ETHO vs. AUSF ETF Comparison

Comparison of Etho Climate Leadership U.S. ETF (ETHO) to Global X Adaptive U.S. Factor ETF (AUSF)

ETHO

Etho Climate Leadership U.S. ETF

ETHO Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the Etho Climate Leadership Index - US (the "index"). The index tracks the performance of the equity securities of a diversified set of U.S. companies that are leaders in their industry with respect to their carbon impact. "Carbon impact" is calculated based on the total greenhouse gas ("GHG") emissions from a company&#39;s operations, fuel use, supply chain, and business activities, divided by the company&#39;s market capitalization. The fund will invest at least 80% of its total assets in the component securities of the index.

Grade (RS Rating)

Last Trade

$60.24

Average Daily Volume

4,684

Number of Holdings ^*

286

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.45

Average Daily Volume

36,759

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	ETHO	AUSF
30 Days	4.11%	2.94%
60 Days	3.32%	3.40%
90 Days	7.22%	7.83%
12 Months	18.23%	34.51%

33 Overlapping Holdings

Symbol	Grade	Weight in ETHO	Weight in AUSF	Overlap
AAPL	C	0.46%	0.11%	0.11%
ABG	D	0.33%	0.45%	0.33%
AGNC	B	0.37%	0.5%	0.37%
AJG	D	0.43%	1.61%	0.43%
ALLY	F	0.29%	0.46%	0.29%
AMGN	B	0.41%	0.32%	0.32%
ATR	B	0.37%	0.09%	0.09%
CHD	D	0.36%	0.12%	0.12%
CMA	B	0.37%	0.53%	0.37%
COLB	B	0.44%	0.5%	0.44%
CSCO	C	0.35%	1.27%	0.35%
EA	D	0.39%	1.3%	0.39%
FHN	D	0.36%	0.47%	0.36%
GDDY	C	0.45%	0.08%	0.08%
HBAN	B	0.36%	0.48%	0.36%
KEY	B	0.36%	0.5%	0.36%
KMB	D	0.4%	0.09%	0.09%
KR	C	0.33%	0.13%	0.13%
LAD	D	0.31%	0.54%	0.31%
LEA	F	0.26%	0.46%	0.26%
MA	B	0.36%	0.09%	0.09%
MRK	D	0.31%	1.28%	0.31%
OMF	D	0.3%	0.42%	0.3%
OZK	D	0.31%	0.43%	0.31%
TJX	B	0.41%	0.1%	0.1%
TMUS	C	0.43%	1.63%	0.43%
V	C	0.36%	1.49%	0.36%
VRSK	D	0.41%	0.09%	0.09%
VRSN	D	0.34%	0.07%	0.07%
VRTX	D	0.4%	0.1%	0.1%
VZ	B	0.37%	2.01%	0.37%
WBS	D	0.31%	0.47%	0.31%
WRB	C	0.35%	0.12%	0.12%

ETHO Overweight 253 Positions Relative to AUSF

Symbol	Grade	Weight
NOVA	C	0.61%
ALNY	C	0.59%
SFM	B	0.56%
PTGX	C	0.55%
AGIO	C	0.54%
UTHR	C	0.53%
FTDR	B	0.52%
VCYT	B	0.48%
HLNE	B	0.47%
PODD	B	0.47%
SMAR	C	0.47%
GKOS	C	0.47%
SASR	B	0.47%
TSLA	C	0.46%
PLNT	B	0.46%
PIPR	B	0.46%
MPWR	C	0.45%
CWT	C	0.45%
RMD	C	0.45%
MMSI	B	0.45%
BKU	C	0.45%
MSEX	C	0.44%
IDCC	B	0.44%
BRC	C	0.44%
NMIH	B	0.44%
TPIC	D	0.43%
NVDA	D	0.43%
LQDT	B	0.43%
BMI	A	0.43%
EPRT	B	0.43%
AWK	B	0.43%
CPRX	A	0.43%
NYT	C	0.43%
EBC	B	0.42%
DEA	B	0.42%
BRO	C	0.42%
PFSI	C	0.42%
AAT	B	0.42%
RARE	B	0.42%
SSNC	B	0.41%
LII	B	0.41%
TXN	C	0.41%
CARG	B	0.41%
CBSH	C	0.41%
HASI	C	0.41%
BOX	C	0.41%
CNS	B	0.41%
EXTR	C	0.41%
INGR	B	0.41%
OLED	C	0.41%
AWR	B	0.41%
NFLX	B	0.4%
TER	D	0.4%
BOKF	B	0.4%
MATX	B	0.4%
FFBC	D	0.4%
CAC	C	0.4%
ANET	B	0.4%
NOW	B	0.4%
ZTS	C	0.4%
BURL	B	0.4%
ADBE	F	0.4%
TPH	C	0.39%
BERY	B	0.39%
MTH	A	0.39%
BUSE	C	0.39%
DT	C	0.39%
PAYX	C	0.39%
NTAP	D	0.39%
HNI	C	0.39%
ADI	C	0.39%
EXEL	C	0.39%
ITGR	A	0.38%
ESNT	B	0.38%
AUB	D	0.38%
THS	C	0.38%
FFIV	B	0.38%
BKNG	C	0.38%
HWC	D	0.38%
PFE	C	0.38%
AXP	B	0.38%
LITE	B	0.38%
FIBK	B	0.38%
BCPC	C	0.38%
ROST	C	0.37%
PYPL	B	0.37%
OMC	B	0.37%
INFN	B	0.37%
LZB	C	0.37%
TTWO	C	0.37%
IT	B	0.37%
GIII	C	0.37%
WTFC	B	0.36%
COLM	C	0.36%
PRI	B	0.36%
AAON	B	0.36%
MSCI	C	0.36%
XYL	C	0.36%
REXR	C	0.36%
SCS	D	0.36%
JKHY	B	0.36%
LFUS	C	0.36%
SCSC	D	0.36%
PLD	C	0.36%
BOH	D	0.36%
ZM	C	0.36%
KLAC	D	0.36%
SHOO	B	0.36%
BMRN	F	0.35%
INTU	C	0.35%
NTNX	C	0.35%
URI	B	0.35%
ASB	D	0.35%
IONS	F	0.35%
MSFT	C	0.35%
ADSK	C	0.35%
CARS	D	0.35%
MOD	A	0.35%
PPBI	D	0.35%
DFS	B	0.35%
CAKE	C	0.35%
ESI	D	0.35%
BZH	B	0.34%
DECK	C	0.34%
ATEN	C	0.34%
TGNA	D	0.34%
IPG	C	0.34%
PFGC	B	0.34%
QCOM	D	0.34%
VOYA	B	0.34%
VEEV	C	0.34%
CTS	D	0.34%
DBX	D	0.34%
LEVI	C	0.34%
GWW	B	0.34%
NOVT	D	0.34%
FC	D	0.34%
SYY	D	0.34%
PEN	D	0.33%
DOCU	C	0.33%
RL	C	0.33%
IDXX	C	0.33%
ITW	C	0.33%
GEF	D	0.33%
EPC	F	0.33%
YETI	D	0.33%
TWLO	D	0.33%
WDAY	D	0.33%
CMG	C	0.33%
CSGS	C	0.32%
MSA	D	0.32%
ANSS	D	0.32%
KRO	D	0.32%
ELAN	D	0.32%
RUSHA	C	0.32%
LCII	C	0.32%
CGNX	F	0.32%
AMKR	F	0.32%
FELE	C	0.32%
PINC	C	0.32%
PSTG	F	0.32%
AMTB	D	0.32%
ROK	D	0.32%
WTS	C	0.32%
BE	F	0.32%
NDSN	C	0.32%
TRMB	C	0.31%
RHP	C	0.31%
AMAT	D	0.31%
NBIX	F	0.31%
ENPH	D	0.31%
HAE	F	0.31%
DAY	D	0.31%
VVV	D	0.31%
CROX	D	0.31%
DDOG	D	0.31%
XHR	B	0.31%
AOS	D	0.31%
SHO	C	0.31%
ATRC	C	0.31%
PTC	D	0.31%
NTCT	C	0.31%
THR	D	0.3%
PAYC	D	0.3%
CDW	D	0.3%
EXAS	C	0.3%
CASS	C	0.3%
APLE	D	0.3%
PARA	F	0.3%
REZI	D	0.29%
GNTX	F	0.29%
ZS	F	0.29%
POWI	F	0.29%
JBT	D	0.29%
MDB	D	0.29%
IRBT	F	0.29%
SIGI	D	0.29%
CRM	D	0.29%
GPN	D	0.29%
FND	C	0.29%
KELYA	D	0.29%
CDNS	D	0.29%
CRI	D	0.29%
ROG	F	0.29%
THRM	D	0.28%
HUBS	D	0.28%
RHI	D	0.28%
AMD	D	0.28%
LPLA	D	0.28%
MKSI	F	0.28%
RGEN	F	0.28%
SCL	D	0.28%
BL	D	0.27%
EPAM	F	0.27%
ARWR	F	0.27%
LRCX	F	0.27%
SITE	C	0.27%
ENTG	F	0.27%
ETSY	F	0.27%
USNA	F	0.27%
CYTK	F	0.27%
MXL	F	0.26%
TTGT	F	0.26%
HVT	D	0.26%
COTY	F	0.26%
MRNA	F	0.26%
COHU	F	0.25%
ALG	D	0.25%
HPP	D	0.25%
EW	F	0.25%
AMN	F	0.25%
MOV	F	0.24%
BRKR	D	0.24%
OKTA	F	0.24%
IPGP	F	0.24%
ALLO	D	0.23%
W	D	0.23%
TREX	D	0.23%
RMBS	F	0.23%
VAC	F	0.23%
DENN	D	0.23%
EL	F	0.2%
EB	F	0.2%
PLUG	F	0.19%
LSCC	D	0.19%
DXCM	F	0.18%
EDIT	F	0.18%
MYRG	F	0.18%
HELE	D	0.17%
ATKR	F	0.16%
PCRX	F	0.16%
NVRO	F	0.12%
CHGG	F	0.09%

ETHO Underweight 156 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	B	-2.16%
T	C	-1.97%
RTX	C	-1.7%
LMT	C	-1.66%
WMT	C	-1.61%
MMC	C	-1.57%
BRK.A	C	-1.57%
JNJ	C	-1.57%
JNPR	B	-1.54%
RSG	D	-1.52%
GD	B	-1.51%
ROP	C	-1.47%
LIN	B	-1.46%
WM	D	-1.41%
CME	C	-1.4%
DOX	C	-1.35%
ACI	F	-1.31%
KO	C	-1.27%
MCD	B	-1.22%
BSX	B	-1.19%
CBOE	C	-1.01%
PG	C	-0.92%
BR	D	-0.85%
PEP	C	-0.79%
MO	C	-0.64%
WMB	B	-0.6%
DTM	B	-0.58%
KMI	B	-0.58%
HII	D	-0.58%
SOLV	C	-0.56%
UNM	B	-0.56%
VICI	C	-0.55%
BBY	C	-0.55%
OKE	B	-0.55%
MDT	C	-0.55%
CHE	C	-0.54%
CAG	C	-0.54%
HOG	C	-0.53%
LBRDK	F	-0.53%
FOXA	B	-0.53%
KHC	C	-0.53%
UAL	C	-0.52%
SON	C	-0.52%
CNH	D	-0.52%
CNC	D	-0.52%
FMC	C	-0.52%
PNC	B	-0.51%
IP	B	-0.51%
TPR	C	-0.51%
CMCSA	D	-0.51%
ARW	C	-0.51%
TAP	D	-0.51%
DAL	C	-0.5%
EMN	B	-0.5%
GM	C	-0.5%
FITB	B	-0.5%
PB	B	-0.5%
RF	B	-0.5%
MTB	B	-0.49%
LYB	D	-0.49%
UBSI	B	-0.49%
KRC	B	-0.49%
STWD	B	-0.49%
USB	B	-0.49%
PVH	F	-0.48%
AM	C	-0.48%
RPRX	C	-0.48%
UGI	C	-0.48%
FNB	C	-0.48%
WHR	D	-0.48%
CFG	C	-0.48%
RDN	C	-0.48%
ADM	D	-0.47%
VTRS	D	-0.47%
AVT	C	-0.47%
CVS	D	-0.47%
JXN	A	-0.47%
SYF	C	-0.47%
C	C	-0.46%
OGN	D	-0.46%
PRGO	D	-0.46%
DINO	F	-0.46%
ONB	C	-0.46%
SNX	D	-0.46%
LNC	D	-0.45%
SIG	C	-0.45%
GAP	F	-0.45%
CADE	C	-0.45%
CRBG	D	-0.45%
ZION	D	-0.44%
HPQ	D	-0.44%
AGCO	D	-0.44%
EMR	D	-0.43%
M	F	-0.43%
MOS	F	-0.43%
BG	D	-0.43%
HPE	D	-0.43%
CE	F	-0.43%
AL	D	-0.43%
NOV	F	-0.43%
BEN	F	-0.42%
PTEN	F	-0.4%
X	F	-0.4%
MCK	F	-0.39%
WBA	F	-0.39%
HP	F	-0.39%
F	F	-0.38%
CIVI	F	-0.38%
INTC	F	-0.29%
YUM	D	-0.28%
ABBV	C	-0.19%
CACI	B	-0.19%
PGR	B	-0.19%
TRV	C	-0.13%
COST	B	-0.12%
TW	B	-0.12%
AFL	C	-0.12%
NOC	B	-0.11%
ORI	B	-0.11%
GRMN	D	-0.11%
DUK	C	-0.11%
LDOS	B	-0.11%
SO	B	-0.11%
ED	C	-0.1%
ICE	C	-0.1%
MSI	B	-0.1%
DRI	B	-0.09%
FDS	C	-0.09%
ADP	B	-0.09%
UNH	C	-0.09%
PKG	B	-0.09%
XOM	C	-0.09%
HIG	B	-0.09%
DGX	B	-0.09%
MDLZ	B	-0.09%
PNW	C	-0.08%
CL	D	-0.08%
CB	B	-0.08%
AKAM	D	-0.08%
CAH	C	-0.08%
BDX	D	-0.08%
REGN	C	-0.08%
L	C	-0.08%
DLB	D	-0.07%
NEU	D	-0.07%
AME	C	-0.07%
ECL	B	-0.07%
HON	D	-0.07%
SNA	C	-0.07%
CASY	D	-0.07%
CI	C	-0.07%
HOLX	B	-0.07%
CVX	D	-0.07%
PCAR	D	-0.06%
NSIT	D	-0.06%
PSX	F	-0.06%