FNK vs. CSM ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to ProShares Large Cap Core Plus (CSM)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$52.37

Average Daily Volume

14,164

Number of Holdings ^*

220

* may have additional holdings in another (foreign) market

CSM

ProShares Large Cap Core Plus

CSM Description

The investment seeks investment results before fees and expenses that track the performance of the Credit Suisse 130/30 Large Cap Index (the "index"). The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should track the performance of the index. The index is designed to replicate an investment strategy that establishes either long or short positions in the stocks of 500 leading large-cap U.S. companies (the "Universe") by applying a rules-based ranking and weighting methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$63.16

Average Daily Volume

12,502

Number of Holdings ^*

305

* may have additional holdings in another (foreign) market

Performance

Period	FNK	CSM
30 Days	2.44%	3.99%
60 Days	-1.15%	6.37%
90 Days	2.33%	7.99%
12 Months	12.66%	23.71%

16 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in CSM	Overlap
AIZ	D	0.14%	0.28%	0.14%
APA	D	0.67%	0.1%	0.1%
BWA	F	0.59%	0.15%	0.15%
CMA	A	0.44%	0.09%	0.09%
CZR	D	0.41%	0.31%	0.31%
EMN	D	0.46%	0.29%	0.29%
GL	D	0.11%	0.18%	0.11%
HII	D	0.27%	0.32%	0.27%
IVZ	C	0.15%	0.13%	0.13%
LNT	B	0.33%	0.18%	0.18%
NI	A	0.5%	0.28%	0.28%
PNW	B	0.49%	0.12%	0.12%
TAP	F	0.48%	0.31%	0.31%
TFX	C	0.15%	0.27%	0.15%
TPR	C	0.41%	0.18%	0.18%
UHS	B	0.48%	0.11%	0.11%

FNK Overweight 204 Positions Relative to CSM

Symbol	Grade	Weight
MATX	C	0.93%
UTHR	B	0.89%
ESGR	B	0.86%
AVT	C	0.83%
NFG	C	0.82%
LBRT	D	0.8%
GPI	D	0.8%
VAL	B	0.79%
RRC	D	0.79%
WTM	D	0.78%
CNXC	D	0.78%
MTG	A	0.78%
NOG	C	0.78%
BTU	D	0.78%
CHRD	D	0.77%
ABG	C	0.77%
SEB	F	0.77%
ESNT	B	0.76%
NOV	C	0.75%
AL	C	0.75%
CHK	D	0.75%
RDN	B	0.75%
KBH	B	0.75%
ARW	D	0.74%
CMC	C	0.73%
OVV	D	0.73%
RNR	D	0.73%
JXN	B	0.72%
IAC	F	0.71%
MTDR	C	0.71%
SIG	D	0.71%
AGO	C	0.71%
SM	D	0.71%
ADTN	D	0.71%
MUR	D	0.71%
TMHC	C	0.7%
FMC	F	0.7%
MTH	C	0.7%
MHO	C	0.69%
ALE	C	0.68%
SANM	A	0.68%
MOS	F	0.68%
DINO	F	0.68%
MLI	B	0.68%
HP	D	0.68%
FYBR	B	0.68%
COOP	B	0.67%
OGE	B	0.67%
PTEN	F	0.67%
POR	C	0.66%
LAD	D	0.66%
R	C	0.66%
MGY	B	0.64%
AGCO	F	0.64%
ALLY	A	0.64%
URBN	A	0.64%
BKH	C	0.64%
COLB	C	0.64%
EVRG	C	0.64%
ONB	A	0.63%
OGS	C	0.63%
MDU	C	0.63%
AN	C	0.62%
LBRDK	D	0.62%
BERY	C	0.62%
CADE	B	0.62%
TPH	B	0.61%
G	D	0.61%
PBF	F	0.61%
AMG	C	0.6%
UNM	D	0.6%
AMKR	B	0.6%
OZK	C	0.57%
DTM	B	0.56%
KRC	C	0.56%
AR	D	0.55%
VLY	D	0.54%
TEX	D	0.54%
SON	F	0.54%
ENS	B	0.52%
OGN	C	0.52%
BYD	C	0.52%
LEA	F	0.51%
ASO	F	0.5%
RUSHA	C	0.5%
DAR	F	0.5%
ABCB	A	0.49%
ZION	A	0.48%
WAL	B	0.48%
M	C	0.48%
FHN	A	0.48%
HWC	A	0.48%
BOKF	B	0.47%
SNX	D	0.47%
HOG	D	0.47%
NXST	B	0.47%
CVI	F	0.46%
FNB	A	0.46%
WTFC	B	0.45%
OMF	C	0.45%
IPGP	D	0.45%
CUZ	B	0.45%
KNX	C	0.44%
WCC	D	0.44%
DDS	B	0.44%
UFPI	C	0.43%
PAG	C	0.43%
ALK	F	0.43%
CAR	F	0.42%
DXC	D	0.42%
WU	D	0.42%
KEX	B	0.41%
JAZZ	F	0.41%
WBS	C	0.41%
GMS	D	0.4%
OSK	D	0.4%
SEM	A	0.39%
OLN	D	0.38%
BCC	D	0.37%
IP	C	0.36%
PVH	D	0.36%
PII	F	0.36%
SKX	D	0.35%
AXS	B	0.34%
WTRG	C	0.33%
LFUS	C	0.33%
ATKR	F	0.33%
CLF	F	0.33%
BPOP	A	0.32%
ORI	C	0.32%
NJR	C	0.32%
SNV	A	0.32%
IDA	C	0.32%
CROX	D	0.32%
ASH	D	0.31%
HOMB	B	0.31%
DNB	D	0.3%
CACC	C	0.3%
SWX	D	0.3%
SLM	C	0.3%
UMBF	A	0.3%
COLM	D	0.3%
UBSI	C	0.29%
SSB	B	0.29%
EWBC	C	0.29%
PNFP	C	0.29%
TKR	D	0.29%
BECN	C	0.29%
PB	C	0.29%
SEIC	C	0.29%
SLGN	D	0.28%
BXMT	C	0.28%
SAIC	D	0.28%
HGV	C	0.27%
ASGN	D	0.27%
HUN	D	0.27%
RYN	F	0.27%
WHR	C	0.27%
PRGO	F	0.26%
GT	F	0.26%
THO	D	0.25%
BBWI	F	0.24%
CRUS	B	0.23%
BC	D	0.23%
GMED	A	0.21%
THC	B	0.2%
JEF	A	0.19%
BJ	B	0.19%
CACI	B	0.18%
MMS	B	0.17%
EHC	B	0.17%
JLL	A	0.17%
NYCB	D	0.17%
SF	B	0.17%
RGA	A	0.17%
PENN	C	0.17%
LPX	D	0.16%
REYN	F	0.16%
USFD	D	0.16%
NEOG	C	0.16%
AVNT	D	0.16%
AGNC	A	0.16%
PFSI	A	0.16%
VNO	C	0.15%
DKS	C	0.15%
GXO	D	0.15%
CCK	D	0.15%
SEE	D	0.15%
LANC	D	0.15%
BXP	B	0.15%
LSTR	F	0.15%
CIEN	F	0.15%
FUL	C	0.15%
SIGI	D	0.14%
GPS	C	0.14%
FAF	D	0.14%
HSIC	D	0.14%
AFG	D	0.14%
AYI	D	0.14%
SKY	C	0.13%
RHI	F	0.13%
SUM	D	0.13%
MIDD	D	0.12%
AEO	D	0.12%

FNK Underweight 289 Positions Relative to CSM

Symbol	Grade	Weight
MSFT	C	-5.09%
NVDA	C	-4.8%
AAPL	B	-4.64%
AMZN	C	-2.67%
META	C	-1.57%
GOOGL	C	-1.47%
AVGO	B	-1.35%
GOOG	C	-1.19%
V	F	-0.97%
BRK.A	C	-0.93%
LLY	B	-0.87%
JPM	B	-0.65%
MRK	C	-0.63%
CRM	F	-0.61%
INTU	C	-0.61%
XOM	D	-0.57%
TSLA	C	-0.56%
GE	D	-0.55%
TMO	D	-0.52%
MU	C	-0.51%
TJX	A	-0.51%
CSCO	D	-0.49%
TMUS	B	-0.46%
UNH	D	-0.46%
UBER	C	-0.46%
LMT	D	-0.45%
BX	B	-0.44%
PG	D	-0.44%
FDX	B	-0.44%
CI	D	-0.43%
SNPS	B	-0.43%
BMY	F	-0.42%
TT	A	-0.42%
APH	B	-0.42%
EQIX	C	-0.41%
NFLX	C	-0.41%
JNJ	D	-0.41%
NOC	F	-0.4%
CDNS	C	-0.4%
ETN	C	-0.39%
GILD	C	-0.38%
EMR	B	-0.37%
ABBV	B	-0.37%
CME	D	-0.37%
EA	B	-0.36%
RSG	A	-0.36%
CCL	C	-0.36%
TRGP	A	-0.36%
SLB	D	-0.36%
GM	B	-0.36%
RCL	B	-0.36%
TEL	A	-0.36%
OKE	A	-0.36%
ACGL	D	-0.36%
BKR	B	-0.35%
PLD	C	-0.35%
PEP	D	-0.35%
CNC	D	-0.35%
ADBE	C	-0.34%
PSA	B	-0.34%
INTC	D	-0.34%
RJF	D	-0.34%
IDXX	D	-0.34%
OTIS	B	-0.34%
HIG	C	-0.34%
AME	C	-0.34%
MA	D	-0.34%
AVB	C	-0.34%
TGT	C	-0.34%
LEN	C	-0.34%
KR	C	-0.34%
EQR	C	-0.34%
SYF	A	-0.33%
BRO	B	-0.33%
XEL	D	-0.33%
GRMN	C	-0.33%
TSN	D	-0.33%
STX	B	-0.33%
CAH	F	-0.33%
LDOS	B	-0.33%
FANG	B	-0.33%
ALL	D	-0.33%
PCAR	D	-0.33%
CTSH	C	-0.33%
CPT	B	-0.32%
PHM	C	-0.32%
BG	B	-0.32%
NCLH	C	-0.32%
NRG	D	-0.32%
INVH	C	-0.32%
XYL	D	-0.32%
L	C	-0.32%
LULU	F	-0.32%
LVS	F	-0.32%
HPQ	C	-0.32%
QRVO	B	-0.32%
COST	C	-0.32%
IR	B	-0.32%
WMB	B	-0.32%
MAR	C	-0.31%
AMAT	C	-0.31%
WDC	B	-0.31%
ANET	C	-0.31%
INCY	B	-0.31%
A	D	-0.31%
HWM	D	-0.31%
SWKS	B	-0.3%
CVS	F	-0.3%
HST	D	-0.3%
EG	C	-0.3%
CE	D	-0.3%
TDY	D	-0.3%
ETR	D	-0.3%
STT	B	-0.3%
PRU	A	-0.3%
CINF	B	-0.3%
AES	D	-0.3%
BK	A	-0.3%
WYNN	F	-0.3%
BA	D	-0.3%
CBOE	F	-0.29%
SNA	D	-0.29%
RL	C	-0.29%
BAX	D	-0.29%
ULTA	D	-0.29%
MTCH	D	-0.29%
WY	D	-0.29%
PH	C	-0.28%
BAC	A	-0.28%
VTR	A	-0.28%
IEX	D	-0.28%
UAL	D	-0.28%
FTNT	D	-0.28%
HAL	F	-0.28%
BEN	D	-0.28%
TROW	B	-0.28%
TXT	C	-0.28%
MAA	B	-0.27%
PCG	C	-0.27%
CLX	D	-0.27%
APTV	F	-0.27%
BBY	B	-0.26%
PNR	D	-0.26%
MTB	A	-0.26%
VTRS	C	-0.26%
VRSN	D	-0.26%
AAL	F	-0.26%
IQV	D	-0.26%
FFIV	C	-0.26%
SWK	D	-0.26%
ROL	C	-0.26%
WST	D	-0.25%
STE	D	-0.25%
CBRE	B	-0.25%
NTRS	B	-0.25%
MDT	D	-0.25%
HD	C	-0.25%
EIX	C	-0.25%
CSX	C	-0.25%
ADSK	C	-0.25%
PPG	D	-0.25%
CNP	D	-0.25%
MGM	C	-0.24%
WAB	D	-0.24%
NOW	C	-0.24%
ATO	B	-0.23%
OMC	C	-0.22%
ABNB	D	-0.22%
DHI	C	-0.22%
PAYC	F	-0.22%
ACN	D	-0.22%
RMD	D	-0.22%
UDR	B	-0.22%
WBA	F	-0.22%
HBAN	C	-0.22%
HSY	D	-0.21%
WELL	B	-0.21%
FOXA	A	-0.21%
GEHC	C	-0.21%
COF	C	-0.21%
CMCSA	F	-0.21%
EL	F	-0.21%
MSI	B	-0.2%
AMD	C	-0.2%
PYPL	D	-0.19%
K	D	-0.19%
SJM	F	-0.19%
PANW	C	-0.19%
WMT	B	-0.18%
PARA	D	-0.18%
MOH	F	-0.18%
T	B	-0.18%
F	B	-0.18%
MKTX	D	-0.18%
MNST	D	-0.17%
ZTS	C	-0.17%
CPB	B	-0.17%
SYK	C	-0.17%
CVX	D	-0.17%
KMB	A	-0.16%
HCA	D	-0.16%
EBAY	B	-0.16%
ON	D	-0.16%
GPC	D	-0.16%
CFG	A	-0.15%
LYB	F	-0.15%
DAY	F	-0.14%
PFE	C	-0.14%
STLD	C	-0.14%
SOLV	F	-0.14%
IBM	C	-0.14%
JKHY	D	-0.13%
BIIB	C	-0.13%
MSCI	C	-0.13%
ROP	C	-0.13%
WTW	B	-0.13%
SPG	B	-0.13%
NWSA	A	-0.13%
SYY	D	-0.13%
APD	D	-0.13%
WFC	B	-0.13%
TRV	D	-0.13%
KO	B	-0.12%
CRL	D	-0.12%
PODD	C	-0.12%
KHC	D	-0.12%
BR	B	-0.12%
IPG	F	-0.12%
FITB	B	-0.12%
AKAM	D	-0.11%
LKQ	D	-0.11%
SMCI	C	-0.11%
MCD	D	-0.11%
HOLX	B	-0.1%
WRK	C	-0.1%
DXCM	D	-0.1%
KMI	A	-0.1%
CAT	D	-0.1%
FE	C	-0.1%
ALLE	C	-0.1%
EXC	D	-0.1%
URI	C	-0.1%
TFC	A	-0.1%
CAG	F	-0.1%
DTE	C	-0.09%
VLO	D	-0.09%
NUE	D	-0.09%
QCOM	C	-0.08%
ISRG	B	-0.08%
WRB	D	-0.08%
LIN	C	-0.08%
LW	F	-0.07%
DLR	B	-0.07%
AOS	C	-0.07%
FTV	D	-0.07%
JBL	F	-0.07%
HUM	D	-0.07%
BLDR	F	-0.07%
VZ	B	-0.06%
MKC	C	-0.06%
ABT	D	-0.06%
WAT	D	-0.06%
DIS	F	-0.06%
CHD	D	-0.06%
LYV	C	-0.06%
HRL	F	-0.06%
PAYX	F	-0.06%
FSLR	D	-0.05%
PGR	B	-0.05%
VRTX	A	-0.05%
CSGP	F	-0.04%
MAS	C	-0.04%
LOW	C	-0.04%
FAST	D	-0.04%
BDX	F	-0.04%
TRMB	C	-0.04%
PKG	C	-0.04%
J	C	-0.04%
ARE	B	-0.04%
PTC	C	-0.04%
KVUE	F	-0.04%
EPAM	F	-0.04%
ORCL	B	-0.04%
MMC	A	-0.04%
DVN	D	-0.04%
WM	B	-0.04%
RF	A	-0.04%
AMGN	B	-0.04%
ROST	A	-0.04%