FNK vs. GVLU ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Gotham 1000 Value ETF (GVLU)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.50

Average Daily Volume

12,596

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

GVLU

Gotham 1000 Value ETF

GVLU Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by generally investing in equity securities of 400-600 mid- to large-capitalization companies chosen from a universe of the largest 1,400 companies listed on U.S. stock exchanges measured by market capitalization.

Grade (RS Rating)

Last Trade

$24.25

Average Daily Volume

27,618

Number of Holdings ^*

475

* may have additional holdings in another (foreign) market

Performance

Period	FNK	GVLU
30 Days	0.95%	1.64%
60 Days	-0.78%	1.39%
90 Days	5.30%	5.42%
12 Months	18.05%	21.17%

111 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in GVLU	Overlap
ABG	F	0.57%	0.0%	0.0%
ADTN	F	0.54%	0.33%	0.33%
AEO	F	0.42%	0.08%	0.08%
AFG	B	0.16%	0.17%	0.16%
AGCO	D	0.65%	0.08%	0.08%
AGO	C	0.74%	0.51%	0.51%
AIZ	C	0.34%	0.53%	0.34%
AN	D	0.59%	0.07%	0.07%
ARW	C	0.61%	0.45%	0.45%
ASGN	D	0.3%	0.23%	0.23%
ASH	D	0.39%	0.33%	0.33%
ASO	C	0.74%	0.35%	0.35%
ATKR	F	0.36%	0.1%	0.1%
AVNT	B	0.15%	0.19%	0.15%
AVT	D	0.58%	0.34%	0.34%
AXS	B	0.48%	0.2%	0.2%
AYI	B	0.29%	0.24%	0.24%
BBWI	F	0.32%	0.05%	0.05%
BC	D	0.46%	0.04%	0.04%
BERY	B	0.5%	0.17%	0.17%
BHF	F	0.14%	0.05%	0.05%
BJ	D	0.13%	0.17%	0.13%
BWA	F	0.59%	0.32%	0.32%
BYD	C	0.63%	0.25%	0.25%
CACC	F	0.13%	0.04%	0.04%
CACI	B	0.16%	0.02%	0.02%
CCK	A	0.18%	0.41%	0.18%
CHK	D	0.63%	0.05%	0.05%
CLF	F	0.54%	0.15%	0.15%
CMC	D	0.53%	0.13%	0.13%
COLB	C	0.7%	0.03%	0.03%
COLM	B	0.3%	0.41%	0.3%
CROX	C	0.26%	0.35%	0.26%
CRUS	D	0.15%	0.28%	0.15%
CVI	F	0.63%	0.03%	0.03%
CZR	D	0.41%	0.09%	0.09%
DAR	F	0.73%	0.31%	0.31%
DDS	D	0.35%	0.08%	0.08%
DINO	F	0.63%	0.46%	0.46%
DKS	D	0.28%	0.02%	0.02%
DXC	C	0.64%	0.32%	0.32%
EMN	A	0.44%	0.01%	0.01%
ENS	D	0.27%	0.18%	0.18%
ESGR	D	0.76%	0.45%	0.45%
EWBC	D	0.47%	0.08%	0.08%
FMC	C	0.77%	0.2%	0.2%
FUL	D	0.15%	0.23%	0.15%
GAP	F	0.37%	0.35%	0.35%
GL	C	0.55%	0.52%	0.52%
GMS	C	0.6%	0.21%	0.21%
GPI	B	0.88%	0.12%	0.12%
HOG	C	0.8%	0.21%	0.21%
HP	F	0.61%	0.36%	0.36%
HSIC	D	0.16%	0.26%	0.16%
IP	B	0.16%	0.37%	0.16%
IPGP	F	0.33%	0.05%	0.05%
JAZZ	D	0.44%	0.38%	0.38%
KWR	D	0.14%	0.22%	0.14%
LAD	C	0.8%	0.19%	0.19%
LANC	D	0.14%	0.16%	0.14%
LBRT	D	0.67%	0.15%	0.15%
LEA	F	0.57%	0.41%	0.41%
LFUS	D	0.14%	0.03%	0.03%
LNC	D	0.55%	0.15%	0.15%
LPX	B	0.33%	0.08%	0.08%
M	D	0.33%	0.02%	0.02%
MDU	B	0.58%	0.06%	0.06%
MIDD	D	0.32%	0.34%	0.32%
MMS	D	0.15%	0.36%	0.15%
MTG	B	0.85%	0.0%	0.0%
MUR	F	0.61%	0.36%	0.36%
NFG	A	0.64%	0.28%	0.28%
NOV	F	0.63%	0.08%	0.08%
NRG	C	0.43%	0.42%	0.42%
NVST	D	0.15%	0.28%	0.15%
NXST	D	0.43%	0.1%	0.1%
OGN	C	0.58%	0.35%	0.35%
ONB	C	0.47%	0.05%	0.05%
OVV	F	0.63%	0.26%	0.26%
OZK	D	0.57%	0.07%	0.07%
PAG	D	0.46%	0.02%	0.02%
PARA	F	0.14%	0.0%	0.0%
PVH	D	0.66%	0.3%	0.3%
REYN	C	0.34%	0.42%	0.34%
RGA	B	0.15%	0.33%	0.15%
RNR	B	0.85%	0.58%	0.58%
SAIC	B	0.33%	0.04%	0.04%
SANM	D	0.43%	0.09%	0.09%
SEE	D	0.14%	0.34%	0.14%
SEM	D	0.14%	0.18%	0.14%
SIG	C	0.63%	0.22%	0.22%
SKX	C	0.28%	0.48%	0.28%
SM	F	0.68%	0.13%	0.13%
SNV	C	0.16%	0.0%	0.0%
SNX	D	0.28%	0.38%	0.28%
SON	C	0.48%	0.42%	0.42%
SWX	C	0.28%	0.29%	0.28%
TAP	C	0.8%	0.45%	0.45%
TEX	D	0.66%	0.14%	0.14%
THC	B	0.67%	0.43%	0.43%
TKR	D	0.43%	0.24%	0.24%
UHS	B	0.73%	0.24%	0.24%
UNM	B	0.62%	0.34%	0.34%
URBN	D	0.51%	0.37%	0.37%
USFD	A	0.16%	0.21%	0.16%
UTHR	C	0.48%	0.36%	0.36%
VLY	C	0.68%	0.0%	0.0%
WCC	D	0.42%	0.29%	0.29%
WTFC	C	0.46%	0.01%	0.01%
WU	F	0.44%	0.38%	0.38%
ZION	D	0.3%	0.01%	0.01%

FNK Overweight 112 Positions Relative to GVLU

Symbol	Grade	Weight
MHO	B	0.94%
MTH	B	0.86%
RUSHA	C	0.85%
TMHC	B	0.85%
CNXC	D	0.84%
KBH	B	0.83%
ESNT	B	0.82%
RDN	C	0.82%
LBRDK	D	0.81%
JXN	B	0.8%
FYBR	C	0.79%
AMG	C	0.77%
SEB	C	0.73%
WTM	D	0.71%
G	B	0.7%
NOG	F	0.69%
BTU	D	0.69%
PNW	A	0.67%
EVRG	A	0.66%
TPH	C	0.66%
MOS	F	0.65%
POR	A	0.65%
KRC	C	0.65%
AL	D	0.65%
BKH	A	0.64%
COOP	B	0.64%
OGS	A	0.63%
BCC	C	0.63%
CADE	C	0.63%
MTDR	F	0.62%
R	B	0.62%
PTEN	F	0.58%
ALLY	F	0.58%
WBS	D	0.58%
MATX	C	0.56%
WAL	B	0.55%
CUZ	B	0.54%
MGY	D	0.54%
OSK	D	0.53%
NI	A	0.51%
MLI	B	0.51%
PNFP	B	0.51%
PBF	F	0.51%
APA	F	0.5%
OGE	B	0.49%
HII	D	0.48%
CHRD	F	0.47%
AGNC	A	0.47%
THO	C	0.47%
FNB	D	0.45%
KNX	C	0.44%
UFPI	C	0.44%
PII	D	0.44%
FHN	C	0.43%
VAL	F	0.43%
ALK	C	0.41%
OMF	D	0.4%
OLN	D	0.39%
DNB	C	0.37%
RRC	D	0.37%
SSB	B	0.36%
SLGN	B	0.35%
UMBF	B	0.35%
FAF	A	0.35%
LNT	A	0.34%
PB	B	0.34%
ABCB	B	0.34%
HOMB	C	0.33%
ORI	B	0.33%
UBSI	C	0.33%
NJR	A	0.32%
PRGO	C	0.32%
BOKF	B	0.32%
IDA	B	0.32%
HWC	D	0.31%
GT	F	0.31%
UGI	B	0.31%
RYN	C	0.31%
DTM	B	0.31%
IAC	C	0.31%
CMA	B	0.31%
SEIC	C	0.3%
WTRG	D	0.3%
WHR	D	0.28%
SLM	D	0.28%
BECN	D	0.26%
HGV	D	0.26%
RIG	F	0.23%
AMKR	D	0.21%
VNO	A	0.19%
SKY	B	0.19%
CAR	F	0.19%
JEF	B	0.17%
MAT	C	0.17%
TFX	B	0.17%
JLL	B	0.17%
EHC	B	0.16%
PCH	C	0.16%
BPOP	C	0.16%
HLI	A	0.16%
BXMT	C	0.15%
IVZ	C	0.15%
RHI	D	0.14%
SIGI	C	0.14%
KEX	C	0.14%
GXO	D	0.14%
LSTR	D	0.14%
VOYA	A	0.14%
SUM	D	0.14%
NEOG	D	0.14%
AR	D	0.11%
AAP	F	0.09%

FNK Underweight 364 Positions Relative to GVLU

Symbol	Grade	Weight
K	A	-0.59%
INGR	B	-0.56%
ACGL	A	-0.55%
PPC	D	-0.53%
HUM	F	-0.53%
EG	B	-0.52%
ALL	A	-0.51%
MKL	C	-0.51%
CAG	B	-0.51%
LNTH	C	-0.5%
PGR	B	-0.5%
CNC	C	-0.47%
BALL	C	-0.46%
FTI	D	-0.46%
MO	C	-0.45%
SMPL	D	-0.45%
NSIT	C	-0.45%
MMM	A	-0.44%
VZ	A	-0.44%
KR	B	-0.44%
T	A	-0.44%
ARMK	B	-0.44%
MTN	D	-0.43%
ACI	D	-0.43%
DVN	F	-0.43%
SWK	B	-0.42%
GPK	A	-0.42%
KHC	C	-0.42%
JBL	D	-0.42%
WHD	C	-0.41%
MRO	D	-0.41%
VLO	F	-0.41%
MOH	C	-0.4%
IDCC	B	-0.4%
THG	A	-0.4%
CMI	C	-0.4%
BCO	B	-0.39%
TPR	C	-0.39%
CBT	B	-0.38%
NKE	D	-0.38%
UA	C	-0.38%
LEVI	C	-0.38%
TKO	B	-0.38%
CHX	D	-0.37%
CI	B	-0.37%
DOX	C	-0.37%
MHK	B	-0.37%
ALKS	C	-0.37%
DAL	C	-0.37%
EEFT	F	-0.37%
FOXA	C	-0.37%
PRMW	B	-0.37%
LDOS	B	-0.37%
PLXS	B	-0.37%
LNG	C	-0.37%
CNA	C	-0.37%
KTB	A	-0.37%
EOG	D	-0.36%
CSL	C	-0.36%
CMCSA	D	-0.36%
COP	F	-0.36%
KMB	C	-0.36%
INCY	C	-0.36%
GILD	B	-0.36%
PYPL	B	-0.36%
MSM	D	-0.35%
ALSN	B	-0.35%
SNA	B	-0.35%
RL	B	-0.35%
SMG	C	-0.34%
DORM	B	-0.34%
BKR	D	-0.34%
CME	B	-0.34%
POST	C	-0.34%
L	C	-0.34%
TRV	A	-0.34%
GFS	F	-0.34%
GPN	C	-0.33%
SLVM	B	-0.33%
GFF	C	-0.33%
HAL	F	-0.32%
TMUS	A	-0.32%
FTDR	B	-0.32%
CVS	D	-0.32%
VFC	C	-0.32%
IPG	C	-0.32%
AXTA	C	-0.32%
ZM	C	-0.32%
CB	B	-0.32%
WRB	C	-0.32%
TGT	C	-0.31%
SOLV	C	-0.31%
BG	F	-0.31%
ANF	D	-0.31%
BBY	B	-0.31%
HIG	B	-0.31%
RPM	B	-0.3%
FANG	F	-0.3%
RGLD	B	-0.3%
HRL	C	-0.3%
RRX	C	-0.3%
VMI	D	-0.29%
CEIX	C	-0.29%
MTCH	C	-0.29%
GOLF	D	-0.29%
ELV	B	-0.29%
CRI	C	-0.29%
ABM	D	-0.29%
FLO	C	-0.29%
HPQ	D	-0.29%
CIEN	C	-0.29%
TGNA	C	-0.28%
QRVO	F	-0.28%
J	D	-0.28%
CAT	C	-0.27%
SYY	C	-0.27%
CNK	B	-0.27%
LRN	B	-0.27%
CPRI	D	-0.27%
KNSL	C	-0.26%
APTV	F	-0.26%
OTEX	D	-0.26%
IFF	B	-0.26%
SIRI	C	-0.25%
AMCR	B	-0.25%
AFL	B	-0.25%
OMC	B	-0.25%
LCII	C	-0.25%
PRIM	C	-0.24%
CTRA	F	-0.24%
DCI	D	-0.23%
GTES	C	-0.23%
XRAY	D	-0.23%
NEU	C	-0.23%
GIS	B	-0.23%
WEX	C	-0.22%
JWN	C	-0.22%
DIS	D	-0.22%
SKYW	C	-0.21%
DOOO	F	-0.21%
GM	C	-0.21%
ACLS	F	-0.21%
GNTX	F	-0.21%
DBX	D	-0.21%
HPE	F	-0.21%
EQH	C	-0.21%
QCOM	D	-0.2%
MWA	C	-0.2%
UNH	C	-0.2%
EME	A	-0.2%
PBH	B	-0.2%
CALM	B	-0.2%
JNJ	B	-0.2%
KFY	B	-0.2%
CBOE	B	-0.2%
ADM	D	-0.2%
IOSP	D	-0.2%
NWL	C	-0.19%
TDY	B	-0.19%
CNM	F	-0.19%
BAX	C	-0.19%
TEL	D	-0.19%
NSP	F	-0.19%
ATI	D	-0.18%
LMT	B	-0.18%
MDLZ	B	-0.18%
SSNC	A	-0.18%
FELE	D	-0.18%
FDX	C	-0.18%
TNET	D	-0.18%
MCY	C	-0.18%
RMD	B	-0.18%
VRSN	D	-0.18%
LOPE	D	-0.17%
MRK	D	-0.17%
HUBG	C	-0.17%
ALE	B	-0.17%
FDS	C	-0.17%
AAL	D	-0.17%
MPC	F	-0.17%
FN	D	-0.16%
CAH	B	-0.16%
ULTA	D	-0.16%
CSX	D	-0.16%
PRU	C	-0.16%
GRMN	D	-0.16%
MTZ	B	-0.16%
SWKS	F	-0.16%
EBAY	A	-0.15%
BDC	B	-0.15%
VTRS	C	-0.15%
EL	F	-0.15%
WSM	C	-0.15%
KDP	B	-0.15%
QGEN	B	-0.15%
WMG	D	-0.15%
MSA	D	-0.15%
SAM	F	-0.15%
LULU	D	-0.15%
LYB	F	-0.15%
LOW	B	-0.15%
FFIV	A	-0.15%
UI	B	-0.15%
LECO	D	-0.14%
PSX	F	-0.14%
DLTR	F	-0.14%
CVX	D	-0.14%
BRC	B	-0.14%
CHTR	D	-0.14%
MDT	B	-0.13%
BDX	D	-0.13%
WSC	D	-0.13%
AIT	C	-0.13%
DRI	C	-0.13%
SLB	F	-0.13%
JCI	B	-0.13%
ESAB	C	-0.13%
BIIB	F	-0.13%
SXT	D	-0.13%
CNO	B	-0.13%
WH	B	-0.12%
PAYC	D	-0.12%
OXY	F	-0.12%
ACIW	B	-0.12%
IGT	D	-0.12%
ATGE	D	-0.12%
RYAN	C	-0.12%
MAN	D	-0.12%
DVA	A	-0.11%
ICFI	B	-0.11%
BMY	C	-0.11%
ACT	A	-0.11%
STE	B	-0.11%
CLX	B	-0.11%
VC	F	-0.11%
MCK	F	-0.11%
KVUE	B	-0.11%
USM	B	-0.11%
SSD	C	-0.1%
FG	C	-0.1%
AM	B	-0.1%
COKE	C	-0.1%
IBOC	C	-0.1%
V	A	-0.1%
MAR	D	-0.1%
IRDM	D	-0.1%
HAYW	D	-0.09%
BR	B	-0.09%
SBAC	B	-0.09%
CL	C	-0.09%
PEP	B	-0.09%
EXPE	C	-0.09%
KNF	B	-0.09%
OC	C	-0.09%
DOV	B	-0.09%
LKQ	D	-0.09%
PNR	A	-0.09%
PRI	B	-0.08%
HAFN	D	-0.08%
CE	D	-0.08%
AON	B	-0.08%
AVY	B	-0.08%
WFG	A	-0.08%
ACM	B	-0.08%
ALLE	A	-0.07%
CPAY	C	-0.07%
VNT	D	-0.07%
PM	B	-0.07%
AZEK	C	-0.07%
WOR	F	-0.07%
URI	C	-0.07%
JNPR	B	-0.07%
WFRD	D	-0.07%
VRRM	D	-0.07%
CW	B	-0.07%
MMC	A	-0.06%
WYNN	D	-0.06%
RBA	B	-0.06%
HALO	B	-0.06%
WEN	C	-0.06%
HAS	B	-0.06%
MKC	B	-0.06%
GWW	B	-0.06%
JBHT	D	-0.05%
ITW	B	-0.05%
FOUR	C	-0.05%
MASI	D	-0.05%
RBC	D	-0.05%
SHOO	B	-0.05%
NOC	B	-0.05%
AA	D	-0.05%
BIO	C	-0.05%
PPG	C	-0.05%
BKNG	B	-0.05%
QLYS	F	-0.04%
GEHC	C	-0.04%
LVS	D	-0.04%
MTX	F	-0.04%
NVT	D	-0.04%
GNRC	D	-0.04%
NFLX	B	-0.04%
JKHY	A	-0.04%
KO	B	-0.04%
HON	D	-0.04%
DPZ	D	-0.04%
CPB	B	-0.04%
TDC	F	-0.04%
HSY	B	-0.03%
GPOR	C	-0.03%
REZI	D	-0.03%
MCD	B	-0.03%
WDFC	C	-0.03%
IEX	D	-0.03%
HBAN	B	-0.03%
ELAN	D	-0.03%
HOLX	B	-0.03%
MSGS	B	-0.03%
FIZZ	F	-0.03%
ARCH	D	-0.03%
UNF	B	-0.03%
CFR	C	-0.03%
ITT	C	-0.03%
BRBR	C	-0.03%
H	D	-0.02%
VVV	D	-0.02%
TPX	C	-0.02%
VLTO	B	-0.02%
SHW	A	-0.02%
YUM	B	-0.02%
TSN	C	-0.02%
MKTX	C	-0.02%
TTEK	B	-0.02%
MNST	C	-0.02%
ACN	C	-0.02%
NPO	D	-0.02%
PNC	B	-0.02%
JJSF	D	-0.01%
EXEL	A	-0.01%
STRA	D	-0.01%
BLD	D	-0.01%
IBP	C	-0.01%
SPB	B	-0.01%
PH	B	-0.01%
OTIS	C	-0.01%
AVTR	B	-0.01%
TFC	D	-0.01%
FIVE	D	-0.01%
AMR	F	-0.01%
RF	C	-0.01%
IFS	C	-0.01%
VRT	C	-0.01%
DGX	B	-0.01%
ICUI	B	-0.01%
CATY	C	-0.01%
BLDR	C	-0.0%
FULT	D	-0.0%
BOOT	B	-0.0%
IR	D	-0.0%
CSCO	C	-0.0%
AOS	D	-0.0%
FITB	B	-0.0%
CSWI	B	-0.0%
KLAC	D	-0.0%
IESC	C	-0.0%