FNK vs. CSB ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

10,619

Number of Holdings ^*

224

* may have additional holdings in another (foreign) market

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$58.66

Average Daily Volume

17,648

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	CSB
30 Days	2.49%	2.06%
60 Days	7.30%	7.40%
90 Days	8.83%	12.56%
12 Months	27.71%	27.07%

28 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in CSB	Overlap
AAP	F	0.08%	0.55%	0.08%
AEO	C	0.47%	0.85%	0.47%
AVT	B	0.58%	1.23%	0.58%
BKH	C	0.62%	1.44%	0.62%
COLB	C	0.71%	0.66%	0.66%
CVI	D	0.62%	0.78%	0.62%
DTM	A	0.32%	1.75%	0.32%
HP	D	0.63%	0.79%	0.63%
IDA	D	0.31%	1.63%	0.31%
LNC	B	0.55%	0.83%	0.55%
M	D	0.34%	0.64%	0.34%
NFG	A	0.62%	1.5%	0.62%
NJR	C	0.3%	1.53%	0.3%
NOG	D	0.7%	0.89%	0.7%
OGN	F	0.5%	0.59%	0.5%
OGS	C	0.64%	1.4%	0.64%
OZK	D	0.57%	0.75%	0.57%
PII	D	0.44%	0.86%	0.44%
POR	D	0.62%	1.5%	0.62%
PTEN	F	0.54%	0.64%	0.54%
SEE	C	0.14%	0.98%	0.14%
SNV	D	0.15%	0.81%	0.15%
SON	D	0.45%	1.39%	0.45%
SWX	C	0.29%	1.21%	0.29%
UBSI	D	0.31%	0.94%	0.31%
UGI	C	0.3%	0.9%	0.3%
VLY	C	0.7%	0.66%	0.66%
WU	D	0.41%	1.23%	0.41%

FNK Overweight 196 Positions Relative to CSB

Symbol	Grade	Weight
LBRDK	C	1.01%
MHO	C	0.96%
TMHC	C	0.88%
MTH	C	0.88%
GPI	C	0.88%
RNR	A	0.86%
JXN	A	0.86%
RUSHA	D	0.85%
LAD	C	0.85%
KBH	D	0.84%
MTG	A	0.83%
BTU	B	0.82%
AMG	B	0.81%
FMC	C	0.8%
ESNT	A	0.79%
RDN	D	0.78%
TAP	D	0.78%
FYBR	C	0.76%
HOG	D	0.76%
AGO	B	0.74%
SIG	C	0.74%
ASO	D	0.73%
ESGR	C	0.73%
CHK	C	0.71%
SEB	F	0.7%
AGCO	D	0.7%
DAR	F	0.69%
TPH	C	0.68%
WTM	C	0.68%
UHS	D	0.68%
SM	D	0.68%
KRC	C	0.68%
BCC	C	0.68%
THC	D	0.68%
G	A	0.68%
MOS	F	0.66%
PNW	C	0.66%
TEX	F	0.66%
LBRT	D	0.66%
AL	D	0.65%
EVRG	C	0.65%
R	C	0.65%
BYD	B	0.65%
UNM	A	0.65%
GMS	B	0.63%
PVH	D	0.63%
COOP	B	0.63%
BWA	C	0.62%
OVV	D	0.62%
CADE	B	0.61%
MDU	C	0.61%
ARW	C	0.61%
AN	D	0.61%
MATX	C	0.6%
MTDR	D	0.6%
MUR	F	0.59%
DINO	F	0.59%
CLF	D	0.59%
DXC	C	0.59%
NOV	F	0.59%
WBS	D	0.57%
CNXC	F	0.57%
WAL	C	0.56%
MGY	B	0.56%
ABG	D	0.56%
GL	C	0.54%
CMC	D	0.54%
ADTN	C	0.53%
CUZ	C	0.53%
LEA	F	0.53%
MLI	B	0.53%
OSK	F	0.52%
NI	A	0.51%
NRG	A	0.5%
URBN	F	0.5%
OGE	C	0.49%
UFPI	C	0.49%
ALLY	F	0.49%
APA	F	0.49%
PNFP	B	0.49%
THO	C	0.49%
PBF	F	0.48%
AXS	A	0.48%
UTHR	C	0.47%
BC	C	0.47%
EMN	C	0.47%
BERY	C	0.47%
ALK	C	0.46%
EWBC	B	0.46%
PAG	D	0.45%
HII	F	0.45%
AGNC	B	0.45%
CZR	B	0.45%
TKR	B	0.44%
CHRD	F	0.44%
KNX	D	0.44%
ONB	D	0.44%
WCC	D	0.44%
WTFC	B	0.44%
JAZZ	F	0.43%
VAL	F	0.42%
NXST	D	0.42%
FNB	D	0.42%
OLN	D	0.42%
SANM	D	0.42%
FHN	D	0.4%
OMF	D	0.39%
RRC	D	0.39%
ASH	F	0.38%
GAP	F	0.37%
LPX	C	0.37%
IPGP	D	0.36%
SSB	C	0.35%
ATKR	F	0.35%
AYI	A	0.35%
DDS	D	0.35%
DNB	D	0.35%
AIZ	B	0.34%
UMBF	C	0.34%
SLGN	B	0.34%
SAIC	A	0.34%
FAF	C	0.34%
BBWI	F	0.33%
LNT	B	0.33%
ABCB	C	0.33%
GT	F	0.32%
CMA	C	0.32%
ORI	A	0.32%
PB	D	0.32%
HOMB	D	0.31%
RYN	C	0.31%
MIDD	D	0.31%
IAC	C	0.31%
BOKF	B	0.31%
ZION	D	0.3%
SLM	B	0.3%
ASGN	D	0.3%
SEIC	B	0.3%
REYN	D	0.3%
HWC	D	0.29%
WHR	C	0.29%
WTRG	D	0.29%
COLM	B	0.29%
SNX	C	0.28%
ENS	B	0.27%
DKS	D	0.27%
SKX	B	0.27%
CROX	C	0.27%
PRGO	F	0.27%
BECN	D	0.26%
HGV	F	0.25%
RIG	F	0.23%
CAR	D	0.23%
AMKR	F	0.21%
VNO	B	0.21%
SKY	C	0.2%
FBIN	C	0.19%
JEF	A	0.18%
CCK	C	0.18%
JLL	C	0.18%
HLI	A	0.17%
IVZ	A	0.17%
EHC	C	0.16%
HSIC	D	0.16%
IP	C	0.16%
VOYA	A	0.16%
AVNT	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
TFX	C	0.16%
USFD	C	0.16%
MAT	B	0.16%
CACI	A	0.16%
RHI	D	0.15%
BXMT	C	0.15%
RGA	B	0.15%
BPOP	D	0.15%
MMS	C	0.15%
AFG	A	0.15%
KWR	F	0.14%
SEM	D	0.14%
SIGI	D	0.14%
GXO	D	0.14%
LSTR	F	0.14%
PARA	F	0.14%
NEOG	F	0.14%
LFUS	C	0.14%
FUL	F	0.14%
SUM	F	0.14%
BHF	D	0.14%
KEX	C	0.14%
AR	C	0.13%
CXT	F	0.13%
LANC	F	0.13%
CRUS	D	0.13%
BJ	B	0.13%

FNK Underweight 69 Positions Relative to CSB

Symbol	Grade	Weight
SR	D	-1.6%
FHI	A	-1.55%
NWE	C	-1.54%
FLO	D	-1.52%
PNM	B	-1.49%
AWR	B	-1.43%
AVA	D	-1.34%
WEN	B	-1.3%
SJW	D	-1.27%
PINC	F	-1.22%
MSM	D	-1.21%
GEF	B	-1.2%
SXT	C	-1.2%
ENR	B	-1.19%
KNTK	A	-1.18%
CALM	A	-1.18%
WKC	A	-1.17%
TGNA	B	-1.15%
CRI	D	-1.13%
MAN	D	-1.13%
WMG	D	-1.12%
HNI	B	-1.11%
KMT	C	-1.1%
FHB	D	-1.07%
NWBI	D	-1.05%
APAM	B	-1.01%
CWEN	C	-1.0%
KTB	C	-1.0%
INSW	B	-1.0%
FFBC	D	-0.96%
OTTR	F	-0.95%
TNL	B	-0.95%
NAVI	D	-0.95%
ASB	D	-0.93%
BANR	B	-0.93%
CCOI	B	-0.92%
AROC	B	-0.91%
MC	B	-0.91%
CAKE	A	-0.9%
FRME	D	-0.89%
BKE	B	-0.89%
IPAR	D	-0.88%
SFNC	B	-0.88%
AUB	D	-0.87%
BOH	D	-0.87%
FULT	D	-0.87%
PDCO	F	-0.86%
NSP	F	-0.86%
LEVI	C	-0.85%
WSBC	D	-0.85%
TRN	C	-0.84%
CVBF	B	-0.83%
UPBD	F	-0.81%
FIBK	C	-0.81%
AESI	B	-0.8%
PFS	D	-0.77%
LCII	C	-0.76%
INDB	D	-0.76%
CRC	B	-0.75%
VAC	D	-0.74%
STRA	F	-0.72%
CRGY	B	-0.69%
HEES	D	-0.69%
CABO	F	-0.67%
PTVE	D	-0.65%
JWN	D	-0.63%
MLKN	F	-0.61%
KSS	D	-0.58%
CC	D	-0.48%