EFIV vs. AUSF ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to Global X Adaptive U.S. Factor ETF (AUSF)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.50

Average Daily Volume

99,873

Number of Holdings ^*

314

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.63

Average Daily Volume

37,855

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	AUSF
30 Days	4.00%	1.62%
60 Days	10.39%	7.78%
90 Days	2.68%	8.63%
12 Months	34.67%	39.63%

87 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in AUSF	Overlap
AAPL	C	9.99%	0.11%	0.11%
ABBV	C	0.99%	0.18%	0.18%
ADM	F	0.08%	0.45%	0.08%
ADP	A	0.32%	0.08%	0.08%
AFL	A	0.16%	0.12%	0.12%
AJG	C	0.18%	1.48%	0.18%
AKAM	D	0.04%	0.08%	0.04%
AME	C	0.12%	0.07%	0.07%
AMGN	D	0.5%	0.3%	0.3%
BBY	C	0.06%	0.54%	0.06%
BDX	C	0.2%	0.08%	0.08%
BEN	F	0.02%	0.44%	0.02%
BR	B	0.07%	0.83%	0.07%
BSX	A	0.35%	1.18%	0.35%
C	B	0.34%	0.46%	0.34%
CAG	D	0.04%	0.52%	0.04%
CAH	B	0.08%	0.08%	0.08%
CB	A	0.31%	0.08%	0.08%
CBOE	B	0.06%	0.95%	0.06%
CFG	C	0.05%	0.46%	0.05%
CI	D	0.28%	0.07%	0.07%
CL	D	0.24%	0.07%	0.07%
CMCSA	B	0.46%	0.52%	0.46%
CME	A	0.23%	1.38%	0.23%
CNC	F	0.11%	0.54%	0.11%
COST	C	1.13%	0.12%	0.12%
CSCO	A	0.62%	1.35%	0.62%
CVS	D	0.22%	0.48%	0.22%
CVX	B	0.71%	0.08%	0.08%
DAL	C	0.1%	0.55%	0.1%
DGX	D	0.05%	0.09%	0.05%
EA	D	0.1%	1.25%	0.1%
ECL	C	0.19%	0.07%	0.07%
ED	C	0.1%	0.1%	0.1%
EMR	B	0.18%	0.44%	0.18%
FDS	C	0.05%	0.09%	0.05%
FITB	C	0.08%	0.5%	0.08%
FMC	C	0.02%	0.55%	0.02%
GM	D	0.15%	0.47%	0.15%
HBAN	B	0.06%	0.47%	0.06%
HIG	A	0.1%	0.09%	0.09%
HOLX	D	0.05%	0.07%	0.05%
HPE	B	0.08%	0.48%	0.08%
HPQ	B	0.1%	0.46%	0.1%
ICE	A	0.26%	0.1%	0.1%
INTC	D	0.29%	0.36%	0.29%
KEY	B	0.04%	0.5%	0.04%
KHC	F	0.09%	0.5%	0.09%
KMI	A	0.12%	0.59%	0.12%
KO	C	0.8%	1.24%	0.8%
KR	C	0.11%	0.13%	0.11%
LIN	C	0.66%	1.48%	0.66%
LYB	B	0.07%	0.48%	0.07%
MA	A	1.17%	0.09%	0.09%
MCD	A	0.63%	1.23%	0.63%
MDLZ	D	0.29%	0.09%	0.09%
MDT	C	0.33%	0.54%	0.33%
MMC	D	0.32%	1.5%	0.32%
MOS	F	0.02%	0.43%	0.02%
MRK	F	0.83%	1.25%	0.83%
MTB	A	0.08%	0.49%	0.08%
OKE	A	0.15%	0.56%	0.15%
PCAR	D	0.15%	0.08%	0.08%
PEP	F	0.67%	0.74%	0.67%
PG	D	1.18%	0.89%	0.89%
PNC	C	0.21%	0.49%	0.21%
PSX	D	0.16%	0.06%	0.06%
REGN	D	0.32%	0.09%	0.09%
RF	B	0.06%	0.49%	0.06%
RSG	D	0.12%	1.49%	0.12%
SYF	A	0.06%	0.47%	0.06%
T	B	0.45%	1.95%	0.45%
TAP	D	0.03%	0.49%	0.03%
TJX	D	0.38%	0.1%	0.1%
TMUS	A	0.29%	1.67%	0.29%
TPR	B	0.03%	0.55%	0.03%
TRV	B	0.16%	0.12%	0.12%
UNH	B	1.55%	0.08%	0.08%
USB	C	0.2%	0.49%	0.2%
V	B	1.33%	1.38%	1.33%
VRSK	D	0.11%	0.08%	0.08%
WBA	F	0.02%	0.36%	0.02%
WM	B	0.22%	1.38%	0.22%
WMB	A	0.16%	0.6%	0.16%
WMT	A	1.0%	1.67%	1.0%
XOM	A	1.48%	0.09%	0.09%
YUM	C	0.11%	0.27%	0.11%

EFIV Overweight 227 Positions Relative to AUSF

Symbol	Grade	Weight
MSFT	D	9.18%
NVDA	B	8.61%
GOOGL	B	2.77%
GOOG	B	2.29%
TSLA	C	2.09%
LLY	D	2.0%
JPM	C	1.73%
HD	A	1.14%
AMD	C	0.77%
BAC	B	0.77%
CRM	B	0.77%
ADBE	F	0.66%
ACN	B	0.63%
GE	B	0.58%
ABT	C	0.56%
QCOM	D	0.55%
CAT	A	0.55%
DHR	D	0.51%
NEE	C	0.5%
DIS	D	0.5%
AMAT	C	0.49%
PFE	D	0.48%
SPGI	C	0.47%
UBER	C	0.46%
GS	B	0.45%
AXP	A	0.44%
LOW	C	0.44%
UNP	F	0.43%
ETN	B	0.38%
BLK	A	0.38%
MS	A	0.37%
SYK	C	0.36%
ELV	F	0.35%
PLD	D	0.34%
MU	D	0.34%
SBUX	B	0.32%
DE	C	0.31%
NKE	D	0.31%
AMT	D	0.31%
LRCX	D	0.31%
FI	A	0.3%
BMY	A	0.3%
GILD	A	0.3%
KLAC	B	0.3%
SCHW	D	0.28%
UPS	D	0.28%
ZTS	C	0.26%
SHW	C	0.26%
TT	A	0.25%
EQIX	C	0.24%
CMG	C	0.23%
PYPL	A	0.23%
PH	A	0.23%
AON	A	0.22%
TGT	C	0.21%
WELL	C	0.21%
MCO	D	0.21%
FCX	B	0.21%
CTAS	C	0.2%
ITW	C	0.2%
APD	C	0.19%
CSX	D	0.19%
CARR	A	0.19%
NEM	C	0.18%
HLT	A	0.17%
ADSK	B	0.17%
MAR	A	0.17%
SLB	D	0.17%
MPC	D	0.16%
NSC	C	0.16%
PSA	C	0.16%
DHI	C	0.16%
TFC	D	0.16%
COF	A	0.16%
ROST	D	0.15%
JCI	C	0.15%
SRE	C	0.15%
BK	A	0.15%
URI	C	0.15%
AIG	C	0.14%
MET	A	0.14%
DLR	C	0.14%
ALL	A	0.14%
PWR	A	0.13%
VLO	F	0.13%
PEG	A	0.13%
CMI	A	0.13%
MSCI	B	0.13%
FIS	A	0.13%
GWW	B	0.13%
TEL	D	0.13%
AMP	A	0.13%
EW	F	0.12%
EXC	C	0.12%
CTVA	A	0.12%
GIS	C	0.12%
OTIS	A	0.12%
RCL	B	0.12%
IDXX	D	0.12%
ACGL	A	0.12%
PAYX	B	0.12%
PRU	B	0.12%
A	B	0.12%
HES	D	0.11%
CBRE	C	0.11%
EXR	D	0.11%
SYY	D	0.11%
DOW	B	0.11%
HUM	F	0.11%
IR	A	0.11%
KDP	C	0.11%
EIX	C	0.1%
IRM	B	0.1%
OXY	D	0.1%
DFS	A	0.1%
RMD	C	0.1%
BKR	B	0.1%
PHM	C	0.09%
NDAQ	C	0.09%
WTW	C	0.09%
ROK	D	0.09%
FANG	D	0.09%
MTD	C	0.09%
TSCO	A	0.09%
CSGP	F	0.09%
EBAY	A	0.09%
PPG	D	0.09%
ON	F	0.09%
AVB	C	0.09%
WAB	A	0.09%
TRGP	A	0.09%
LULU	D	0.09%
XYL	C	0.09%
VTR	C	0.08%
STT	A	0.08%
DOV	C	0.08%
IFF	D	0.08%
FTV	C	0.08%
ETR	A	0.08%
BIIB	F	0.08%
AWK	D	0.08%
HSY	D	0.08%
AXON	A	0.08%
RJF	B	0.07%
WDC	C	0.07%
HUBB	A	0.07%
EL	D	0.07%
ES	D	0.07%
DECK	B	0.07%
TROW	D	0.07%
DVN	F	0.07%
WY	C	0.07%
SW	C	0.07%
TTWO	D	0.07%
EQR	C	0.07%
HAL	D	0.07%
SBAC	C	0.07%
GPN	F	0.07%
ULTA	D	0.06%
GPC	D	0.06%
APTV	D	0.06%
BAX	D	0.06%
OMC	C	0.06%
BALL	C	0.06%
MKC	C	0.06%
CPAY	A	0.06%
WAT	B	0.06%
K	B	0.06%
EQT	C	0.06%
ZBH	F	0.06%
MRNA	F	0.06%
DOC	C	0.05%
PNR	C	0.05%
IEX	D	0.05%
AMCR	C	0.05%
EG	A	0.05%
SWK	C	0.05%
TSN	D	0.05%
AVY	D	0.05%
LVS	B	0.05%
NTRS	B	0.05%
MAS	C	0.05%
PFG	A	0.05%
EXPE	B	0.05%
CCL	C	0.05%
ARE	D	0.05%
ALLE	A	0.04%
HST	D	0.04%
CHRW	C	0.04%
JKHY	A	0.04%
SJM	D	0.04%
UDR	C	0.04%
JBHT	D	0.04%
POOL	D	0.04%
KIM	C	0.04%
CF	A	0.04%
CZR	B	0.03%
WYNN	B	0.03%
MGM	D	0.03%
NCLH	C	0.03%
HRL	F	0.03%
GL	C	0.03%
HAS	A	0.03%
DAY	C	0.03%
LW	D	0.03%
MKTX	B	0.03%
CPB	D	0.03%
NWSA	D	0.03%
CRL	F	0.03%
AIZ	B	0.03%
INCY	B	0.03%
LKQ	F	0.03%
ALB	D	0.03%
TFX	C	0.03%
REG	C	0.03%
BXP	B	0.03%
IPG	D	0.03%
KMX	F	0.03%
PARA	F	0.02%
BBWI	F	0.02%
DVA	C	0.02%
RL	B	0.02%
IVZ	A	0.02%
BWA	C	0.02%
MHK	C	0.02%
FRT	D	0.02%
NWS	D	0.01%

EFIV Underweight 102 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	A	-2.32%
VZ	C	-2.07%
RTX	A	-1.67%
LMT	A	-1.64%
JNPR	C	-1.53%
BRK.A	B	-1.52%
GD	C	-1.5%
JNJ	D	-1.49%
ROP	D	-1.44%
DOX	B	-1.35%
ACI	F	-1.32%
LBRDK	C	-0.64%
UNM	A	-0.61%
LAD	C	-0.6%
DTM	A	-0.6%
SIG	C	-0.59%
MO	D	-0.59%
SOLV	C	-0.57%
UAL	A	-0.56%
HII	F	-0.55%
KRC	C	-0.55%
EMN	C	-0.55%
CHE	D	-0.55%
CMA	C	-0.55%
HOG	D	-0.54%
FOXA	B	-0.54%
VICI	C	-0.53%
COLB	C	-0.53%
CNH	C	-0.53%
JXN	A	-0.52%
ARW	C	-0.52%
AGNC	B	-0.51%
STWD	C	-0.51%
WHR	C	-0.5%
AM	A	-0.5%
IP	C	-0.5%
SON	D	-0.5%
UGI	C	-0.49%
AVT	B	-0.49%
UBSI	D	-0.48%
PB	D	-0.48%
SNX	C	-0.48%
VTRS	D	-0.47%
PVH	D	-0.47%
CRBG	B	-0.47%
WBS	D	-0.47%
RDN	D	-0.47%
FNB	D	-0.46%
ABG	D	-0.46%
CE	D	-0.46%
GAP	F	-0.46%
RPRX	D	-0.46%
AGCO	D	-0.46%
X	F	-0.46%
LNC	B	-0.46%
DINO	F	-0.45%
ONB	D	-0.45%
PRGO	F	-0.45%
FHN	D	-0.45%
CADE	B	-0.45%
AL	D	-0.45%
LEA	F	-0.44%
OZK	D	-0.43%
ZION	D	-0.43%
M	D	-0.43%
OMF	D	-0.42%
OGN	F	-0.42%
NOV	F	-0.42%
BG	F	-0.41%
HP	D	-0.41%
ALLY	F	-0.4%
PTEN	F	-0.38%
F	D	-0.37%
CIVI	F	-0.36%
MCK	F	-0.36%
CACI	A	-0.2%
PGR	B	-0.2%
TW	A	-0.13%
CHD	D	-0.12%
DUK	C	-0.11%
NOC	B	-0.11%
ORI	A	-0.11%
WRB	C	-0.11%
SO	A	-0.11%
LDOS	A	-0.11%
GRMN	D	-0.1%
MSI	A	-0.1%
KMB	D	-0.09%
DRI	C	-0.09%
ATR	A	-0.09%
PKG	B	-0.09%
VRTX	D	-0.09%
GDDY	B	-0.08%
L	C	-0.08%
NEU	F	-0.08%
NSIT	B	-0.07%
DLB	D	-0.07%
SNA	C	-0.07%
HON	C	-0.07%
VRSN	C	-0.07%
CASY	D	-0.07%
PNW	C	-0.07%