706

Number of Holdings ^*

402

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	DSI
30 Days	3.94%	4.88%
60 Days	9.15%	10.99%
90 Days	1.41%	2.65%
12 Months	21.05%	35.17%

63 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in DSI	Overlap
A	B	0.39%	0.16%	0.16%
ABBV	C	0.2%	1.29%	0.2%
ADBE	F	1.51%	0.86%	0.86%
AMD	C	1.89%	1.0%	1.0%
AMT	D	0.33%	0.4%	0.33%
AXP	A	0.14%	0.59%	0.14%
BMRN	F	0.23%	0.05%	0.05%
CAT	A	0.15%	0.72%	0.15%
CHRW	C	0.18%	0.05%	0.05%
CL	D	0.22%	0.3%	0.22%
CME	A	0.94%	0.3%	0.3%
CRM	B	0.49%	1.01%	0.49%
CSCO	A	1.44%	0.8%	0.8%
EQIX	C	1.24%	0.31%	0.31%
ETN	B	0.13%	0.49%	0.13%
FFIV	B	0.19%	0.05%	0.05%
GOOG	B	1.76%	3.13%	1.76%
GOOGL	B	1.77%	3.61%	1.77%
HBAN	B	0.15%	0.08%	0.08%
HOLX	D	0.09%	0.07%	0.07%
INTU	F	1.23%	0.65%	0.65%
ITRI	C	0.15%	0.02%	0.02%
JAZZ	F	0.15%	0.02%	0.02%
JBHT	D	0.15%	0.05%	0.05%
LECO	D	0.15%	0.04%	0.04%
LIN	C	1.29%	0.86%	0.86%
LOW	C	0.12%	0.57%	0.12%
MIDD	D	0.13%	0.03%	0.03%
MKTX	B	0.12%	0.04%	0.04%
MSFT	D	8.38%	11.34%	8.38%
MSI	A	0.2%	0.28%	0.2%
MTD	C	0.14%	0.12%	0.12%
NDAQ	C	0.33%	0.12%	0.12%
NOW	B	0.4%	0.68%	0.4%
NTRS	B	0.16%	0.07%	0.07%
NVDA	B	4.86%	11.2%	4.86%
OKTA	F	0.05%	0.04%	0.04%
ORCL	A	0.69%	1.05%	0.69%
PEP	F	1.55%	0.88%	0.88%
PGR	B	0.14%	0.55%	0.14%
PH	A	0.12%	0.3%	0.12%
PODD	C	0.18%	0.06%	0.06%
POOL	D	0.15%	0.05%	0.05%
PTC	B	0.48%	0.08%	0.08%
RMD	C	0.14%	0.13%	0.13%
SBAC	C	0.3%	0.1%	0.1%
SPGI	C	0.62%	0.62%	0.62%
STX	C	0.44%	0.08%	0.08%
TECH	D	0.15%	0.05%	0.05%
TRMB	B	0.16%	0.06%	0.06%
TROW	D	0.1%	0.09%	0.09%
TSCO	A	0.29%	0.12%	0.12%
TSLA	C	2.43%	2.8%	2.43%
TTEK	A	0.15%	0.05%	0.05%
TXN	C	1.61%	0.71%	0.71%
ULTA	D	0.16%	0.07%	0.07%
V	B	0.21%	1.62%	0.21%
VEEV	C	0.13%	0.12%	0.12%
WAT	B	0.13%	0.08%	0.08%
WTW	C	0.15%	0.11%	0.11%
XRAY	D	0.16%	0.02%	0.02%
ZBRA	B	0.36%	0.07%	0.07%
ZION	D	0.14%	0.03%	0.03%

FTQI Overweight 131 Positions Relative to DSI

Symbol	Grade	Weight
AAPL	C	9.16%
AVGO	B	4.69%
META	A	4.45%
AMZN	C	4.34%
COST	C	2.64%
NFLX	A	2.08%
TMUS	A	1.54%
QCOM	D	1.25%
LLY	D	1.13%
NTAP	D	0.84%
CHKP	A	0.82%
APH	D	0.54%
OTTR	F	0.52%
UFPI	C	0.51%
MGEE	C	0.5%
LNT	B	0.48%
DUOL	B	0.44%
ICLR	F	0.4%
CASY	D	0.4%
TYL	D	0.39%
WMT	A	0.37%
MPWR	B	0.35%
BGC	B	0.35%
SNY	C	0.34%
WFRD	F	0.34%
CG	B	0.32%
APA	F	0.31%
TRMD	D	0.3%
PAGP	B	0.3%
MEDP	F	0.3%
ANET	A	0.3%
BCPC	C	0.29%
ERIE	A	0.29%
MORN	B	0.26%
WWD	C	0.25%
EVRG	C	0.25%
IESC	A	0.24%
OLED	B	0.23%
APP	A	0.23%
MTSI	B	0.22%
NBIX	F	0.22%
EWBC	B	0.22%
CYBR	C	0.22%
MANH	A	0.21%
PNFP	B	0.21%
PTEN	F	0.21%
PCVX	C	0.21%
VRNS	B	0.21%
LITE	A	0.2%
BNTX	B	0.2%
OLLI	C	0.2%
STRL	B	0.2%
MKSI	F	0.2%
UMBF	C	0.2%
COKE	C	0.2%
ICUI	B	0.19%
NOVT	C	0.19%
ASND	C	0.19%
DOX	B	0.18%
EBAY	A	0.18%
HALO	D	0.18%
UTHR	C	0.18%
EXPE	B	0.18%
IDCC	A	0.18%
NTRA	A	0.17%
QRVO	F	0.17%
SAIA	D	0.17%
REG	C	0.17%
SSNC	C	0.17%
RVMD	B	0.17%
TWST	D	0.16%
INCY	B	0.16%
EXAS	C	0.16%
AXON	A	0.16%
HOOD	B	0.16%
ENSG	D	0.15%
ACLS	F	0.15%
FCNCA	D	0.15%
CINF	A	0.15%
WIX	D	0.15%
ARGX	C	0.15%
VKTX	C	0.15%
LSTR	F	0.15%
FITB	C	0.15%
SOFI	C	0.15%
BSY	D	0.15%
MUSA	D	0.15%
CHDN	C	0.14%
RGLD	C	0.14%
CYTK	D	0.14%
XOM	A	0.14%
ALNY	C	0.14%
LNTH	C	0.14%
AAON	A	0.14%
ACHC	F	0.14%
COIN	F	0.14%
RPRX	D	0.14%
UPST	C	0.14%
KRYS	D	0.13%
GH	F	0.13%
MASI	B	0.13%
SRPT	F	0.13%
MRUS	D	0.13%
UFPT	D	0.12%
LANC	F	0.12%
LEGN	F	0.12%
VMC	D	0.12%
GE	B	0.12%
FRPT	A	0.12%
SHOO	A	0.12%
MDGL	F	0.12%
TMDX	D	0.12%
LOGI	D	0.11%
APLS	F	0.11%
SFM	A	0.1%
WM	B	0.1%
DJT	F	0.1%
CRVL	C	0.09%
CVLT	B	0.08%
BL	D	0.08%
MMYT	B	0.08%
DOCU	A	0.07%
ACGL	A	0.06%
CSWI	A	0.06%
TW	A	0.05%
GEV	A	0.04%
CVCO	C	0.04%
NWSA	D	0.04%
RXST	F	0.02%
RGEN	F	0.02%
REYN	D	0.01%

FTQI Underweight 339 Positions Relative to DSI

Symbol	Grade	Weight
PG	D	-1.54%
MA	A	-1.54%
HD	A	-1.49%
KO	C	-1.1%
MRK	F	-1.08%
MCD	A	-0.82%
ACN	B	-0.82%
IBM	A	-0.76%
VZ	C	-0.71%
DHR	D	-0.69%
DIS	D	-0.66%
AMGN	D	-0.65%
AMAT	C	-0.64%
UNP	F	-0.56%
BKNG	B	-0.54%
BLK	A	-0.53%
MS	A	-0.48%
ELV	F	-0.46%
VRTX	D	-0.45%
PLD	D	-0.44%
ADI	B	-0.43%
ADP	A	-0.42%
CB	A	-0.42%
LRCX	D	-0.41%
NKE	D	-0.41%
DE	C	-0.41%
SBUX	B	-0.41%
MMC	D	-0.41%
BMY	A	-0.39%
GILD	A	-0.39%
INTC	D	-0.38%
UPS	D	-0.37%
CI	D	-0.37%
MDLZ	D	-0.37%
SCHW	D	-0.36%
SHW	C	-0.35%
ICE	A	-0.34%
TT	A	-0.33%
ZTS	C	-0.33%
ITW	C	-0.3%
HCA	C	-0.3%
PYPL	A	-0.29%
MCO	D	-0.29%
SNPS	F	-0.29%
CDNS	D	-0.28%
MMM	C	-0.28%
WELL	C	-0.28%
TGT	C	-0.27%
PNC	C	-0.27%
BDX	C	-0.26%
ECL	C	-0.25%
APD	C	-0.25%
CSX	D	-0.25%
NXPI	F	-0.24%
CRH	C	-0.24%
CARR	A	-0.24%
AJG	C	-0.23%
MAR	A	-0.23%
NEM	C	-0.23%
MPC	D	-0.22%
ADSK	B	-0.22%
HLT	A	-0.22%
ROP	D	-0.22%
PSX	D	-0.21%
NSC	C	-0.21%
TFC	D	-0.21%
JCI	C	-0.2%
DLR	C	-0.2%
OKE	A	-0.2%
SRE	C	-0.2%
BK	A	-0.2%
TRV	B	-0.2%
URI	C	-0.2%
SPG	A	-0.2%
ALL	A	-0.19%
FTNT	A	-0.19%
CCI	D	-0.19%
PCAR	D	-0.19%
WDAY	D	-0.19%
FICO	C	-0.18%
KMB	D	-0.18%
VLO	F	-0.17%
CMI	A	-0.17%
CPRT	B	-0.17%
GWW	B	-0.17%
TEL	D	-0.17%
FIS	A	-0.17%
AMP	A	-0.17%
GIS	C	-0.16%
IDXX	D	-0.16%
IQV	F	-0.16%
MCHP	F	-0.16%
PRU	B	-0.16%
RCL	B	-0.16%
PWR	A	-0.16%
IR	A	-0.15%
CNC	F	-0.15%
EW	F	-0.15%
COR	F	-0.15%
EXC	C	-0.15%
KDP	C	-0.15%
FERG	F	-0.15%
FAST	C	-0.15%
LNG	A	-0.15%
BKR	B	-0.14%
GLW	C	-0.14%
EA	D	-0.14%
CBRE	C	-0.14%
CTSH	B	-0.14%
HUM	F	-0.14%
SYY	D	-0.14%
KR	C	-0.14%
DELL	C	-0.13%
IRM	B	-0.13%
HPQ	B	-0.13%
HIG	A	-0.13%
DFS	A	-0.13%
ED	C	-0.13%
ROK	D	-0.12%
TRGP	A	-0.12%
PPG	D	-0.12%
ON	F	-0.12%
AVB	C	-0.12%
KHC	F	-0.12%
WAB	A	-0.12%
XYL	C	-0.12%
BIIB	F	-0.11%
AWK	D	-0.11%
ANSS	D	-0.11%
MTB	A	-0.11%
ADM	F	-0.11%
HAL	D	-0.1%
CHD	D	-0.1%
TEAM	D	-0.1%
VTR	C	-0.1%
FSLR	C	-0.1%
HUBS	D	-0.1%
HPE	B	-0.1%
STT	A	-0.1%
DOV	C	-0.1%
CAH	B	-0.1%
IFF	D	-0.1%
GRMN	D	-0.1%
DXCM	F	-0.1%
VLTO	A	-0.1%
KEYS	B	-0.1%
FTV	C	-0.1%
WST	D	-0.09%
EL	D	-0.09%
ES	D	-0.09%
STE	D	-0.09%
BLDR	C	-0.09%
DECK	B	-0.09%
BR	B	-0.09%
LYB	B	-0.09%
EQR	C	-0.09%
EME	B	-0.08%
CLX	C	-0.08%
OMC	C	-0.08%
PFG	A	-0.08%
APTV	D	-0.08%
TRU	C	-0.08%
ILMN	B	-0.08%
ATO	A	-0.08%
MKC	C	-0.08%
BALL	C	-0.08%
BBY	C	-0.08%
CMS	A	-0.08%
RF	B	-0.08%
COO	C	-0.08%
K	B	-0.08%
ZBH	F	-0.08%
FDS	C	-0.07%
AVY	D	-0.07%
ALGN	D	-0.07%
EXPD	D	-0.07%
MAS	C	-0.07%
LH	D	-0.07%
CFG	C	-0.07%
LII	C	-0.07%
WBD	F	-0.07%
SYF	A	-0.07%
WSM	C	-0.07%
DRI	C	-0.07%
GGG	C	-0.06%
L	C	-0.06%
DPZ	D	-0.06%
SNA	C	-0.06%
OC	C	-0.06%
AKAM	D	-0.06%
NI	A	-0.06%
GEN	A	-0.06%
KEY	B	-0.06%
CAG	D	-0.06%
SWKS	F	-0.06%
DOC	C	-0.06%
PNR	C	-0.06%
IP	C	-0.06%
IEX	D	-0.06%
SWK	C	-0.06%
DGX	D	-0.06%
BXP	B	-0.05%
KMX	F	-0.05%
JLL	C	-0.05%
ALLE	A	-0.05%
HST	D	-0.05%
SJM	D	-0.05%
FLEX	B	-0.05%
EQH	B	-0.05%
UDR	C	-0.05%
BG	F	-0.05%
GWRE	A	-0.05%
ARMK	C	-0.04%
HAS	A	-0.04%
HRL	F	-0.04%
CPB	D	-0.04%
HSIC	D	-0.04%
ALLY	F	-0.04%
LW	D	-0.04%
CNH	C	-0.04%
WTRG	D	-0.04%
TWLO	B	-0.04%
LKQ	F	-0.04%
AOS	C	-0.04%
FTI	B	-0.04%
ALB	D	-0.04%
FBIN	C	-0.04%
MAT	B	-0.03%
FLS	A	-0.03%
MTN	D	-0.03%
CGNX	F	-0.03%
UHAL	C	-0.03%
RHI	D	-0.03%
DINO	F	-0.03%
ALV	F	-0.03%
LUMN	C	-0.03%
MTH	C	-0.03%
CMA	C	-0.03%
VOYA	A	-0.03%
AXTA	C	-0.03%
DAL	C	-0.03%
AYI	A	-0.03%
RIVN	F	-0.03%
BWA	C	-0.03%
MHK	C	-0.03%
NYT	C	-0.03%
FRT	D	-0.03%
KNX	D	-0.03%
DVA	C	-0.03%
PAYC	D	-0.03%
MOS	F	-0.03%
AIT	B	-0.03%
INGR	B	-0.03%
GME	D	-0.03%
ORA	C	-0.02%
ASGN	D	-0.02%
FUL	F	-0.02%
LUV	B	-0.02%
SIG	C	-0.02%
CPRI	C	-0.02%
NJR	C	-0.02%
GAP	F	-0.02%
AN	D	-0.02%
AL	D	-0.02%
HOG	D	-0.02%
UGI	C	-0.02%
MDU	C	-0.02%
SON	D	-0.02%
LNC	B	-0.02%
SEE	C	-0.02%
PVH	D	-0.02%
ST	F	-0.02%
TKR	B	-0.02%
WHR	C	-0.02%
EXPO	A	-0.02%
ONB	D	-0.02%
IVZ	A	-0.02%
BEN	F	-0.02%
DAR	F	-0.02%
AGCO	D	-0.02%
NOV	F	-0.02%
R	C	-0.02%
VFC	A	-0.02%
TDOC	D	-0.01%
WWW	B	-0.01%
BKE	B	-0.01%
CAR	D	-0.01%
CABO	F	-0.01%
MODG	F	-0.01%
UAA	B	-0.01%
LZB	D	-0.01%
TNC	F	-0.01%
PDCO	F	-0.01%
FL	F	-0.01%
WLY	A	-0.01%
JWN	D	-0.01%
KSS	D	-0.01%
RNG	F	-0.01%
MTX	C	-0.01%
BOH	D	-0.01%
HNI	B	-0.01%
HBI	B	-0.01%
ARCB	F	-0.01%
ZI	F	-0.01%
AVA	D	-0.01%
NWL	D	-0.01%
TDC	D	-0.01%
COLM	B	-0.01%
CATY	B	-0.01%
ICFI	C	-0.01%
LCID	F	-0.01%
IBOC	D	-0.01%
MAN	D	-0.01%
CDP	A	-0.01%
WU	D	-0.01%
GVA	A	-0.01%
PCH	C	-0.01%
SEM	D	-0.01%
MAC	B	-0.01%
CHH	A	-0.01%
CMP	D	-0.0%
HOUS	D	-0.0%
ACCO	C	-0.0%
RDUS	D	-0.0%
HSII	D	-0.0%
ETD	C	-0.0%
KELYA	D	-0.0%
DLX	F	-0.0%
HAIN	C	-0.0%
SCHL	F	-0.0%
CLB	D	-0.0%
MD	B	-0.0%
JACK	F	-0.0%
UNFI	C	-0.0%
ODP	F	-0.0%
SCS	D	-0.0%
TILE	C	-0.0%
XRX	D	-0.0%
UA	B	-0.0%