FNY vs. LSEQ ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Harbor Long-Short Equity ETF (LSEQ)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$85.99

Average Daily Volume

13,841

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

LSEQ

Harbor Long-Short Equity ETF

LSEQ Description

Under normal market circumstances, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, in long and short positions in equity securities. The fund advisor seeks to achieve the fund's investment objective by establishing long and/or short positions in equity securities.

Grade (RS Rating)

Last Trade

$29.07

Average Daily Volume

569

Number of Holdings ^*

154

* may have additional holdings in another (foreign) market

Performance

Period	FNY	LSEQ
30 Days	6.87%	3.94%
60 Days	8.79%	6.12%
90 Days	10.74%	6.93%
12 Months	41.52%

28 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in LSEQ	Overlap
AM	A	0.15%	0.88%	0.15%
ATR	B	0.29%	0.72%	0.29%
AXTA	B	0.31%	1.54%	0.31%
BFAM	D	0.55%	0.49%	0.49%
COHR	B	0.76%	0.7%	0.7%
DOCU	B	0.54%	1.38%	0.54%
DTM	A	0.37%	0.86%	0.37%
DUOL	A	0.77%	0.72%	0.72%
EHC	B	0.58%	0.91%	0.58%
EXEL	B	0.75%	1.49%	0.75%
EXP	B	0.59%	0.77%	0.59%
FFIV	B	0.46%	0.78%	0.46%
GMED	A	0.65%	0.72%	0.65%
GWRE	A	0.6%	0.82%	0.6%
HRB	D	0.54%	0.65%	0.54%
ITCI	C	0.32%	0.65%	0.32%
KEX	B	0.59%	1.13%	0.59%
MEDP	D	0.13%	-1.79%	-1.79%
MTCH	D	0.34%	1.22%	0.34%
NTNX	B	0.16%	0.75%	0.16%
NTRA	A	0.86%	0.72%	0.72%
PEGA	B	0.66%	0.94%	0.66%
RGLD	C	0.15%	1.66%	0.15%
SMG	C	0.49%	0.57%	0.49%
TKO	A	0.57%	0.69%	0.57%
TXRH	B	0.63%	0.91%	0.63%
U	C	0.11%	-1.89%	-1.89%
WING	D	0.33%	-1.98%	-1.98%

FNY Overweight 186 Positions Relative to LSEQ

Symbol	Grade	Weight
AFRM	A	1.08%
SOFI	B	1.0%
SFM	A	0.91%
AX	B	0.9%
ALSN	B	0.87%
QTWO	A	0.86%
PIPR	A	0.84%
FIX	A	0.82%
SFBS	C	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	B	0.8%
TOST	B	0.8%
FOUR	A	0.8%
HLNE	B	0.8%
KTB	B	0.79%
CSWI	B	0.79%
ITRI	C	0.77%
KNF	B	0.76%
ACIW	B	0.76%
CW	C	0.76%
MOG.A	B	0.76%
CVLT	B	0.76%
IBKR	A	0.74%
IOT	A	0.73%
ENSG	C	0.71%
EWBC	A	0.71%
LTH	C	0.7%
DY	D	0.7%
AAON	B	0.69%
AIT	B	0.68%
DVA	C	0.68%
MOD	A	0.67%
EXLS	B	0.66%
HLI	A	0.66%
HIMS	B	0.65%
COKE	C	0.65%
TPG	A	0.65%
PSN	D	0.64%
CACI	D	0.63%
FFIN	B	0.63%
PODD	C	0.63%
CRVL	B	0.62%
TTEK	F	0.62%
SLG	B	0.62%
FRPT	A	0.62%
RL	C	0.61%
MMSI	A	0.6%
ATI	C	0.6%
ITGR	B	0.59%
AUR	C	0.59%
ADC	A	0.58%
ANF	F	0.58%
ITT	A	0.58%
BOOT	C	0.57%
AVAV	C	0.56%
BCO	F	0.56%
CRDO	B	0.56%
FSS	B	0.55%
CBT	D	0.55%
BMI	B	0.55%
EPRT	B	0.55%
NCLH	B	0.54%
PLNT	A	0.51%
BRBR	A	0.51%
AYI	B	0.5%
KAI	B	0.5%
IBOC	B	0.5%
FLS	B	0.49%
LNTH	D	0.49%
BWXT	B	0.49%
AWI	A	0.49%
HOMB	A	0.48%
PRI	B	0.48%
ONB	C	0.48%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
SCI	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
RYAN	A	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
CLH	C	0.43%
BDC	C	0.43%
DT	D	0.42%
AZEK	A	0.42%
WWD	C	0.42%
HALO	F	0.42%
DKS	D	0.41%
OHI	C	0.41%
SBRA	C	0.41%
NYT	D	0.4%
WYNN	C	0.4%
ALLE	C	0.4%
INSM	C	0.39%
OLLI	D	0.39%
RNA	C	0.38%
VRNS	D	0.37%
CRUS	D	0.35%
CFR	B	0.35%
INSP	D	0.35%
PCTY	C	0.34%
RVMD	C	0.34%
CBSH	B	0.34%
ESAB	C	0.33%
GME	C	0.33%
RARE	F	0.33%
WTM	A	0.32%
RLI	A	0.32%
CWST	A	0.31%
RUN	F	0.31%
MKTX	D	0.3%
BRX	A	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	A	0.29%
EEFT	B	0.29%
CHDN	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
DBX	B	0.29%
BLKB	B	0.28%
BPMC	B	0.28%
CTRE	C	0.28%
KNSL	B	0.28%
CROX	D	0.28%
LAMR	C	0.27%
GPK	C	0.27%
GAP	C	0.27%
CPT	B	0.27%
CUBE	C	0.26%
AGNC	C	0.26%
EXPO	D	0.24%
FCN	F	0.24%
AOS	F	0.23%
VRRM	F	0.23%
FND	D	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
GTLS	A	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
MASI	B	0.17%
DAY	B	0.17%
KD	B	0.17%
MARA	B	0.16%
CHH	A	0.16%
TRMB	B	0.16%
LOPE	C	0.16%
GATX	A	0.16%
ESI	B	0.15%
DCI	B	0.15%
MORN	B	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
RBC	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
ROIV	C	0.14%
APPF	B	0.14%
NEU	D	0.14%
UDR	B	0.14%
CNM	D	0.14%
H	B	0.14%
LNW	F	0.14%
NNN	C	0.13%
ELAN	D	0.13%
CHE	D	0.13%
EGP	D	0.13%
SSD	F	0.13%
FR	D	0.13%
TECH	F	0.12%
TDW	F	0.1%
BRKR	D	0.1%
LCID	F	0.09%

FNY Underweight 126 Positions Relative to LSEQ

Symbol	Grade	Weight
APP	B	-3.65%
PLTR	B	-2.91%
CVNA	B	-2.27%
AAL	B	-2.23%
VSCO	C	-1.95%
CASY	A	-1.91%
KSS	F	-1.89%
CCL	A	-1.89%
HPE	B	-1.85%
WMT	A	-1.84%
USFD	A	-1.82%
COST	A	-1.77%
DOCS	C	-1.75%
CPNG	D	-1.66%
PLTK	B	-1.55%
OGN	F	-1.54%
BSX	A	-1.52%
TMUS	B	-1.49%
SPOT	B	-1.46%
DECK	A	-1.45%
BKNG	A	-1.39%
ANET	C	-1.39%
R	B	-1.37%
PFE	F	-1.26%
PRGO	C	-1.21%
ZBRA	B	-1.19%
RCL	A	-1.19%
GDDY	A	-1.19%
MUSA	B	-1.16%
JWN	D	-1.15%
LIN	C	-1.11%
LLY	F	-1.11%
MSI	B	-1.09%
KMI	A	-1.08%
THC	D	-1.07%
WSM	C	-1.02%
PKG	A	-1.01%
RPM	A	-0.99%
FTI	A	-0.97%
T	A	-0.96%
META	D	-0.95%
TRGP	A	-0.93%
NTAP	C	-0.92%
TJX	A	-0.92%
NOW	A	-0.9%
ECL	D	-0.88%
FICO	B	-0.88%
MANH	D	-0.88%
DASH	B	-0.87%
HLT	A	-0.86%
COR	B	-0.86%
UBER	F	-0.86%
OKE	A	-0.84%
WMB	A	-0.83%
NFLX	A	-0.83%
FTNT	C	-0.81%
IT	C	-0.8%
AMCR	C	-0.77%
UAL	A	-0.77%
ISRG	A	-0.76%
GLW	B	-0.76%
LPX	B	-0.76%
TYL	B	-0.76%
HCA	F	-0.73%
ZM	C	-0.73%
VST	A	-0.73%
ROST	D	-0.72%
LOW	C	-0.71%
CAH	B	-0.7%
EBAY	D	-0.69%
INCY	C	-0.69%
PFGC	B	-0.69%
PANW	B	-0.69%
UTHR	C	-0.68%
SHW	B	-0.68%
TTD	B	-0.67%
JAZZ	B	-0.67%
BURL	B	-0.67%
BMY	B	-0.67%
RBLX	C	-0.67%
SO	C	-0.67%
SYK	B	-0.66%
AAPL	C	-0.65%
DELL	B	-0.64%
NI	A	-0.64%
RMD	C	-0.63%
ILMN	C	-0.63%
SMAR	B	-0.61%
NRG	B	-0.61%
OMC	C	-0.57%
AMGN	F	-0.54%
IFF	D	-0.54%
ALNY	D	-0.52%
ABBV	F	-0.52%
CEG	C	-0.52%
SMCI	F	--1.15%
IDXX	F	--1.41%
SLB	C	--1.48%
WDAY	B	--1.49%
CIVI	D	--1.5%
CHRD	D	--1.53%
AAP	D	--1.55%
SNOW	B	--1.59%
ACHC	F	--1.61%
CABO	B	--1.62%
ALB	B	--1.65%
DG	F	--1.73%
APA	D	--1.74%
SNPS	B	--1.79%
LITE	B	--1.79%
DLTR	F	--1.82%
FANG	C	--1.83%
MSFT	D	--1.86%
DXCM	C	--1.89%
WFRD	D	--1.91%
MTN	C	--1.93%
GO	C	--1.94%
AMZN	C	--1.99%
TXG	F	--2.0%
DV	C	--2.05%
CAR	C	--2.13%
WBA	F	--2.17%
MCK	A	--2.19%
FIVN	C	--2.29%
NFE	D	--2.39%
OVV	B	--2.47%