ESGG vs. EFIV ETF Comparison

Comparison of FlexShares STOXX Global ESG Impact Index Fund (ESGG) to SPDR S&P 500 ESG ETF (EFIV)

ESGG

FlexShares STOXX Global ESG Impact Index Fund

ESGG Description

Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX Global ESG Impact Index.

Grade (RS Rating)

Last Trade

$171.82

Average Daily Volume

6,050

Number of Holdings ^*

170

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.50

Average Daily Volume

99,873

Number of Holdings ^*

314

* may have additional holdings in another (foreign) market

Performance

Period	ESGG	EFIV
30 Days	3.45%	4.00%
60 Days	10.50%	10.39%
90 Days	2.57%	2.68%
12 Months	30.79%	34.67%

105 Overlapping Holdings

Symbol	Grade	Weight in ESGG	Weight in EFIV	Overlap
AAPL	C	4.97%	9.99%	4.97%
ABBV	C	0.13%	0.99%	0.13%
ABT	C	0.58%	0.56%	0.56%
ACN	B	1.32%	0.63%	0.63%
ADBE	F	0.67%	0.66%	0.66%
ADSK	B	0.24%	0.17%	0.17%
AKAM	D	0.03%	0.04%	0.03%
AMAT	C	0.49%	0.49%	0.49%
AMD	C	0.77%	0.77%	0.77%
AMT	D	0.32%	0.31%	0.31%
ARE	D	0.06%	0.05%	0.05%
AWK	D	0.09%	0.08%	0.08%
BALL	C	0.05%	0.06%	0.05%
BAX	D	0.04%	0.06%	0.04%
BBY	C	0.09%	0.06%	0.06%
BLK	A	0.52%	0.38%	0.38%
BMY	A	0.22%	0.3%	0.22%
C	B	0.47%	0.34%	0.34%
CAH	B	0.05%	0.08%	0.05%
CBRE	C	0.18%	0.11%	0.11%
CCL	C	0.05%	0.05%	0.05%
CI	D	0.2%	0.28%	0.2%
CL	D	0.17%	0.24%	0.17%
CMG	C	0.16%	0.23%	0.16%
CMI	A	0.08%	0.13%	0.08%
COST	C	0.78%	1.13%	0.78%
CRM	B	0.53%	0.77%	0.53%
CSCO	A	0.43%	0.62%	0.43%
CTAS	C	0.21%	0.2%	0.2%
CVS	D	0.14%	0.22%	0.14%
CVX	B	1.53%	0.71%	0.71%
DECK	B	0.07%	0.07%	0.07%
DFS	A	0.06%	0.1%	0.06%
DIS	D	0.5%	0.5%	0.5%
DOC	C	0.07%	0.05%	0.05%
EA	D	0.11%	0.1%	0.1%
EBAY	A	0.06%	0.09%	0.06%
EIX	C	0.06%	0.1%	0.06%
EL	D	0.06%	0.07%	0.06%
ELV	F	0.47%	0.35%	0.35%
EW	F	0.12%	0.12%	0.12%
EXPE	B	0.04%	0.05%	0.04%
FDS	C	0.03%	0.05%	0.03%
GILD	A	0.21%	0.3%	0.21%
GIS	C	0.13%	0.12%	0.12%
GM	D	0.2%	0.15%	0.15%
GS	B	0.46%	0.45%	0.45%
HLT	A	0.16%	0.17%	0.16%
HOLX	D	0.06%	0.05%	0.05%
HPE	B	0.09%	0.08%	0.08%
HPQ	B	0.18%	0.1%	0.1%
HST	D	0.02%	0.04%	0.02%
HSY	D	0.06%	0.08%	0.06%
ICE	A	0.45%	0.26%	0.26%
INTC	D	0.39%	0.29%	0.29%
IPG	D	0.03%	0.03%	0.03%
IRM	B	0.11%	0.1%	0.1%
JPM	C	2.91%	1.73%	1.73%
K	B	0.05%	0.06%	0.05%
KO	C	0.84%	0.8%	0.8%
KR	C	0.11%	0.11%	0.11%
LLY	D	2.23%	2.0%	2.0%
LOW	C	0.31%	0.44%	0.31%
LRCX	D	0.21%	0.31%	0.21%
LULU	D	0.12%	0.09%	0.09%
MAR	A	0.17%	0.17%	0.17%
MDLZ	D	0.19%	0.29%	0.19%
MDT	C	0.22%	0.33%	0.22%
MET	A	0.09%	0.14%	0.09%
MRK	F	1.15%	0.83%	0.83%
MRNA	F	0.04%	0.06%	0.04%
MSFT	D	4.81%	9.18%	4.81%
MU	D	0.56%	0.34%	0.34%
NEM	C	0.13%	0.18%	0.13%
NKE	D	0.2%	0.31%	0.2%
OMC	C	0.09%	0.06%	0.06%
OTIS	A	0.08%	0.12%	0.08%
PEG	A	0.1%	0.13%	0.1%
PFE	D	0.31%	0.48%	0.31%
PFG	A	0.03%	0.05%	0.03%
PG	D	1.21%	1.18%	1.18%
PNR	C	0.03%	0.05%	0.03%
QCOM	D	0.55%	0.55%	0.55%
ROST	D	0.14%	0.15%	0.14%
SLB	D	0.23%	0.17%	0.17%
SYK	C	0.5%	0.36%	0.36%
TFX	C	0.03%	0.03%	0.03%
TGT	C	0.2%	0.21%	0.2%
TJX	D	0.53%	0.38%	0.38%
TRV	B	0.1%	0.16%	0.1%
TSCO	A	0.09%	0.09%	0.09%
TT	A	0.16%	0.25%	0.16%
UBER	C	0.3%	0.46%	0.3%
UNH	B	1.06%	1.55%	1.06%
UNP	F	0.3%	0.43%	0.3%
USB	C	0.21%	0.2%	0.2%
VTR	C	0.06%	0.08%	0.06%
WDC	C	0.1%	0.07%	0.07%
WELL	C	0.21%	0.21%	0.21%
WMT	A	1.41%	1.0%	1.0%
WTW	C	0.08%	0.09%	0.08%
WY	C	0.09%	0.07%	0.07%
XOM	A	2.64%	1.48%	1.48%
YUM	C	0.08%	0.11%	0.08%
ZTS	C	0.26%	0.26%	0.26%

ESGG Overweight 65 Positions Relative to EFIV

Symbol	Grade	Weight
META	A	4.98%
AMZN	C	4.84%
BRK.A	B	2.36%
JNJ	D	2.32%
AVGO	B	2.31%
IBM	A	0.79%
SONY	C	0.62%
TXN	C	0.54%
NVS	D	0.53%
ORCL	A	0.53%
VRTX	D	0.35%
TM	D	0.35%
INTU	F	0.34%
UL	D	0.34%
NOW	B	0.34%
MUFG	D	0.29%
BKNG	B	0.27%
NXPI	F	0.24%
CRWD	D	0.24%
GEHC	C	0.23%
PANW	B	0.22%
APO	A	0.22%
SNPS	F	0.22%
DEO	C	0.15%
TD	B	0.15%
KMB	D	0.14%
HMC	D	0.13%
LYG	C	0.13%
IQV	F	0.12%
WSM	C	0.12%
AEP	C	0.11%
IT	A	0.11%
VICI	C	0.11%
BCS	B	0.1%
CNI	D	0.1%
HUBS	D	0.1%
E	C	0.09%
NU	D	0.08%
CTSH	B	0.08%
NTAP	D	0.07%
CLX	C	0.07%
LII	C	0.06%
GEN	A	0.06%
CCEP	C	0.06%
XRX	D	0.05%
ESS	D	0.05%
STLA	F	0.05%
NVT	C	0.04%
ACM	A	0.04%
AES	C	0.04%
SUI	D	0.04%
SNAP	D	0.03%
MRO	B	0.03%
DPZ	D	0.03%
DOX	B	0.03%
FFIV	B	0.03%
JBL	C	0.03%
XPO	F	0.02%
LOGI	D	0.02%
AGCO	D	0.02%
QGEN	F	0.02%
DLTR	F	0.02%
PSTG	F	0.02%
AEI	C	0.01%
OKTA	F	0.01%

ESGG Underweight 209 Positions Relative to EFIV

Symbol	Grade	Weight
NVDA	B	-8.61%
GOOGL	B	-2.77%
GOOG	B	-2.29%
TSLA	C	-2.09%
V	B	-1.33%
MA	A	-1.17%
HD	A	-1.14%
BAC	B	-0.77%
PEP	F	-0.67%
LIN	C	-0.66%
MCD	A	-0.63%
GE	B	-0.58%
CAT	A	-0.55%
DHR	D	-0.51%
AMGN	D	-0.5%
NEE	C	-0.5%
SPGI	C	-0.47%
CMCSA	B	-0.46%
T	B	-0.45%
AXP	A	-0.44%
ETN	B	-0.38%
MS	A	-0.37%
BSX	A	-0.35%
PLD	D	-0.34%
MMC	D	-0.32%
SBUX	B	-0.32%
ADP	A	-0.32%
REGN	D	-0.32%
DE	C	-0.31%
CB	A	-0.31%
FI	A	-0.3%
KLAC	B	-0.3%
TMUS	A	-0.29%
SCHW	D	-0.28%
UPS	D	-0.28%
SHW	C	-0.26%
EQIX	C	-0.24%
CME	A	-0.23%
PYPL	A	-0.23%
PH	A	-0.23%
WM	B	-0.22%
AON	A	-0.22%
PNC	C	-0.21%
MCO	D	-0.21%
FCX	B	-0.21%
BDX	C	-0.2%
ITW	C	-0.2%
ECL	C	-0.19%
APD	C	-0.19%
CSX	D	-0.19%
CARR	A	-0.19%
AJG	C	-0.18%
EMR	B	-0.18%
MPC	D	-0.16%
PSX	D	-0.16%
WMB	A	-0.16%
NSC	C	-0.16%
AFL	A	-0.16%
PSA	C	-0.16%
DHI	C	-0.16%
TFC	D	-0.16%
COF	A	-0.16%
PCAR	D	-0.15%
JCI	C	-0.15%
OKE	A	-0.15%
SRE	C	-0.15%
BK	A	-0.15%
URI	C	-0.15%
AIG	C	-0.14%
DLR	C	-0.14%
ALL	A	-0.14%
PWR	A	-0.13%
VLO	F	-0.13%
MSCI	B	-0.13%
FIS	A	-0.13%
GWW	B	-0.13%
TEL	D	-0.13%
AMP	A	-0.13%
AME	C	-0.12%
EXC	C	-0.12%
CTVA	A	-0.12%
RSG	D	-0.12%
RCL	B	-0.12%
KMI	A	-0.12%
IDXX	D	-0.12%
ACGL	A	-0.12%
PAYX	B	-0.12%
PRU	B	-0.12%
A	B	-0.12%
HES	D	-0.11%
EXR	D	-0.11%
VRSK	D	-0.11%
SYY	D	-0.11%
DOW	B	-0.11%
HUM	F	-0.11%
CNC	F	-0.11%
IR	A	-0.11%
KDP	C	-0.11%
DAL	C	-0.1%
HIG	A	-0.1%
OXY	D	-0.1%
RMD	C	-0.1%
BKR	B	-0.1%
ED	C	-0.1%
PHM	C	-0.09%
NDAQ	C	-0.09%
ROK	D	-0.09%
FANG	D	-0.09%
MTD	C	-0.09%
CSGP	F	-0.09%
KHC	F	-0.09%
PPG	D	-0.09%
ON	F	-0.09%
AVB	C	-0.09%
WAB	A	-0.09%
TRGP	A	-0.09%
XYL	C	-0.09%
STT	A	-0.08%
DOV	C	-0.08%
IFF	D	-0.08%
FTV	C	-0.08%
ETR	A	-0.08%
BIIB	F	-0.08%
ADM	F	-0.08%
AXON	A	-0.08%
FITB	C	-0.08%
MTB	A	-0.08%
RJF	B	-0.07%
HUBB	A	-0.07%
ES	D	-0.07%
TROW	D	-0.07%
DVN	F	-0.07%
BR	B	-0.07%
SW	C	-0.07%
TTWO	D	-0.07%
EQR	C	-0.07%
LYB	B	-0.07%
HAL	D	-0.07%
SBAC	C	-0.07%
GPN	F	-0.07%
SYF	A	-0.06%
ULTA	D	-0.06%
GPC	D	-0.06%
APTV	D	-0.06%
MKC	C	-0.06%
RF	B	-0.06%
CBOE	B	-0.06%
HBAN	B	-0.06%
CPAY	A	-0.06%
WAT	B	-0.06%
EQT	C	-0.06%
ZBH	F	-0.06%
IEX	D	-0.05%
AMCR	C	-0.05%
EG	A	-0.05%
SWK	C	-0.05%
TSN	D	-0.05%
DGX	D	-0.05%
AVY	D	-0.05%
LVS	B	-0.05%
NTRS	B	-0.05%
MAS	C	-0.05%
CFG	C	-0.05%
ALLE	A	-0.04%
CHRW	C	-0.04%
JKHY	A	-0.04%
SJM	D	-0.04%
UDR	C	-0.04%
JBHT	D	-0.04%
POOL	D	-0.04%
KEY	B	-0.04%
KIM	C	-0.04%
CF	A	-0.04%
CAG	D	-0.04%
CZR	B	-0.03%
WYNN	B	-0.03%
MGM	D	-0.03%
NCLH	C	-0.03%
HRL	F	-0.03%
GL	C	-0.03%
HAS	A	-0.03%
DAY	C	-0.03%
LW	D	-0.03%
MKTX	B	-0.03%
CPB	D	-0.03%
TAP	D	-0.03%
NWSA	D	-0.03%
CRL	F	-0.03%
AIZ	B	-0.03%
INCY	B	-0.03%
LKQ	F	-0.03%
TPR	B	-0.03%
ALB	D	-0.03%
REG	C	-0.03%
BXP	B	-0.03%
KMX	F	-0.03%
PARA	F	-0.02%
BEN	F	-0.02%
WBA	F	-0.02%
BBWI	F	-0.02%
DVA	C	-0.02%
RL	B	-0.02%
IVZ	A	-0.02%
FMC	C	-0.02%
BWA	C	-0.02%
MHK	C	-0.02%
MOS	F	-0.02%
FRT	D	-0.02%
NWS	D	-0.01%