EFIV vs. ESGG ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to FlexShares STOXX Global ESG Impact Index Fund (ESGG)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.01

Average Daily Volume

109,940

Number of Holdings ^*

316

* may have additional holdings in another (foreign) market

ESGG

FlexShares STOXX Global ESG Impact Index Fund

ESGG Description

Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX Global ESG Impact Index.

Grade (RS Rating)

Last Trade

$171.23

Average Daily Volume

4,150

Number of Holdings ^*

176

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	ESGG
30 Days	0.90%	1.62%
60 Days	1.36%	2.99%
90 Days	3.76%	4.86%
12 Months	31.66%	27.48%

110 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in ESGG	Overlap
AAPL	C	9.5%	4.99%	4.99%
ABBV	C	1.01%	0.18%	0.18%
ABT	C	0.6%	0.58%	0.58%
ACN	C	0.65%	1.37%	0.65%
ADBE	F	0.78%	0.7%	0.7%
ADP	B	0.34%	0.22%	0.22%
ADSK	C	0.16%	0.27%	0.16%
AFL	C	0.17%	0.1%	0.1%
AKAM	D	0.04%	0.03%	0.03%
AMAT	F	0.45%	0.45%	0.45%
AMD	D	0.72%	0.71%	0.71%
AMT	C	0.33%	0.32%	0.32%
ARE	C	0.06%	0.06%	0.06%
AWK	C	0.08%	0.12%	0.08%
BALL	C	0.06%	0.06%	0.06%
BAX	C	0.06%	0.04%	0.04%
BBY	C	0.06%	0.05%	0.05%
BLK	B	0.37%	0.61%	0.37%
BMY	C	0.29%	0.19%	0.19%
C	D	0.32%	0.53%	0.32%
CAH	C	0.08%	0.05%	0.05%
CBRE	A	0.11%	0.17%	0.11%
CI	C	0.3%	0.21%	0.21%
CL	C	0.26%	0.16%	0.16%
CMG	C	0.23%	0.14%	0.14%
CMI	C	0.12%	0.08%	0.08%
CRM	D	0.73%	0.48%	0.48%
CTAS	C	0.21%	0.22%	0.21%
CVS	F	0.21%	0.14%	0.14%
CVX	D	0.71%	1.41%	0.71%
DE	B	0.3%	0.21%	0.21%
DECK	D	0.07%	0.07%	0.07%
DIS	D	0.48%	0.49%	0.48%
DOC	C	0.05%	0.08%	0.05%
EBAY	B	0.1%	0.06%	0.06%
EL	F	0.06%	0.06%	0.06%
ELV	C	0.38%	0.5%	0.38%
EQR	C	0.08%	0.06%	0.06%
EW	F	0.12%	0.09%	0.09%
EXPE	C	0.05%	0.03%	0.03%
FDS	C	0.05%	0.03%	0.03%
FTV	C	0.08%	0.05%	0.05%
GILD	B	0.31%	0.21%	0.21%
GIS	B	0.12%	0.13%	0.12%
GM	B	0.16%	0.2%	0.16%
GS	C	0.45%	0.45%	0.45%
HIG	B	0.1%	0.06%	0.06%
HLT	B	0.16%	0.15%	0.15%
HOLX	C	0.06%	0.04%	0.04%
HPE	D	0.06%	0.08%	0.06%
HPQ	D	0.08%	0.15%	0.08%
HST	C	0.04%	0.03%	0.03%
HSY	D	0.09%	0.06%	0.06%
ICE	C	0.27%	0.44%	0.27%
INTC	F	0.24%	0.32%	0.24%
IPG	C	0.03%	0.03%	0.03%
IRM	B	0.1%	0.11%	0.1%
JPM	D	1.75%	2.86%	1.75%
K	A	0.06%	0.05%	0.05%
KO	B	0.82%	0.82%	0.82%
KR	C	0.11%	0.11%	0.11%
LLY	C	2.21%	2.29%	2.21%
LOW	A	0.43%	0.29%	0.29%
LRCX	F	0.29%	0.4%	0.29%
LULU	D	0.09%	0.13%	0.09%
MAR	C	0.17%	0.16%	0.16%
MDLZ	C	0.29%	0.2%	0.2%
MDT	C	0.35%	0.23%	0.23%
MET	A	0.14%	0.08%	0.08%
MGM	D	0.03%	0.02%	0.02%
MRK	D	0.86%	1.13%	0.86%
MRNA	F	0.07%	0.05%	0.05%
MSFT	C	9.39%	4.69%	4.69%
MU	F	0.29%	0.49%	0.29%
NDAQ	A	0.09%	0.05%	0.05%
NEM	B	0.18%	0.13%	0.13%
NKE	D	0.28%	0.19%	0.19%
OMC	B	0.06%	0.09%	0.06%
OTIS	C	0.11%	0.07%	0.07%
PEG	B	0.12%	0.09%	0.09%
PFE	D	0.49%	0.33%	0.33%
PFG	B	0.05%	0.03%	0.03%
PG	C	1.21%	1.19%	1.19%
PNR	B	0.04%	0.03%	0.03%
QCOM	F	0.55%	0.54%	0.54%
ROST	C	0.15%	0.15%	0.15%
SLB	F	0.17%	0.23%	0.17%
SPGI	A	0.49%	0.33%	0.33%
SYK	C	0.37%	0.52%	0.37%
TEL	D	0.13%	0.12%	0.12%
TGT	C	0.2%	0.2%	0.2%
TJX	C	0.39%	0.52%	0.39%
TRV	C	0.16%	0.1%	0.1%
TSCO	C	0.09%	0.09%	0.09%
TT	A	0.24%	0.16%	0.16%
UBER	C	0.42%	0.3%	0.3%
UNH	C	1.6%	1.07%	1.07%
UNP	C	0.45%	0.29%	0.29%
USB	B	0.2%	0.21%	0.2%
V	C	1.33%	0.88%	0.88%
VTR	C	0.08%	0.07%	0.07%
WBA	F	0.02%	0.02%	0.02%
WDC	D	0.06%	0.08%	0.06%
WELL	C	0.23%	0.22%	0.22%
WMT	C	1.01%	1.39%	1.01%
WTW	C	0.09%	0.08%	0.08%
WY	C	0.07%	0.09%	0.07%
XOM	D	1.48%	2.43%	1.48%
YUM	F	0.11%	0.08%	0.08%
ZTS	C	0.26%	0.26%	0.26%

EFIV Overweight 206 Positions Relative to ESGG

Symbol	Grade	Weight
NVDA	D	8.67%
GOOGL	D	2.69%
GOOG	D	2.25%
TSLA	C	1.89%
MA	C	1.2%
COST	B	1.2%
HD	A	1.1%
BAC	D	0.78%
PEP	D	0.72%
LIN	B	0.66%
MCD	B	0.62%
CSCO	B	0.59%
GE	A	0.55%
DHR	C	0.53%
AMGN	B	0.52%
NEE	C	0.51%
CAT	B	0.49%
CMCSA	D	0.46%
T	C	0.46%
AXP	B	0.43%
REGN	C	0.37%
PLD	C	0.36%
MS	C	0.36%
ETN	C	0.36%
BSX	B	0.36%
CB	B	0.35%
MMC	C	0.34%
SBUX	C	0.33%
TMUS	C	0.31%
KLAC	D	0.29%
UPS	F	0.28%
SCHW	D	0.27%
SHW	B	0.26%
EQIX	B	0.25%
WM	D	0.23%
CME	C	0.23%
PYPL	B	0.22%
PH	A	0.22%
MCO	A	0.22%
AON	B	0.22%
PNC	A	0.21%
ITW	C	0.2%
BDX	F	0.2%
CARR	B	0.19%
ECL	A	0.19%
AJG	D	0.19%
CSX	D	0.19%
FCX	D	0.18%
APD	B	0.18%
DHI	C	0.17%
MPC	F	0.17%
PSA	B	0.17%
NSC	C	0.17%
EMR	D	0.17%
COF	A	0.16%
OKE	B	0.16%
PSX	D	0.16%
WMB	B	0.16%
TFC	D	0.16%
PCAR	D	0.15%
SRE	B	0.15%
BK	A	0.15%
DLR	B	0.15%
FIS	B	0.14%
JCI	B	0.14%
URI	B	0.14%
AIG	D	0.14%
ALL	B	0.14%
PAYX	C	0.13%
AMP	B	0.13%
GWW	A	0.13%
MSCI	C	0.13%
VLO	F	0.13%
PWR	B	0.12%
HUM	F	0.12%
RCL	A	0.12%
CNC	C	0.12%
A	C	0.12%
EXC	B	0.12%
KMI	A	0.12%
IDXX	D	0.12%
PRU	C	0.12%
ACGL	B	0.12%
RSG	D	0.12%
ED	C	0.11%
IR	C	0.11%
RMD	C	0.11%
EXR	B	0.11%
SYY	D	0.11%
AME	C	0.11%
KDP	B	0.11%
VRSK	D	0.11%
CTVA	B	0.11%
EIX	C	0.1%
TRGP	B	0.1%
AVB	C	0.1%
BKR	D	0.1%
OXY	F	0.1%
HES	D	0.1%
DOW	D	0.1%
EA	D	0.1%
BIIB	F	0.09%
PPG	D	0.09%
WAB	A	0.09%
ON	F	0.09%
ROK	F	0.09%
FANG	D	0.09%
ADM	D	0.09%
MTD	D	0.09%
CSGP	D	0.09%
XYL	D	0.09%
DFS	B	0.09%
SBAC	C	0.08%
DOV	B	0.08%
IFF	C	0.08%
ETR	A	0.08%
AXON	A	0.08%
MTB	A	0.08%
FITB	B	0.08%
KHC	C	0.08%
PHM	B	0.08%
GPN	D	0.08%
DAL	C	0.08%
CPAY	C	0.07%
SW	C	0.07%
TROW	D	0.07%
ES	C	0.07%
TTWO	D	0.07%
LYB	F	0.07%
STT	B	0.07%
HAL	F	0.07%
BR	D	0.07%
DVN	F	0.07%
WAT	C	0.06%
SYF	C	0.06%
GPC	D	0.06%
EQT	D	0.06%
RF	B	0.06%
HBAN	B	0.06%
MKC	C	0.06%
HUBB	A	0.06%
ZBH	F	0.06%
RJF	C	0.06%
CBOE	C	0.06%
AMCR	C	0.05%
KIM	C	0.05%
DGX	C	0.05%
EG	C	0.05%
CCL	C	0.05%
AVY	D	0.05%
MAS	B	0.05%
TSN	D	0.05%
NTRS	B	0.05%
ULTA	D	0.05%
CFG	C	0.05%
APTV	D	0.05%
KMX	D	0.04%
ALLE	C	0.04%
SJM	C	0.04%
REG	C	0.04%
JKHY	C	0.04%
JBHT	D	0.04%
POOL	D	0.04%
UDR	C	0.04%
CF	C	0.04%
LVS	D	0.04%
IEX	D	0.04%
SWK	B	0.04%
KEY	B	0.04%
CAG	C	0.04%
FRT	C	0.03%
GL	C	0.03%
HAS	B	0.03%
DAY	D	0.03%
HRL	D	0.03%
LW	D	0.03%
TPR	C	0.03%
NWSA	D	0.03%
CPB	B	0.03%
CRL	F	0.03%
TAP	D	0.03%
AIZ	B	0.03%
MKTX	C	0.03%
ALB	F	0.03%
LKQ	F	0.03%
INCY	C	0.03%
TFX	C	0.03%
BXP	B	0.03%
CHRW	A	0.03%
BEN	F	0.02%
BBWI	F	0.02%
ETSY	F	0.02%
BIO	C	0.02%
AAL	D	0.02%
IVZ	B	0.02%
WYNN	D	0.02%
RL	B	0.02%
BWA	D	0.02%
MHK	C	0.02%
FMC	C	0.02%
CZR	C	0.02%
NCLH	C	0.02%
MOS	F	0.02%
DVA	B	0.02%
NWS	D	0.01%
PARA	F	0.01%

EFIV Underweight 66 Positions Relative to ESGG

Symbol	Grade	Weight
AMZN	C	-4.88%
META	A	-4.47%
BRK.A	C	-2.28%
AVGO	C	-2.26%
JNJ	C	-1.94%
IBM	A	-0.77%
NVS	C	-0.55%
SONY	C	-0.55%
TXN	C	-0.53%
INTU	C	-0.53%
ORCL	B	-0.51%
VRTX	D	-0.37%
UL	C	-0.36%
TM	F	-0.35%
NOW	A	-0.35%
PANW	C	-0.32%
MUFG	D	-0.29%
BKNG	B	-0.26%
CRWD	D	-0.23%
GEHC	C	-0.22%
SNPS	D	-0.22%
NXPI	D	-0.22%
DEO	D	-0.19%
APO	B	-0.18%
TD	A	-0.15%
KMB	D	-0.14%
VICI	C	-0.14%
CNI	D	-0.13%
LYG	B	-0.13%
HMC	D	-0.12%
IQV	D	-0.12%
AEP	C	-0.11%
IT	A	-0.11%
CCI	C	-0.11%
E	C	-0.1%
SMCI	F	-0.1%
BCS	B	-0.1%
CTSH	C	-0.1%
WSM	D	-0.09%
NU	B	-0.09%
HUBS	D	-0.09%
NTAP	D	-0.07%
LII	B	-0.06%
STLA	F	-0.06%
SUI	C	-0.06%
CCEP	B	-0.06%
XRX	F	-0.05%
CLX	C	-0.05%
ESS	C	-0.05%
JBL	D	-0.04%
AES	C	-0.04%
NVT	D	-0.04%
DOX	C	-0.04%
ILMN	C	-0.04%
PSTG	F	-0.03%
MRO	C	-0.03%
CPT	B	-0.03%
DLTR	F	-0.03%
LNT	B	-0.03%
SNAP	F	-0.03%
AGCO	D	-0.02%
LOGI	D	-0.02%
QGEN	D	-0.02%
OKTA	F	-0.02%
XPO	D	-0.02%
AEI	D	-0.01%